Prosecution Insights
Last updated: April 19, 2026
Application No. 18/704,319

OPTICAL DEVICE AND IMAGING DEVICE

Non-Final OA §102§103
Filed
Apr 24, 2024
Examiner
YE, LIN
Art Unit
2638
Tech Center
2600 — Communications
Assignee
Kyocera Corporation
OA Round
1 (Non-Final)
26%
Grant Probability
At Risk
1-2
OA Rounds
2y 5m
To Grant
40%
With Interview

Examiner Intelligence

Grants only 26% of cases
26%
Career Allow Rate
18 granted / 68 resolved
-35.5% vs TC avg
Moderate +14% lift
Without
With
+14.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
8 currently pending
Career history
76
Total Applications
across all art units

Statute-Specific Performance

§101
4.3%
-35.7% vs TC avg
§103
51.1%
+11.1% vs TC avg
§102
34.2%
-5.8% vs TC avg
§112
6.5%
-33.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 68 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Information Disclosure Statement The information disclosure statements (IDS) submitted on April 24, 2024 and December 04, 2025 is in compliance with the provisions of 37 CFR 1.97 and have been considered by the Examiner. Claim Rejections - 35 USC§ 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. 1. Claims 1-5, 11-14 and 17 are rejected under 35 U.S.C. 102(a)(1)/(a)(2) as being anticipated by Masao et al. JPH08111798 (Noted: the reference is cited in the IDS filed on 04/24/2024). In regard to claim 1, note Masao discloses an optical device (camera device 1 as shown in Fig 3) comprising: an optical system configured to cause incident first light (front window 15) to focus on an specified area ( imaging lens 12 and CCD image receiving section 13); and an optical element (left mirrors 20 & 21 or right mirrors 22 &23) configured to guide second light (left window 16 or right window 17) to the specified area (12 & 13), the second light having a principal ray that is incident on the optical system and angle between which and an optical axis of the optical system differs from angle between a principal ray of the first light and the optical axis of the optical system (See [0009] and Figs 3-7). In regard to claim 2, note Masao discloses wherein the angle between the principal ray of the second light (from left side window 16 or right side window 17) and the optical axis is larger than the angle between the principal ray of the first light (from front window 15) and the optical axis (See Fig 3). In regard to claim 3, note Masao discloses wherein the optical element is a mirror (left mirrors 20 & 21 or right mirrors 22 &23) configured to reflect the second light and guide the reflected second light to the specified area (imaging lens 12) as shown in Fig 3. In regard to claim 4, note Masao discloses an imaging element comprising a light reception area overlapping the specified area as show in Fig 5. In regard to claim 5, note Masao discloses wherein the optical element is a mirror configured to reflect the second light and guide the reflected second light to the specified area as shown in Fig 3. In regard to claim 11, note Masao discloses wherein the mirror (21 or 23) is located outside an exit pupil of the optical system as viewed in direction of the optical axis of the optical system as shown in Fig 3. In regard to claim 12, note Masao discloses wherein angle of a principal ray of any light flux in the optical system relative to the optical axis is larger than PNG media_image1.png 28 27 media_image1.png Greyscale as shown in Fig 3. In regard to claim 13, note Masao discloses further comprising a controller (43, Fig. 9) configured to separate an image corresponding to an image signal generated by image capturing of the imaging element into first image components associated with object points within a direct field angle of the optical system, the direct field angle matching the light reception area of the imaging element, and second image components associated with object points outside the direct field angle as shown in Fig 5 (See [0021]). In regard to claim 14, note Masao discloses further comprising wherein the optical element performs optical processing on light flux incident on the optical element and emits resultant light flux as shown in Figure 3. In regard to claim 17, note Masao discloses the imaging device according to claim 14, adding distortion (adding left and right image with front image together) to an image to be formed by the incident light flux in the light reception area as shown in Fig 5. Claim Rejections - 35 USC§ 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 2. Claims 6-9 are rejected under 35 U.S.C. 103 as being unpatentable over Masao et al. JPH08111798, in view of Konrad et al. (US Pub. 2022/0137425). In regard to claim 6, note