Prosecution Insights
Last updated: July 17, 2026
Application No. 18/708,545

METHODS AND COMPOSITIONS FOR TREATING MICROGLIAL DYSFUNCTION AND IMPROVING METABOLIC DYSFUNCTION

Non-Final OA §103
Filed
May 08, 2024
Priority
Nov 08, 2021 — provisional 63/276,996 +1 more
Examiner
FAN, LYNN Y
Art Unit
1759
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Albert-Ludwigs-Universität Freiburg
OA Round
1 (Non-Final)
47%
Grant Probability
Moderate
1-2
OA Rounds
1y 2m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 47% of resolved cases
47%
Career Allowance Rate
227 granted / 480 resolved
-17.7% vs TC avg
Strong +49% interview lift
Without
With
+48.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
55 currently pending
Career history
529
Total Applications
across all art units

Statute-Specific Performance

§101
1.2%
-38.8% vs TC avg
§103
71.3%
+31.3% vs TC avg
§102
2.5%
-37.5% vs TC avg
§112
2.3%
-37.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 480 resolved cases

Office Action

§103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of the Claims Claims 3, 12-13, 16-18, 20, and 27-33 have been canceled. Claim 34 has been added. Claims 1-2, 4-11, 14-15, 19, 21-26, and 34 are currently pending. Election/Restrictions Applicant’s election without traverse of Group I, Claims 1, 5-11, 14-15, 21-26, and 34, and without traverse of species intestinal alkaline phosphatase (IAP) (Species 1), a subject having an elevated level of N6-carboxymethyllysine (CML), a CML precursor, a CML metabolite, or a CML analog in a biological sample of the subject as compared to a reference level (Species 2), a reduced concentration of CML, a CML precursor, a CML metabolite, or a CML analog in a blood sample of the subject (Species 3), and Alzheimer’s disease (Species 4), in the reply filed on 6/1/2026 is acknowledged. Claims 2, 4, 6, 8-11, 15, 19, and 23-24 have been withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to nonelected inventions and species, there being no allowable generic or linking claims. Claims 1, 5, 7, 14, 21-22, 25-26, and 34 are being examined in this application, insofar as they read on the elected species of intestinal alkaline phosphatase (IAP) (Species 1), a subject having an elevated level of N6-carboxymethyllysine (CML), a CML precursor, a CML metabolite, or a CML analog in a biological sample of the subject as compared to a reference level (Species 2), a reduced concentration of CML, a CML precursor, a CML metabolite, or a CML analog in a blood sample of the subject (Species 3), and Alzheimer’s disease (Species 4). Claim Objections Claims 21-22 and 25-26 are objected to because of the following informalities: Claim 21, the recitation of “an agent” on line 2 is suggested to read “the agent”. Claim 22, the recitation of “an agent” on line 2 is suggested to read “the agent”. Claim 25, the recitation of “an agent” on line 2 is suggested to read “the agent”. Claim 26, the recitation of “an agent” on line 2 is suggested to read “the agent”. Appropriate correction is required. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 5, 7, 14, 21-22, 25-26, and 34 are rejected under 35 U.S.C. 103 as being unpatentable over Bristol et al (WO 2019/183208 A1; 9/26/2019.) in view of Bar et al (Neurobiology of Aging. 2003;24:333-338.) and Girones et al (Free Radical Biology & Medicine. 2004;36(10):1241-1247. Cited on IDS). The instant claims recite a method of decreasing the rate of development of oxidative stress or mitochondrial dysfunction in microglia, or microglial dysfunction in a subject in need thereof, the method comprising administering to the subject a therapeutically effective amount of a gut barrier function enhancer and/or an agent for reducing or eliminating gut microbiota dysbiosis. Bristol teaches the use of alkaline phosphatase-based agents (AP-based agents) including intestinal alkaline phosphatases (IAP) (para 025) in therapeutic applications for modulating immune functions, metabolic functions, and neurological functions (para 0195), wherein the AP-based agents and/or pharmaceutical compositions are formulated as compositions adapted for oral administration (para 086). Bristol teaches a method of treating a neurological disease in a subject in need thereof comprising administering to a subject in need thereof a formulation comprises IAP (a therapeutically effective amount of a gut barrier function enhancer and/or an agent for reducing or eliminating gut microbiota dysbiosis) (Claims 51 & 63), wherein said neurological disease includes Alzheimer’s disease (para 