Prosecution Insights
Last updated: October 04, 2026
Application No. 18/701,828

AQUEOUS FORMULATIONS OF AN ANTI-CD22 ANTIBODY AND USES THEREOF

Non-Final OA §102§103
Filed
Apr 16, 2024
Priority
Oct 18, 2021 — provisional 63/256,883 +1 more
Examiner
FAUST, AMBER KATHLEEN
Art Unit
Tech Center
Assignee
Sinomab Bioscience Limited
OA Round
1 (Non-Final)
61%
Grant Probability
Moderate
1-2
OA Rounds
1y 2m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 61% of resolved cases
61%
Career Allowance Rate
43 granted / 71 resolved
+0.6% vs TC avg
Strong +53% interview lift
Without
With
+53.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
46 currently pending
Career history
111
Total Applications
across all art units

Statute-Specific Performance

§101
4.1%
-35.9% vs TC avg
§103
33.3%
-6.7% vs TC avg
§102
18.4%
-21.6% vs TC avg
§112
22.8%
-17.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 71 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Application Status Claims 1-24 are pending and examined on the merits herein. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-5, 7-15, 17-21, and 24 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Zhao (Clin Drug Investig 36, 889–902 (2016); PTO-892) as evidenced by Leung (WO 2020/078453 A9; IDS entered 04/16/2024). Regarding claims 1-2, 4-5, 7-11, 13, and 24, Zhao teaches that SM03 injections, containing 10.00 mg/mL SM03, 7.25 mg/mL hydrogen phosphate disodium, 1.54 mg/mL sodium dihydrogen phosphate and 0.40 mg/mL polysorbate 80 (pH 7.2) (section 2.2, page 891). There is a typographical error in the manuscript of poly polysorbate 8, as there is no known polysorbate 8 nonionic surfactant it is presumed that this was intended to read polysorbate 80. Zhao further teaches that SM03 is a recombinant, human/mouse chimeric immunoglobulin (Ig) G1 monoclonal antibody directed against the CD22 antigen on human B lymphocytes (page 891, col 1, para 2). 1.54 mg/ml sodium dihydrogen phosphate calculates to 12.83 mM; 0.4mg/ml polysorbate 80 calculates to 0.04%. All of the necessary materials to produce a kit are already present in the formulation and printed instructions do not distinguish the claimed product (MPEP 2112.01 (III)). Regarding claim 3, as the claim does not recite additional elements in the formulation composition and Zhao teaches all of the components of claim 1, it naturally flows that the formulation as taught by Zhao must also have an osmotic pressure within 50-100 mOsmol/kg. Regarding claims 12 and 18, Zhao teaches eligible patients received multiple intravenous infusions of SM03 for 4 weeks (240 mg/m2, 600 or 900 mg, once weekly) (abstract). Regarding the isotonic agent as recited in claim 18, this could be a separate vial of the formulation which would by necessity of containing the same formulation be isotonic but be administered concomitantly to achieve a different final dosage for the patient. Regarding claims 14-15, as evidenced by Leung, Suciraslimab (SM03) has a light chain variable region (LCVR) comprising the amino acid sequence of SEQ ID NO: 001 and a heavy chain variable region (HCVR) comprising the amino acid sequence of SEQ ID NO: 005 (page 3, last para -page 4, first para), SEQ ID NO: 1 has 100% sequence identity with instant claimed SEQ ID NO: 1-4 and SEQ ID NO: 5 has 100% sequence identity with instant claimed SEQ ID NO: 5-8. Regarding claims 17 and 19-21, Zhao teaches that SM03 partly reduced the peripheral lymphocyte count (CD19+ B cells) in SLE patients and that this initial clinical efficacy and safety profile of SM03 supports its continued development for SLE treatment (conclusion). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 6 is rejected under 35 U.S.C. 103 as being unpatentable over Zhao (Clin Drug Investig 36, 889–902 (2016); PTO-892) as evidenced by Leung (WO 2020/078453 A9; IDS entered 04/16/2024) as applied to claims 1-5, 7-15, 17-21, and 24 above, and further in view of Challener (BioPharm International 2017 30 (1) 32-35; PTO-892). The teachings of Zhao regarding claims 1-5, 7-15, 17-21, and 24 are detailed above. Zhao does not teach wherein the polysorbate is polysorbate 20. Challener states there are a limited number of excipients that have been used in marketed protein biopharmaceuticals. Challener further states using a novel excipient that has no precedent requires additional safety data and the cost and risk associated with this path make it an undesirable first choice (page 34-35, bridging sentence). Thus, Challener indicates there is not a large laundry list wherein components are widely variable and wherein the function of the individual excipients is not recognized. The selection of excipients used is therefore limited. Challener further teaches that surfactants such as polysorbates 80 and 20 are used with large molecules that exhibit sensitivity to interfacial interactions (page 33, last col, last para). The use of sucrose, mannitol, citrate buffer and the surfactant polysorbate 20 have a long history of use in lyophilization formulations and have been primary choices for lyophilization. It would have been obvious to one of ordinary skill in the art before the effective filing date of the instant application to use polysorbate 20 as the surfactant as taught by Challener in the formulation