Prosecution Insights
Last updated: July 17, 2026
Application No. 18/708,804

LI2O-AL2O3-SIO2-SYSTEM CRYSTALLIZED GLASS

Non-Final OA §102§103
Filed
May 09, 2024
Priority
Dec 22, 2021 — JP 2021-207992 +1 more
Examiner
MILLER, CAMERON KENNETH
Art Unit
Tech Center
Assignee
Nippon Electric Glass Co., Ltd.
OA Round
1 (Non-Final)
80%
Grant Probability
Favorable
1-2
OA Rounds
8m
Est. Remaining
80%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allowance Rate
285 granted / 354 resolved
+20.5% vs TC avg
Minimal -0% lift
Without
With
+-0.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
45 currently pending
Career history
394
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
74.9%
+34.9% vs TC avg
§102
9.2%
-30.8% vs TC avg
§112
7.8%
-32.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 354 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1 and 4-8 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Nakane et al. (US20130130887, hereinafter referred to as Nakane). Regarding claim 1, Nakane discloses a Li2O-Al2O3-SiO2-based crystallized glass (See Nakane at the Abstract, disclosing a Li2O—Al2O3—SiO2-based crystallized glass) containing, in terms of % by mass, 60 to 80% SiO2 (See Nakane at Table 3, Example 13, disclosing an example of a glass comprising 65.8 mass% SiO2), 15 to 30% Al2O3 (See Nakane at Table 3, Example 13, disclosing an example of a glass comprising 22.2 mass% Al2O3), 2.45 to 3.64% Li2O (See Nakane at Table 3, Example 13, disclosing an example of a glass comprising 3.6 mass% Li2O), 0 to less than 0.7% Na2O+K2O (See Nakane at Table 3, Example 13, disclosing an example of a glass comprising 0.4 mass% Na2O and 0.3 mass% K2O), more than 0% to less than 1% CaO+SrO+BaO (See Nakane at Table 3, Example 13, disclosing an example of a glass comprising 0% CaO, 0% SrO, and 0.7 mass% BaO), and 0 to 2.4% MgO+ZnO (See Nakane at Table 3, Example 13, disclosing an example of a glass comprising 0.7 mass% MgO and 0.5 mass% ZnO). Regarding claim 4, Nakane discloses containing, in terms of % by mass, 30 ppm or less Pt and 30 ppm or less Rh (Nakane discloses no Pt or Rh, which is within the claimed range). Regarding claim 5, while Nakane does not explicitly disclose a β-OH value of 2/mm or less, the β-OH value changes depending on the raw material used, the melting atmosphere, the melting temperature, the melting time as evidenced by the instant specification at [0059] of the PGPub. The composition disclosed by Nakane is substantially identical to the instant glass as detailed in the rejections herein, and therefore the raw materials of Nakane are substantially identical to those of the instant invention. The instant application at [0127] of the PGPub discloses an electric furnace at 1600°C and 20 hours, which will have a substantially identical melting atmosphere, temperature and time as Nakane at [0095] disclosing 1600° C. for 18 hours in an electric furnace. Therefore, because Nakane has raw materials and melting atmosphere, temperature and time as those of the instant invention, Nakane would inherently possess the claimed β-OH value. Regarding claim 6, Nakane discloses containing, in terms of % by mass, 2 to 4% ZrO2 (See Nakane at Table 3, Example 13, disclosing an example of a glass comprising 2.2 mass% ZrO2) and 0 to 1.24% SnO2 (See Nakane at Table 3, Example 13, disclosing an example of a glass comprising 0.2 mass% SnO2). Regarding claim 7, Nakane discloses containing, in terms of % by mass, 0.42 to 5% P2O5 (See Nakane at Table 3, Example 13, disclosing an example of a glass comprising 1.4 mass% P2O5). Regarding claim 8, Nakane discloses having a coefficient of thermal expansion of -15 to 15 x 10-7/°C at 30 to 750°C (See Nakane at Table 3, Example 13, disclosing an example of a glass comprising a thermal expansion coefficient of 12 x 10-7). Claim(s) 2 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Nakane as evidenced by Drennan et al. (Drennan, J., and B. C. H. Steele. "Zirconia and hafnia." Concise encyclopedia of advanced ceramic materials. Pergamon, 1991. 525-528, hereinafter referred to as Drennan). Regarding claim 2, while Nakane does not explicitly disclose more than 0% HfO2, Nakane at Example 13 does disclose 2.2 mass% ZrO2. Examiner notes that ZrO2 inherently contains 1.5-3.0 wt.% HfO2 as evidenced by the seventh paragraph of page 526 of Drennan. As such, Nakane would inherently possess the claimed amount of hafnia. Where the claimed and prior art products are identical or substantially identical in structure or composition, or are produced by identical or substantially identical processes, a prima facie case of either anticipation or obviousness has been established (see MPEP 2112.01(I) first paragraph). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 3 is/are rejected under 35 U.S.C. 103 as being unpatentable over Nakane in view of Dondi (Dondi, Michele, et al. "Gray–blue Al2O3–MoOx ceramic pigments: Crystal structure, coloring mechanism and performance." Dyes and pigments 76.1 (2008): 179-186, hereinafter referred to as Dondi). Regarding claim 3, while Nakane discloses coloring caused by components such as TiO2 and Fe2O3, Nakane does not explicitly disclose more than 0% MoO3. Dondi (Dondi, Michele, et al. "Gray–blue Al2O3–MoOx ceramic pigments: Crystal structure, coloring mechanism and performance." Dyes and pigments 76.1 (2008): 179-186, hereinafter referred to as Dondi) is directed towards Gray–blue Al2O3–MoOx ceramic pigments (See Dondi at the Abstract). Dondi teaches the actual MoO3 contents of pigments range from 0.7 to 2.5 wt% (see Dondi at the third paragraph of page 181). Examiner notes color is an aesthetic design choice, and further notes that it is obvious for a person having ordinary skill in the arts to select a color as desired per MPEP 2144.04(I). As such, it would have been obvious to a person having ordinary skill in the arts before the effective filing date of the claimed invention when practicing the invention of Nakane to include MoO3 within the range disclosed by Dondi with a reasonable expectation of successfully coloring the glass with a MoO3 pigment as taught by Dondi. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CAMERON K MILLER whose telephone number is (571)272-4616. The examiner can normally be reached M-F 8:00am - 5:00pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Amber Orlando can be reached at (571) 270-3149. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. CAMERON K MILLER Examiner Art Unit 1731 /CAMERON K MILLER/Examiner, Art Unit 1731
Read full office action

