Prosecution Insights
Last updated: August 15, 2026
Application No. 18/701,911

METHOD FOR SINGLE-CRYSTALLIZATION REGENERATION OF WASTE CATHODE MATERIAL BY VACUUM PYROLYSIS PROCESS

Non-Final OA §112
Filed
Apr 16, 2024
Priority
Nov 01, 2023 — CN 202311434349.1 +1 more
Examiner
NGUYEN, HAIDUNG D
Art Unit
1761
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Kunming University Of Science And Technology
OA Round
1 (Non-Final)
65%
Grant Probability
Favorable
1-2
OA Rounds
9m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 65% — above average
65%
Career Allowance Rate
406 granted / 625 resolved
At TC average
Strong +28% interview lift
Without
With
+28.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
49 currently pending
Career history
671
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
48.9%
+8.9% vs TC avg
§102
26.1%
-13.9% vs TC avg
§112
20.0%
-20.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 625 resolved cases

Office Action

§112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers submitted under 35 U.S.C. 119(a)-(d), which papers have been placed of record in the file. Drawings The Drawings filed 5/12/2026 are approved by the examiner. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(d): (d) REFERENCE IN DEPENDENT FORMS.—Subject to subsection (e), a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. The following is a quotation of pre-AIA 35 U.S.C. 112, fourth paragraph: Subject to the following paragraph [i.e., the fifth paragraph of pre-AIA 35 U.S.C. 112], a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. Claims 3 and 6 are rejected under 35 U.S.C. 112(d) or pre-AIA 35 U.S.C. 112, 4th paragraph, as being of improper dependent form for failing to further limit the subject matter of the claim upon which it depends, or for failing to include all the limitations of the claim upon which it depends. Claims 3 and 6 each recites a limitation “wherein the combination of lithium carbonate, lithium nitrate, and lithium sulfate is replaced by lithium carbonate or lithium nitrate”. This limitation is improper dependent form for failing to further limit the subject matter of the claim upon which it depends (claim 1, which requires a combination of lithium carbonate, lithium nitrate, and lithium sulfate). By replacing the combination of lithium carbonate, lithium nitrate, and lithium sulfate with lithium carbonate or lithium nitrate, the scope of claim is broadened. Applicant may cancel the claim(s), amend the claim(s) to place the claim(s) in proper dependent form, rewrite the claim(s) in independent form, or present a sufficient showing that the dependent claim(s) complies with the statutory requirements. Allowable Subject Matter The following is an examiner’s statement of reasons for allowance: Claims 1, 2, 4, 5, and 7 are allowed over the prior art. CN 112391671 discloses a method for reconstructing ternary single-crystal materials from waste ternary polycrystalline materials. Specifically, it discloses mixing waste ternary polycrystalline materials with an organic mixed solvent to form a slurry, ultrasonically treating it to remove part of the solvent, and obtaining a slurry of waste ternary polycrystalline materials; placing the slurry of waste ternary polycrystalline materials in a drum mixer for mixing, atomizing and spraying lithium manganese oxide seed slurry into the drum mixer to obtain the material to be repaired; and subjecting the material to be repaired to multi-stage calcination in an air atmosphere to obtain ternary single-crystal materials. CN114196829 discloses a method for regeneration of ternary single-crystal materials from waste ternary polycrystalline materials. Specifically, it discloses a retired lithium-ion battery nickel-cobalt-manganese cathode material is crushed to obtain seed crystals, wherein the particle size of the seed crystals is D50<500nm; a mixed solution containing nickel, cobalt and manganese sources is mixed evenly with seed crystals, and a precipitant and a complexing agent are added to carry out a coprecipitation reaction to obtain a single-crystal nickel-cobalt-manganese material precursor; after uniformly mixing the single-crystal nickel-cobalt-manganese material precursor with the lithium source, calcination is performed to obtain the single-crystal cathode material. The prior art fails to disclose a method for regeneration of ternary single-crystal materials from waste ternary polycrystalline materials as claimed. Specifically, the prior art fails to disclose a method wherein nickel stearate and a lithium salt are mixed with the waste polycrystalline ternary cathode material and vacuum calcine the mixture to obtain a regenerated single crystal ternary cathode material. The method of the invention not only can compensate the lithium loss of the waste single crystal ternary positive electrode material, but also converts the insoluble residual Ni on the surface of the single crystal material in the process of nickel stearate " burst " into LiNiO2 capable of providing discharge capacity, so that the regenerated positive electrode material exhibits more excellent electrochemical performance. The method of the invention is simple and easy to operate, has low requirement for regeneration reaction temperature, does not need to calcine at high temperature for a long time and can perform two processes of splitting the polycrystal into single crystal and supplementing lithium at the same time, has low energy consumption and is easy to popularize. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to HAIDUNG D NGUYEN whose telephone number is (571)270-5455. The examiner can normally be reached M-Th: 10a-3p. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Angela Brown-Pettigrew can be reached at 571-272-2817. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HAIDUNG D NGUYEN/Primary Examiner, Art Unit 1761 7/17/2026
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Prosecution Timeline

Apr 16, 2024
Application Filed
Jul 21, 2026
Non-Final Rejection mailed — §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
65%
Grant Probability
93%
With Interview (+28.2%)
3y 0m (~9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 625 resolved cases by this examiner. Grant probability derived from career allowance rate.

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