Prosecution Insights
Last updated: April 19, 2026
Application No. 18/705,863

Battery Pack

Non-Final OA §102§103
Filed
Apr 29, 2024
Examiner
CASERTO, JULIA SHARON
Art Unit
1789
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution, Ltd.
OA Round
1 (Non-Final)
59%
Grant Probability
Moderate
1-2
OA Rounds
3y 3m
To Grant
89%
With Interview

Examiner Intelligence

Grants 59% of resolved cases
59%
Career Allow Rate
10 granted / 17 resolved
-6.2% vs TC avg
Strong +30% interview lift
Without
With
+30.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
48 currently pending
Career history
65
Total Applications
across all art units

Statute-Specific Performance

§103
44.0%
+4.0% vs TC avg
§102
17.1%
-22.9% vs TC avg
§112
33.0%
-7.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 17 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Specification Applicant is reminded of the proper language and format for an abstract of the disclosure. The abstract should be in narrative form and generally limited to a single paragraph on a separate sheet within the range of 50 to 150 words in length. The abstract should describe the disclosure sufficiently to assist readers in deciding whether there is a need for consulting the full patent text for details. The language should be clear and concise and should not repeat information given in the title. It should avoid using phrases which can be implied, such as, “The disclosure concerns,” “The disclosure defined by this invention,” “The disclosure describes,” etc. In addition, the form and legal phraseology often used in patent claims, such as “means” and “said,” should be avoided. In the present case, the phrase “is disclosed” is used in the first line of the abstract. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1, 3-4, 6, and 8-10 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Lee (US 2011/0151311 A1). Regarding claims 1, 3-4, and 6, Lee teaches a battery pack (30, Lee Figs. 7-9, [87]) comprising: a first battery module (annotated Lee Fig. 8 shown below) including a plurality of battery cells (310, Lee [89]) a first side bracket disposed on a side plate of the first battery module (annotated Lee Fig. 7 shown below, referred to as “side bracket” and all elements pointed to are the side bracket) a second battery module stacked on the first battery module (annotated Lee Fig. 8 shown below), and including a plurality of battery cells (310, Lee [89]) a second side bracket disposed on a side plate of the second battery module (annotated Lee Fig. 7 shown below, the first and second modules are represented by Fig. 7) a mounting bracket fastened to the first side bracket and the second side bracket (elements 340 taken together are the mounting bracket, annotated Lee Fig. 8 shown below) wherein the first side bracket is attached to the side plate of the first battery module (annotated Lee Fig. 7 shown below, claim 3) wherein the first side bracket has a nut that is secured to an inner surface thereof (annotated Lee Fig. 7 shown below, claim 4) a first fastening member that is fastened to the nut through the mounting bracket (annotated Lee Fig. 7 shown below, claim 6) PNG media_image1.png 812 1235 media_image1.png Greyscale PNG media_image2.png 833 1126 media_image2.png Greyscale PNG media_image3.png 849 932 media_image3.png Greyscale Regarding claim 8, Lee teaches all features of claim 1, as described above. Lee further teaches a bottom bracket (elements 330 and 360, Lee Fig. 8) covering a lower surface of the first battery module and the first side bracket (annotated Lee Fig. 8 shown below) and a third fastening member passing through the bottom bracket and the mounting bracket (annotated Lee Fig. 8 shown below). PNG media_image4.png 702 1244 media_image4.png Greyscale Regarding claim 9, Lee teaches all features of claim 1, as described above. Lee further teaches a top bracket covering an upper surface of the second battery module wherein the mounting bracket is fastened to the top bracket (annotated Lee Fig. 8 shown below). PNG media_image5.png 769 1352 media_image5.png Greyscale Regarding claim 10, Lee teaches all features of claim 1, as described above. Lee further teaches a front bracket covering a front surface of the first battery module and a front surface of the second battery module and the mounting bracket being fastened to the front bracket (annotated Lee Fig. 8 shown below). PNG media_image6.png 870 951 media_image6.png Greyscale Claims 1 and 4-5 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Lee. These rejections describe an alternative interpretation of Lee using Fig. 5. Regarding claim 1, Lee teaches a battery pack (Lee Fig. 5) comprising: a first battery module (annotated Lee Fig. 5 shown below) including a plurality of battery cells (Lee [80] each of the modules includes a plurality of cells) a first side bracket disposed on a side plate of the first battery module (annotated Lee Fig. 5 shown below) a second battery module stacked on the first battery module (annotated Lee Fig. 5 shown below), and including a plurality of battery cells (Lee [80] each of the modules includes a plurality of cells) a second side bracket disposed on a side plate of the second battery module (annotated Lee Fig. 5 shown below) a mounting bracket fastened to the first side bracket and the second side bracket (annotated Lee Fig. 5 shown below) PNG media_image7.png 842 946 media_image7.png Greyscale Regarding claims 4 and 5, Lee Fig. 5 teaches all features of claim 1, as described above. Lee further teaches the first side bracket having a nut that is secured to an inner surface thereof and the side plate of the first battery module having a receiving portion in which the nut is received (Fig. 2 depicts the nut and bolt used to fasten the side bracket to the side plate). