Prosecution Insights
Last updated: October 26, 2026
Application No. 18/703,517

METHOD FOR PREPARING A PRECURSOR MATERIAL FOR A LI-CONTAINING CATHODE ACTIVE MATERIAL

Non-Final OA §103
Filed
Apr 22, 2024
Priority
Oct 25, 2021 — EU 21204489.5 +1 more
Examiner
KOPEC, MARK T
Art Unit
1762
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Umicore S.A.
OA Round
2 (Non-Final)
84%
Grant Probability
Favorable
2-3
OA Rounds
0m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
936 granted / 1108 resolved
+19.5% vs TC avg
Moderate +13% lift
Without
With
+12.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
27 currently pending
Career history
1132
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
38.0%
-2.0% vs TC avg
§102
27.6%
-12.4% vs TC avg
§112
19.4%
-20.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1108 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This action is responsive to applicant’s amendment/remarks filed 07/15/26. Claims 16, 18, 20-30 are pending. The Replacement Figure and concurrent amendment to the instant specification are entered. Withdrawn Rejection(s) The prior art rejection under 35 U.S.C. 102(a)(1) as being anticipated by CN 104934572 (PTO-892) or Taniguchi et al (Powder Tech 2008) is withdrawn in view of applicant’s amendment and remarks. The prior art rejection under 35 U.S.C. 103 as being unpatentable over either CN 104934572 (PTO-892) or Taniguchi et al (Powder Tech 2008) is withdrawn in view of applicant’s amendment and remarks. New Grounds of Rejection Claim(s) 16, 18, 20-30 are rejected under 35 U.S.C. 103 as being unpatentable over or Taniguchi et al (Powder Tech 2008) in view of CN 104934572 (PTO-892). Taniguchi (Powder Technology 2008) discloses (Abstract): PNG media_image1.png 340 1390 media_image1.png Greyscale The disclosed process meets the claimed “spray pyrolysis” and “spray dries” (dependent claim 2) (Section 2: Experimental). As above, the examiner notes that elected species I utilizes open claim terminology “comprising” which does not exclude the lithium salt disclosed in the reference. Also, as the reference teaches a heating step after spray-drying, the material meets the instant claim terminology “precursor material” (see discussion above). While the reference teaches the use of nitrate salt precursors, Taniguchi differs from the instant amended claims in failing to specify that the precursor materials (during spray pyrolysis) are chloride salts. However, the examiner respectfully submits that the skilled artisan would have found the substitution of one well-known precursor component for another and obvious modification, and the results of such would have been predictable. CN ‘572 is cited as evidence of the art-known equivalence of nitrate and chloride salts as precursor materials utilized for spray pyrolysis (see page 2 of English language translation). With respect to dependent claims 21-25, the examiner respectfully submits that additional steps such as rinsing/washing of the particles and size control/reduction are each well known in the art, and well within the purview of the skilled artisan to determine the workable parameters of such in order to tailor the resultant properties of the cathode materials. Likewise, with respect to dependent claims 26-30, control of both particle size (e.g. D50), bulk density and Mn:Co ratio are result effective variables which are obvious optimizations to the skilled artisan. In re "[W]here the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation." In re Aller, 220 F.2d 454, 456, 105 USPQ 233, 235 (CCPA 1955). In view of the foregoing, the above claims have failed to patentably distinguish over the applied art. Applicant is invited to contact the undersigned examiner in order to discuss possible ways of overcoming the above rejection(s). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MARK T KOPEC whose telephone number is (571)272-1319. The examiner can normally be reached Monday-Friday 9:00a-5:00p EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Robert Jones can be reached at 5712707733. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MARK KOPEC/Primary Examiner, Art Unit 1762 MK September 28, 2026
Read full office action

Prosecution Timeline

Apr 22, 2024
Application Filed
Apr 23, 2026
Non-Final Rejection mailed — §103
Jul 15, 2026
Response Filed
Sep 30, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12767862
LOW-SILVER-CONTENT HIGH-PERFORMANCE CONDUCTIVE PASTE AND PREPARATION METHOD THEREFOR
2y 5m to grant Granted Oct 20, 2026
Patent 12759897
METHOD FOR PRODUCING LITHIUM TRANSITION METAL COMPOSITE OXIDE
4y 5m to grant Granted Oct 13, 2026
Patent 12753273
CONDUCTIVE POLYMER MATERIALS AND METHODS OF MAKING THE SAME
3y 1m to grant Granted Oct 06, 2026
Patent 12747364
CONDUCTIVE COMPOSITES, INKS AND ADHESIVES WITH LOW SILVER NANOWIRE LOADING AND LOW RESISTIVITY, AND METHODS FOR FORMING CONDUCTIVE FEATURES
1y 7m to grant Granted Sep 29, 2026
Patent 12741883
METHOD FOR PRODUCING POSITIVE ELECTRODE ACTIVE MATERIAL
1y 7m to grant Granted Sep 22, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

2-3
Expected OA Rounds
84%
Grant Probability
97%
With Interview (+12.9%)
2y 3m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1108 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month