Prosecution Timeline

May 09, 2024
Application Filed
Jun 25, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12679775
SACRIFICIAL FIBERS FOR COOLING AIR FLOW IN CERAMIC MATRIX COMPOSITES, METHODS OF MANUFACTURE AND ARTICLES COMPRISING THE SAME
4y 7m to grant Granted Jul 14, 2026
Patent 12679758
OPTICAL GLASS, GLASS PREFORM, OPTICAL ELEMENT AND OPTICAL INSTRUMENT
2y 11m to grant Granted Jul 14, 2026
Patent 12679773
HIGH TEMPERATURE CERAMIC POWDER SYSTEMS
3y 0m to grant Granted Jul 14, 2026
Patent 12673901
CERAMIC CONTINUOUS FIBERS HAVING METAL ELEMENT AND CERAMIC MATRIX COMPOSITE MATERIAL USING SAME
3y 3m to grant Granted Jul 07, 2026
Patent 12673890
LOW-DENSITY HIGH-PERFORMANCE GLASS FIBER COMPOSITION, GLASS FIBER AND COMPOSITE MATERIAL THEREOF
3y 0m to grant Granted Jul 07, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
80%
Grant Probability
80%
With Interview (-0.3%)
2y 10m (~8m remaining)
Median Time to Grant
Low
PTA Risk
Based on 354 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month