0241). Bristol does not teach the method decreases the rate of development of oxidative stress or mitochondrial dysfunction in microglia, or microglial dysfunction (claim 1), and the subject has previously been identified as having an elevated level of CML in a biological sample of the subject as compared to a reference level (claims 5, 7, 14 and 34). However, Bristol does teach using IAP for treating a neurological disease in a subject in need thereof, wherein the neurological disease includes Alzheimer’s disease. Bar teaches oxidative stress has been implicated as an important mechanism in neurological disorders including Alzheimer’s disease (p.333 col left – para 1). Bar teaches assessing levels of CML in paired samples of cerebrospinal fluid (CSF) from patients with Alzheimer’s and controls (p.333 col right – para 2, p.334 col left – para 1), wherein CML levels in CSF are measured and determined (p.334 col right – para 2 & 5), and levels of CML are significantly increased in CSF of Alzheimer’s patients (Fig. 1). In addition, Girones teaches oxidative stress mechanisms have been implicated in the pathogenesis of Alzheimer’s disease (p.1241 col right – para 1), and high levels of oxidative stress have been observed in Alzheimer’s disease (p.1245 col right – para 1). Thus, before the effective filing date of the claimed invention, it would have been obvious to one of ordinary skill in the art to administer IAP to a subject been identified as having an elevated level of CML in the subject’s biological sample to decrease the rate of development of oxidative stress or mitochondrial dysfunction in microglia, or microglial dysfunction, since Bar and Girones both disclose that oxidative stress has been implicated as an important mechanism in Alzheimer’s disease, Girones discloses that high levels of oxidative stress have been observed in Alzheimer’s disease, and Bristol discloses that IAP is used for treating a neurological disease including Alzheimer’s disease. Moreover, before the effective filing date of the claimed invention, one of ordinary skill in the art would have been motivated by the cited reference and routine practice to administer IAP to a subject been identified as having an elevated level of CML in the subject’s biological sample to decrease the rate of development of oxidative stress or mitochondrial dysfunction in microglia, or microglial dysfunction, with a reasonable expectation of success. In regard to claim 26, it is noted that the “wherein following administration of the gut barrier function enhancer and/or an agent for reducing or eliminating gut microbiota dysbiosis, the subject exhibits a reduced concentration of CML, a CML precursor, a CML metabolite, or a CML analog in a blood sample” clause does not recite any additional active method steps, but simply states a characterization or conclusion of the results of process step positively recited (e.g. analyzing). Therefore, the “wherein” clause is not considered to further limit the method defined by the claim and has not been given weight in construing the claims. See Texas Instruments, Inc. v. International Trade Comm., 988 F.2d 1165, 1171,26 USPQ2d 1018, 1023 (Fed Cir. 1993) ("A 'whereby' clause that merely states the result of the limitations in the claim adds nothing to the patentability or substance of the claim."). See also Minton v. National Assoc. of Securities Dealers, Inc., 336 F.3d 1373, 1381, 67 USPQ2d 1614, 1620 (Fed. Cir. 2003) ("A whereby clause in a method claim is not given weight when it simply expresses the intended result of a process step positively recited."). In addition, Bristol does teach administration of the claimed gut barrier function enhancer and/or an agent for reducing or eliminating gut microbiota dysbiosis. Conclusion No claims are allowed. Contact Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to LYNN Y FAN whose telephone number is (571)270-3541. The examiner can normally be reached on M-F 7am-4pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Curtis Mayes can be reached on (571)272-1234. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Lynn Y Fan/ Primary Examiner, Art Unit 1759
Read full office action

Prosecution Timeline

May 08, 2024
Application Filed
Jul 10, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
47%
Grant Probability
96%
With Interview (+48.6%)
3y 5m (~1y 2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 480 resolved cases by this examiner. Grant probability derived from career allowance rate.

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