Masao discloses the imaging device according to claim 5, but fails to explicitly disclose a reflection surface of the mirror is parallel to the optical axis of the optical system. In analogous art, Konrad discloses the reflection surface of the mirror (13) is parallel to the optical axis of the optical system as shown in Fig 1 (See [0030]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, to modify the primary reference Masao such that the reflection surface of the mirror is parallel to the optical axis of the optical system in order to guide more wide light beams enter in the camera system and get an image appears larger. In regard to claim 7, note Masao and Konrad disclose the imaging device according to claims 5- 6, wherein the light reception area is rectangular, and a reflection surface of the mirror is parallel to one side of the rectangular light reception area of the imaging element as shown in Konrad’s Fig 1. In regard to claim 8, note Masao and Konrad disclose the imaging device according to claims 5- 7, and wherein the mirror comprises a plurality of plane mirrors (two sides mirror 13), and at least one set of two plane mirrors out of the plurality of plane mirrors comprises reflection surfaces parallel to each other as shown in Konrad’s Fig 1 (see [0030]). In regard to claim 9, note Masao and Konrad disclose the imaging device according to claim 8, and wherein each plane mirror (13) is in close contact with an outer edge of the light reception area of the imaging element in a normal direction of the plane mirror (see Konrad [0048]). 3. Claims 15-16 are rejected under 35 U.S.C. 103 as being unpatentable over Masao et al. JPH08111798, in view of Ono (US Pub. 2018/01364337). In regard to claims 15-16, note Masao discloses the imaging device according to claim 14, but fails to explicitly disclose wherein the optical processing is changing bandwidth of the incident light flux; adding, to the incident light flux, a brightness difference pattern according to incident position of the incident light flux. In analogous art, Ono discloses the optical processing is changing bandwidth of the incident light flux (different wavelength) adding to the incident light flux, a brightness (amount lights) difference pattern according to incident position of the incident light flux (See [0353]- [0354]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, to modify the primary reference Masao such that the optical processing is changing bandwidth of the incident light flux; adding, to the incident light flux, a brightness difference pattern according to incident position of the incident light flux in order to easily adjust the light amount and individually preforming focus adjustment on optical system. Allowable Subject Matter Claim 9 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims Regarding Claim 9, the prior art recod – taken alone or in combination – fails to disclose or render obvious wherein distance H between the optical axis of the imaging element and each of the reflection surfaces of the two plane mirrors parallel to each other is equal, and CRA < tan1(H/B) is satisfied, where CRA is angle of a principal ray of light flux from an object point at an angle of twice a direct field angle of the optical system, the direct field angle matching the light reception area of the imaging element, and B is backfocus of the optical system with all the limitations recited on claims1, 4, 5 and 8. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Lin Ye whose telephone number is (571)272- 7372. The examiner can normally be reached M-F 9:00-5:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the TC director, Gregory Toatley can be reached on (571) 272-4650. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LIN YE/Supervisory Patent Examiner, Art Unit 2638
Read full office action

Prosecution Timeline

Apr 24, 2024
Application Filed
Mar 02, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12581187
IMAGE PICKUP APPARATUS CONTROLLING AN OPERATING MODE, ITS CONTROL METHOD, AND STORAGE MEDIUM
2y 5m to grant Granted Mar 17, 2026
Patent 12513383
ELECTRONIC DEVICE
2y 5m to grant Granted Dec 30, 2025
Patent 12457406
MOBILE SINGLE LEAF SCANNER
2y 5m to grant Granted Oct 28, 2025
Patent 12407938
ADAPTIVE SYNCHRONIZATION FOR AUTOMATIC EXPOSURE CONTROL (AEC)
2y 5m to grant Granted Sep 02, 2025
Patent 12389106
IMAGING APPARATUS, CONTROL METHOD FOR THE SAME, AND STORAGE MEDIUM
2y 5m to grant Granted Aug 12, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
26%
Grant Probability
40%
With Interview (+14.0%)
2y 5m
Median Time to Grant
Low
PTA Risk
Based on 68 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month