Prosecution Insights
Last updated: October 23, 2026
Application No. 18/703,607

BATTERY MODULE AND BATTERY PACK AND VEHICLE COMPRISING THE SAME

Non-Final OA §102§103
Filed
Apr 22, 2024
Priority
Dec 20, 2021 — RE 10-2021-0183107 +1 more
Examiner
ZENG, LINGWEN R
Art Unit
1723
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution Ltd.
OA Round
1 (Non-Final)
77%
Grant Probability
Favorable
1-2
OA Rounds
7m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allowance Rate
420 granted / 548 resolved
+11.6% vs TC avg
Strong +20% interview lift
Without
With
+20.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
28 currently pending
Career history
594
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
64.0%
+24.0% vs TC avg
§102
24.0%
-16.0% vs TC avg
§112
6.3%
-33.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 548 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statements (IDS) were submitted on 04/22/2024, 04/29/2025, 05/30/2025, 06/26/2025 and 07/30/2026. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1, 3-5 and 7-15 are rejected under 35 U.S.C. 102 (a) (1) as being anticipated by US Patent Application Publication 2012/0183826 to Hermann et al. With respect to claim 1, Hermann et al. teach a battery module, comprising: a plurality of battery cells 201; a module housing 100 accommodating the plurality of battery cells 201, the module housing 100 including a first frame 400 configured to cover a lower part of the battery cells 201 and a second frame 500 configured to cover an upper part of the battery cells 201; and a silicon based encapsulant (a potting glue) in at least a part of an internal area of the first frame 400 (Hermann et al.: Sections [0020]-[0026]; Figs. 1-3 and 9). With respect to claim 3, Hermann et al. teach the battery module, wherein the first frame 400 includes a wall of a mounting well 101 (at least one first rib) around an outer circumferential surface of the battery cell 201 (Hermann et al.: Sections [0020]-[0026]; Figs. 1-3 and 9). With respect to claim 4, Hermann et al. teach the battery module, wherein a wall of the mounting well 101 (the first rib) of the first frame 400 is disposed around a central area of the battery cell 201 in a height direction (Hermann et al.: Sections [0020]-[0026]; Figs. 1-3 and 9). With respect to claim 5, Hermann et al. teach the battery module, wherein a first accommodation space is below the mounting well 101 the first rib (Hermann et al.: Section [0031]; Fig.9). With respect to claim 7, Hermann et al. teach the battery module, wherein the silicon based encapsulant (the potting glue) is in an empty space except a space occupied by the battery cells in the first accommodation space (Hermann et al.: Sections [0020]-[0026]; Figs. 1-3 and 9). With respect to claim 8, Hermann et al. teach the battery module, wherein the potting glue includes a silicon based encapsulant (Hermann et al.: Sections [0020]-[0026]; Figs. 1-3 and 9). With respect to claim 9, Hermann et al. teach the battery module, wherein at least one of the first frame 400 and the second frame 500 has at least one injection hole 403 or 503 in an upper surface to inject the potting glue (Hermann et al.: Sections [0020]-[0026]; Figs. 1-3 and 9). With respect to claim 10, Hermann et al. teach the battery module, wherein the wall of the mounting well 101 (a plurality of first ribs) are arranged in a direction perpendicular to a height direction of the battery cell, and wherein a first passage 403, which is hollow, is between one of the first ribs and an adjacent one of the first ribs (Hermann et al.: Sections [0020]-[0026]; Figs. 1-3 and 9). With respect to claim 11, Hermann et al. teach the battery module, wherein the second frame 500 includes a wall of the mounting well 101 (at least one second rib) around an outer circumferential surface of the battery cell (Hermann et al.: Sections [0020]-[0026]; Figs. 1-3 and 9). With respect to claim 12, Hermann et al. teach the battery module, wherein the wall of the mounting well 101 (a plurality of second ribs) are provided in a direction perpendicular to a height direction of the battery cell, and wherein a second passage 503, which is hollow, is between one of the second ribs and an adjacent one of the second ribs (Hermann et al.: Sections [0020]-[0026]; Figs. 1-3 and 9). With respect to claim 13, Hermann et al. teach the battery module, wherein a second accommodation space is below the wall of the mounting well 101 (the second ribs) (Hermann et al.: Sections [0020]-[0026]; Figs. 1-3 and 9). With respect to claim 14, Hermann et al. teach a battery pack comprising at least one battery module (Hermann et al.: Sections [0020]-[0026]; Figs. 1-3 and 9). With respect to claim 15, Hermann et al. teach a vehicle comprising at least one battery pack (Hermann et al.: Section [0005]). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim 6 is rejected under 35 U.S.C. 103 as being unpatentable over US Patent Application Publication 2012/0183826 to Hermann et al. With respect to claim 6, Hermann et al. do not specifically teach the battery module, wherein, in a height direction, a length of the first accommodation space is 20 to 40% of a total length of the battery cell. However, the length of the first accommodation space of a total length of the battery cell in a height direction is a result effective variable. It would have been obvious as of the effective filing dated of the claimed invention to have a length of the first accommodation space is 20 to 40% of a total length of the battery cell, since it has been held that discovering an optimum value of a result effective variable involves only routine skill in the art. In re Boesch, 617 F.2d 272, 205 USPQ 215 (CCPA 1980). It has been held that discovering that general conditions of a claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. In re Aller,105 USPQ 233. Generally, differences in ranges will not support the patentability of subject matter encompassed by the prior art unless there is evidence indicating such ranges is critical. In re Boesch, 617 F.2d 272, 205 USPQ 215 (CCPA 1980). In re Aller, 220 F.2d 454, 456, 105 USPQ 233, 235 (CCPA 1955). In re Hoeschele, 406 F.2d 1403, 160 USPQ 809 (CCPA 1969). Claim 2 is rejected under 35 U.S.C. 103 as being unpatentable over US Patent Application Publication 2012/0183826 to Hermann et al. in view of US Patent Application Publication 2016/0043367 to Chun et al. With respect to claim 2, Hermann et al. do not specifically teach the battery module, wherein the battery cell 201 includes a vent configured to be more structurally vulnerable than a surrounding area to rupture when an internal pressure is applied to the battery cell, and wherein the vent is disposed in a bottom area of the battery cell. However, Chun et al. teach the battery cell 1 includes a vent 61 configured to be more structurally vulnerable than a surrounding area to rupture when an internal pressure is applied to the battery cell 1, and wherein the vent 61 is disposed in a bottom area of the battery cell 1 (Chun et al.: Section [0095]; Fig. 3). It would have been obvious as of the effective filing dated of the claimed invention to have modified Hermann et al. with the teaching above from Chun et al. with the motivation of having a means such that the vent improves the safety of the battery. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to LINGWEN R ZENG whose telephone number is (571)272-6649. The examiner can normally be reached 8am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Tiffany Legette can be reached on (571) 270-7078. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LINGWEN R ZENG/Examiner, Art Unit 1723 9/26/2026
Read full office action

Prosecution Timeline

Apr 22, 2024
Application Filed
Sep 30, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12770964
END COVER ASSEMBLY, BATTERY CELL, BATTERY, AND ELECTRIC APPARATUS
3y 3m to grant Granted Oct 20, 2026
Patent 12770919
POLYMER SOLID ELECTROLYTE AND METHOD FOR MANUFACTURING SAME
2y 7m to grant Granted Oct 20, 2026
Patent 12763438
Battery Module and Battery Pack Including the Same
5y 2m to grant Granted Oct 13, 2026
Patent 12763392
BATTERY PACK WITH MULTI-LAYERED THERMAL ENERGY TRANSFER ASSEMBLY AND THERMAL ENERGY TRANSFER METHOD
4y 4m to grant Granted Oct 13, 2026
Patent 12756031
TRACTION BATTERY PACK THERMAL MANAGEMENT SYSTEM AND METHOD
3y 7m to grant Granted Oct 06, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
77%
Grant Probability
97%
With Interview (+20.2%)
3y 1m (~7m remaining)
Median Time to Grant
Low
PTA Risk
Based on 548 resolved cases by this examiner. Grant probability derived from career allowance rate.

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