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 2, 7, and 11 are rejected under 35 U.S.C. 103 as being unpatentable over Lee. Regarding claim 2, Lee teaches all features of claim 1, as described above (first interpretation of Lee using embodiment of Figs. 7-9). Lee further teaches that the battery cells can be cylindrical (Lee [38]) in an embodiment of their battery pack. The embodiment of Lee depicted in Figs. 7-9 does not explicitly teach that the battery cells can be cylindrical. However, since Lee teaches that battery packs of their invention can include cylindrical battery cells, it would have been obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to use cylindrical battery cells in the embodiment of Lee depicted in Figs. 7-9, thus resulting in a plurality of cylindrical battery cells extending in an up-down direction in the first battery module and the second battery module, in order to obtain a battery pack comprising battery cells suitable for a desired application. Regarding claim 7, Lee teaches all features of claim 1, as described above (first interpretation of Lee using embodiment of Figs. 7-9). The embodiment presented in Figs. 7-9 of Lee does not teach a middle bracket between the first battery module and the second battery module to cover the second side bracket and a second fastening member passing through the middle bracket and the mounting bracket. However, the embodiment of Lee Fig. 4 teaches a middle bracket between the first battery module and the second battery module to cover the second side bracket (130 with frame bent portions 132, Lee Fig. 4) in order to bear the weight of the battery cells (Lee [61]). Therefore, it would have been obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to add the middle bracket of Fig.4 to the battery pack embodiment of Figs. 7-9 in order to provide additional support for bearing the weight of the battery cells. Lee Fig. 4 does not teach a second fastening member passing through the middle bracket and the mounting bracket, instead the middle bracket and mounting bracket are fastened via welding (Lee Fig. 4, welding portions 165). However, since Lee teaches that it is known to fasten components of a battery pack using fastening members, as depicted in Lee Fig. 8, it would have been obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to substitute the welding portions for fastening members passing through the middle bracket and the mounting bracket in order to achieve the predictable result of an assembled battery pack capable of supporting the weight of battery cells. Regarding claim 11, Lee teaches all features of claim 1, as described above (first interpretation of Lee using embodiment of Figs. 7-9). Lee teaches a vehicle comprising the battery pack according to their invention (Lee [105]). Lee does not explicitly teach a vehicle comprising the battery pack of Figs. 7-9. However, since Lee teaches that it is suitable for battery packs of their invention to be used in vehicles, it would have been obvious to someone of ordinary skill in the art before the effective filing date of the claimed invention to use the battery pack of Figs. 7-9 in a vehicle in order to achieve the predictable solution of an electric vehicle. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Andre (US 2015/0249238 A1): appears to disclose a battery pack for a vehicle comprising stacked battery modules, wherein each module contains a plurality of battery cells (Fig. 2, abstract). Hamada (US 2012/0040237 A1): appears to disclose a battery pack comprising stacked battery modules and support members (Figs. 1-3). Any inquiry concerning this communication or earlier communications from the examiner should be directed to JULIA S CASERTO whose telephone number is (571)272-5114. The examiner can normally be reached 7:30 am - 5 pm ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Marla McConnell can be reached at 571-270-7692. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /J.S.C./Examiner, Art Unit 1789 /MARLA D MCCONNELL/Supervisory Patent Examiner, Art Unit 1789
Read full office action

Prosecution Timeline

Apr 29, 2024
Application Filed
Mar 10, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
59%
Grant Probability
89%
With Interview (+30.0%)
3y 3m
Median Time to Grant
Low
PTA Risk
Based on 17 resolved cases by this examiner. Grant probability derived from career allow rate.

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