of CD22 antibody as taught by Zhao. The ordinary artisan would have been motivated to do so because Challener teaches that sucrose, mannitol, citrate buffer and the surfactant polysorbate 20 have a long history of use in lyophilization formulations and have been primary choices for lyophilization. Therefore, it would be beneficial to develop a stable antibody formulation for lyophilization for long term storage and shipment. Claim 16 is rejected under 35 U.S.C. 103 as being unpatentable over Zhao (Clin Drug Investig 36, 889–902 (2016); PTO-892) as evidenced by Leung (WO 2020/078453 A9; IDS entered 04/16/2024) as applied to claims 1-5, 7-15, 17-21, and 24 above, and further in view of Jain (Sci Rep 11, 11332 (2021); PTO-892). The teachings of Zhao regarding claims 1-5, 7-15, 17-21, and 24 are detailed above. Zhao does not teach wherein said formulation is stable upon multiple cycles of freezing and thawing. Jain teaches that physical instabilities of proteins in the form of protein aggregation continue to be a major challenge in the development of protein drug candidates and that aggregation can occur during different stages of product lifecycle such as freeze–thaw, manufacturing, shipping, and storage, and can potentially delay commercialization of candidates (abstract). Jain further teaches freezing and thawing are typical steps involved in the manufacturing of drug product and also teaches a process to identify optimal freeze thaw conditions including balancing different excipients to reduce or eliminate aggregation (abstract). Jain further teaches that proteins are commonly exposed to the freeze–thaw (F/T) events during bulk drug substance handling, manufacturing, and storage, as well as potential excursions during shipping (page 1, last para). It would have been obvious to one of ordinary skill in the art before the effective filing date of the instant application to test and optimize the antibody formulation to be stable through freeze thaw cycles as taught by Jain in the formulation of CD22 antibody as taught by Zhao. The ordinary artisan would have been motivated to do so because Jain teaches that freezing and thawing are typical steps involved in the manufacturing of drug product including substance handling, manufacturing, and storage, as well as potential excursions during shipping. Therefore, it would be beneficial to the patient and the pharmaceutical production to optimize the antibody formulation to be stable through multiple freeze thaw cycles through the manufacturing and shipping process. Claims 22-23 are rejected under 35 U.S.C. 103 as being unpatentable over Zhao (Clin Drug Investig 36, 889–902 (2016); PTO-892) as evidenced by Leung (WO 2020/078453 A9; IDS entered 04/16/2024) as applied to claims 1-5, 7-15, 17-21, and 24 above, and further in view of Leung (WO 2020/078453 A9; IDS entered 04/16/2024). The teachings of Zhao regarding claims 1-5, 7-15, 17-21, and 24 are detailed above. Zhao does not teach wherein the autoimmune disorder, or disease is rheumatoid arthritis. Leung teaches a method of treating rheumatoid arthritis in a subject in need thereof, comprising administering to the subject a therapeutically effective amount of an anti-CD22 antibody (claim 1), wherein the anti-CD22 antibody is selected from a group consisting of SM03 (claim 24). Leung further teaches that methods of employing Siglec specific antibodies that target CD22 epitopes to treat disorders in which overactive or uncontrolled immune (or autoimmune) activity is detrimental (including rheumatoid arthritis), by inhibiting or modifying B cell activity by intravenous administration of anti‐CD22 antibodies in multiple times in multiple cycles such that the disorder is treated (page 4, last para). It would have been obvious to one of ordinary skill in the art before the effective filing date of the instant application to treat rheumatoid arthritis as taught by Leung with the formulation of CD22 antibody as taught by Zhao. The ordinary artisan would have been motivated to do so because Leung teaches methods of employing specific antibodies that target CD22 epitopes to treat disorders in which overactive or uncontrolled immune (or autoimmune) activity is detrimental (including rheumatoid arthritis), by inhibiting or modifying B cell. Therefore, it would be beneficial to rheumatoid arthritis patients to treat the overactive or uncontrolled immune system with SM03 to inhibit B cells. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to AMBER K FAUST whose telephone number is (703)756-1661. The examiner can normally be reached Monday - Thursday 9:00am-6:00pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Julie Wu can be reached at 571-272-5205. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /AMBER K FAUST/ Examiner, Art Unit 1643 /JULIE WU/ Supervisory Patent Examiner, Art Unit 1643
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Prosecution Timeline

Apr 16, 2024
Application Filed
Sep 08, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
61%
Grant Probability
99%
With Interview (+53.3%)
3y 8m (~1y 2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 71 resolved cases by this examiner. Grant probability derived from career allowance rate.

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