Prosecution Insights
Last updated: October 02, 2026
Application No. 18/701,959

ARTICLES HAVING A COATING INCLUDING POLYELECTROLYTES AND A PHOTOCLEAVABLE POLYMER, AND METHODS OF MAKING SAME

Non-Final OA §102§103
Filed
Apr 17, 2024
Priority
Dec 22, 2021 — provisional 63/292,473 +2 more
Examiner
LISTVOYB, GREGORY
Art Unit
Tech Center
Assignee
3M Innovative Properties Company
OA Round
1 (Non-Final)
67%
Grant Probability
Favorable
1-2
OA Rounds
7m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allowance Rate
814 granted / 1217 resolved
+6.9% vs TC avg
Strong +30% interview lift
Without
With
+29.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
43 currently pending
Career history
1243
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
58.8%
+18.8% vs TC avg
§102
20.3%
-19.7% vs TC avg
§112
7.1%
-32.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1217 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-2, 5-9, 11 and 14-20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Hu et al (Light-Controlled Selective Disruption, Multilevel Patterning, and Sequential Release with Polyelectrolyte Multilayer Films Incorporating Four Photocleavable Chromophores, Chem. Mater. 2017, 29, 2951−2960), cited in IDS. Hu teaches a photolabile polyelectrolyte multilayers (PEMs), produced by the layer-by-layer (LbL) approach, which comprise commercially available photoinert polyanions (i.e. polyelectrolyte) and photolabile polycations of the following formula (see Figure 3 at 2953, meeting the limitations of claims 12 and 9): PNG media_image1.png 92 88 media_image1.png Greyscale where PNG media_image2.png 174 156 media_image2.png Greyscale Note that M3/P3 is a photocleavable nitroaryl, recited in instant claim 1. Photolabile PEMs prepared by depositing on plasma cleaned quartz (i.e., substrate) slides by alternating immersion of the substrates into one of P1−P4 solutions at pH 6.0 and a PSS solution (see page 2953, left column). Thus, all limitations of claims 2 and 5-7 are met. In reference to claim 8, Hu teaches a multilayered composition (see Figure 2 at 2952). Noe that all limitations of claims 11-12 are met when y=0. Regarding claim 14, Hu teaches a surface patterning (see Abstract and page 2951, right column). In reference to claims 15, 18 and 20, Hu teaches a method comprising steps of photolithographic patterning of films at multiple heights using different irradiation conditions and photomasks (see Abstract), degradation of photocleavable groups and result in film dissolution in rinsing solutions (see page 2954, left column) and making In reference to claim 16, Hu teaches that common interactions used to build layer-by layer LbL films include ion pairing interactions, hydrogen bonding, and metal coordination (see page 2951, left column). It is clear that first and second layers contain complimentary groups. Regarding claim 19, Hu teaches that the spatial arrangement of materials perpendicular to the surface, together with the spatiotemporal distribution of different wavelengths of light on the surface, allows for photopatterning of films to yield complex micropatterns (see page 2952, left column). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 3 and 4 are rejected under 35 U.S.C. 103 as being unpatentable over Hu et al as applied to claims 1-2, 5-9, 11-12 and 14-20 above, and further in view of Nakamura et al. (Volume and temperature change behaviors of photothermal convertible hydrogels, Polymer 116 (2017) pages , 534-539). Hu does not teach a pigment and carbon black. Nakamura teaches a photoresponsive behaviors of thermosensitive hydrogels formed from Poly(N-isopropylacrylamide-acrylamide) (PNIPAm) and poly(N-n-propyl-acrylamide) (PNNPAm) containing carbon black (CB) investigated by comparing experimental and simulation results. It was observed that the surface temperatures of irradiated gels increased rapidly after the irradiation to a peak and then decreased exponentially. The CB-PNIPAm gel shrank and its size synchronized with the surface temperature rise and reached a constant between the shrunken and swelling states. (see Abstract). The reference discloses that photosensitive hydrogels have attention because of their potential applications as a light-driven switch and actuator (see page 534, left column). Therefore, it would have been obvious to a person of ordinary skills in the art before the effective filing date of the invention to use carbon black in Hu’s composition in order to use the composition as a light-driven switch and actuator. Allowable Subject Matter Claims 10 and 13 objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Search for prior art does not result in a poly(1-pyrenemethyl methacrylate) (PPy) copolymer in photocleavable multilayer composition. The closest prior art is represented by Basu et al (WO 2020171520, cited herein with identical US 20220149342) Basu teaches a composition for the solution-phase deposition of thin films on conversion anodes in lithium-ion batteries (see Abstract), which can include PPy (see 0030). However, Basu does not teach PPy use in photolabile polyelectrolyte multilayer composition. Liu et al (US 20200395614) discloses an emulsion comprising solid particles of a single composition, or a mixture thereof, comprising a polymer comprising one monomer of an aryl methacrylate, or a mixture thereof, co-polymerized with a monomer of an alkyl methacrylate (see Abstract). In particular, Liu teaches a composition comprising PPy (see 0077) and carbon black (see 0083) However, Liu does not teach PPy use in photolabile polyelectrolyte multilayer composition. Any inquiry concerning this communication or earlier communications from the examiner should be directed to GREGORY LISTVOYB whose telephone number is (571)272-6105. The examiner can normally be reached 9am-5pm EST M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Heidi Riviere Kelley can be reached at (571) 270-1831. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. GL /GREGORY LISTVOYB/Primary Examiner, Art Unit 1765
Read full office action

Prosecution Timeline

Apr 17, 2024
Application Filed
Sep 22, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
67%
Grant Probability
96%
With Interview (+29.6%)
3y 0m (~7m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1217 resolved cases by this examiner. Grant probability derived from career allowance rate.

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