Prosecution Insights
Last updated: July 17, 2026
Application No. 18/708,895

SYSTEM FOR DETERMINING A RELATIVE PERIPHERAL REFRACTION OF AN EYE OF AN INDIVIDUAL AND OPTICAL DEVICE FOR CAPTURING IMAGES OF THE EYE

Non-Final OA §102§103§112
Filed
May 09, 2024
Priority
Nov 17, 2021 — EU 21306595.6 +1 more
Examiner
BROOME, SHARRIEF I
Art Unit
2872
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Essilor International
OA Round
1 (Non-Final)
82%
Grant Probability
Favorable
1-2
OA Rounds
5m
Est. Remaining
86%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allowance Rate
647 granted / 794 resolved
+13.5% vs TC avg
Minimal +4% lift
Without
With
+4.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
25 currently pending
Career history
813
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
62.2%
+22.2% vs TC avg
§102
34.2%
-5.8% vs TC avg
§112
1.1%
-38.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 794 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement As required by M.P.E.P. 609, the applicant’s submissions of the Information Disclosure Statement dated 5/09/2024 is acknowledged by the examiner and the cited references have been considered in the examination of the claims now pending. Claim Interpretation The following is a quotation of 35 U.S.C. 112(f): (f) Element in Claim for a Combination. – An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The following is a quotation of pre-AIA 35 U.S.C. 112, sixth paragraph: An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The claims in this application are given their broadest reasonable interpretation using the plain meaning of the claim language in light of the specification as it would be understood by one of ordinary skill in the art. The broadest reasonable interpretation of a claim element (also commonly referred to as a claim limitation) is limited by the description in the specification when 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is invoked. As explained in MPEP § 2181, subsection I, claim limitations that meet the following three-prong test will be interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph: (A) the claim limitation uses the term “means” or “step” or a term used as a substitute for “means” that is a generic placeholder (also called a nonce term or a non-structural term having no specific structural meaning) for performing the claimed function; (B) the term “means” or “step” or the generic placeholder is modified by functional language, typically, but not always linked by the transition word “for” (e.g., “means for”) or another linking word or phrase, such as “configured to” or “so that”; and (C) the term “means” or “step” or the generic placeholder is not modified by sufficient structure, material, or acts for performing the claimed function. Use of the word “means” (or “step”) in a claim with functional language creates a rebuttable presumption that the claim limitation is to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites sufficient structure, material, or acts to entirely perform the recited function. Absence of the word “means” (or “step”) in a claim creates a rebuttable presumption that the claim limitation is not to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is not interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites function without reciting sufficient structure, material or acts to entirely perform the recited function. Claim limitations in this application that use the word “means” (or “step”) are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. Conversely, claim limitations in this application that do not use the word “means” (or “step”) are not being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. This application includes one or more claim limitations that do not use the word “means,” but are nonetheless being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, because the claim limitation(s) uses a generic placeholder that is coupled with functional language without reciting sufficient structure to perform the recited function and the generic placeholder is not preceded by a structural modifier. Such claim limitations are: configured to generate at least one second lighting beam in claim 1; configured to determine an intensity distribution in claim 3; configured to enlight sequentially in claim 5; configured to generate the first lighting beam in claim 6; configured to reflect the first lighting beam in claim 7; configured to measure a first photoreaction of the eye in claim 10; configured to be removably fastened in claim 11. Because this/these claim limitation(s) is/are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, it/they is/are being interpreted to cover the corresponding structure described in the specification as performing the claimed function, and equivalents thereof. If applicant does not intend to have this/these limitation(s) interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, applicant may: (1) amend the claim limitation(s) to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph (e.g., by reciting sufficient structure to perform the claimed function); or (2) present a sufficient showing that the claim limitation(s) recite(s) sufficient structure to perform the claimed function so as to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. With regard to claim 11, the term “removably fastened” is not defined by the claim, the specification does not provide a standard for ascertaining the requisite degree, and one of ordinary skill in the art would not be reasonably apprised of the scope of the invention. The term “on the basis” is a relative term which renders the claim indefinite (MPEP 2173.05(b)). Furthermore, it is unclear what establishes to be removably fastened or secured. Is the part of the device removed or secured? Such a limitation may be considered indefinite if the resulting claim does not clearly set forth the metes and bounds of the patent protection desired. See MPEP § 2173.05(c). Claim Objections Claim 9 is objected to because of the following informalities: the misspelling of an term within the claim: “comprised between 800nm [[et]] and 899nm”. Appropriate correction is required. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 6, 8, 16, and 17 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Everett (20200085294). Regarding claim 1, Everett discloses an optical device for capturing images of an eye of an individual (Fig 2a, [0037], ophthalmic imaging system), the optical device ([0037], slit-scanning ophthalmoscope) comprising; a first measurement channel (101); and a second measurement channel (103), wherein the first measurement channel (101) is implemented by a first device ([0037], Fig 2a, illumination light from source 110) configured to: generate at least one first lighting beam (102) directed toward the eye (106) and along a first axis (Fig 2a, [0037], imaged to the retina at the back of the eye), and capture at least one first image of the eye ([0037], signal from the light collected by the camera 113 as the beams are swept across the retina) when illuminated ([0037], measure the effect of the optical system on these two illumination paths) by the at least one first lighting beam (102), wherein the second measurement channel (103) being is implemented by a second device ([0037], Fig 2a, illumination light from source 111) configured to: generate at least one second lighting beam (104) directed toward the eye (106) and along a second axis (Fig 2a, [0037], imaged to the retina at the back of the eye) separated from the first axis by at least 5° (Fig 2a shows 102 and 104 separated by angle greater that 5° and within the claimed range), and capture at least one second image of the eye when illuminated by the at least one second lighting beam ([0037], signal from the light collected by the camera 113 as the beams are swept across the retina), and wherein the first measurement channel (101) and the second measurement channel (103) being are synchronized together (Fig 2a, [0038], illumination paths 101 and 103 will be displaced vertically relative to one another on the retina). Regarding claim 6, Everett discloses wherein the first measurement channel (101) and the second measurement channel (103) are located on a same single module (Fig 2a, [0038], illumination paths 101 and 103 will be displaced vertically relative to one another on the retina), and wherein the optical device ([0037], slit-scanning ophthalmoscope) further comprises a mirror (108), the mirror (108) and the same single module being configured to generate (Fig 2a, [0037], light returning from the retina after illumination from the upper and lower illuminations follow paths 102 and 104) the first lighting beam (102) and the second lighting beam (104). Regarding claim 8, Everett discloses wherein the first lighting beam having a first optical wavelength ([0070], place two illumination sources (e.g. LEDs or lasers)) and the second lighting beam having a second optical wavelength different from the first optical wavelength ([0070], place two illumination sources (e.g. LEDs or lasers)). Regarding claim 16, Everett discloses wherein the second axis is separated from the first axis by at least 10° (Fig 2a shows 102 and 104 separated by angle greater that 10° and within the claimed range). Regarding claim 17, Everett discloses wherein the second axis is separated from the first axis by at least 20° (Fig 2a shows 102 and 104 separated by angle greater that 20° and within the claimed range). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 2 and 19 are rejected under 35 U.S.C. 103 as being unpatentable over Everett (20200085294) in view of Mrochen (20180125355). Regarding claim 2, Everett discloses the invention as described within claim 1 but does not teach wherein the first device further includes a first camera and the second device includes a second camera. However, within a similar endeavor, Mrochen teaches wherein the first device further includes a first camera and the second device includes a second camera (Fig 1, [0084], cameras 103, 104, 105 collect simultaneously light emanating from the multiple point sources 101 and reflected from the anterior cornea 111). It would have been obvious to one of ordinary skill in the art to combine the ophthalmic device of Everett with the components of Mrochen for the purpose of providing a technique for that optimizes performing ophthalmic measurements on an eye (Mrochen, [0008]). Regarding claim 19, Everett in view of Mrochen discloses the invention as described within 2 and Mrochen further teaches wherein the first device further includes a first plurality of first light sources and wherein the second device further includes a second plurality of second light sources (Fig 2, [0077], 12 LEDs 101 in an outer circle and 9 LEDs 101 in an inner circle). It would have been obvious to one of ordinary skill in the art to combine the ophthalmic device of Everett with the components of Mrochen for the purpose of providing a technique for that optimizes performing ophthalmic measurements on an eye (Mrochen, [0008]). Claim(s) 3 and 20 are rejected under 35 U.S.C. 103 as being unpatentable over Everett (20200085294) in view of Mrochen (20180125355) and in further view of Baranton (20120274902). Regarding claim 3, Everett in view of Mrochen discloses the invention as described within 2 but does teach wherein the first camera and/or the second camera is further configured to determine an intensity distribution of reflection of an illuminating beam. However, Baranton teaches wherein the first camera and/or the second camera is further configured to determine an intensity distribution of reflection of an illuminating beam ([0183]], electronic and computer device uses the signal representative of at least one image and preferably the signals representative of each of the images; [0187], electronic and computer device analyzes each captured image to determine the spatial distribution of the intensity of the retinal reflection of the corresponding source). It would have been obvious to one of ordinary skill in the art to combine the ophthalmic device of Everett and Mrochen with the components of Baranton for the purpose of optimizing the images accurately captured that present retinal reflection of the eye (Baranton, [0195]). Regarding claim 20, Everett in view of Mrochen and in further view of Baranton discloses the invention as described within claim 3 and Baranton further teaches wherein the first device further includes a first plurality of first light sources and wherein the second device further includes a second plurality of second light sources (Fig 2, [0112], lighting means 20 of the measuring device 100 comprise a plurality of light sources 20). It would have been obvious to one of ordinary skill in the art to combine the ophthalmic device of Everett and Mrochen with the components of Baranton for the purpose of optimizing the images accurately captured that present retinal reflection of the eye (Baranton, [0195]). Claim(s) 4 and 18 are rejected under 35 U.S.C. 103 as being unpatentable over Everett (20200085294) in view of Copland (20210196113). Regarding claim 4, Everett discloses the invention as described within claim 1 but does not teach wherein the first device further includes a first plurality of first light sources, and wherein the second device further includes a second plurality of second light sources. However, Copland teaches wherein the first device further includes a first plurality of first light sources ([0131], first light sources 120), and wherein the second device further includes a second plurality of second light sources ([0135], light source 130 comprises a second light source 132 which may comprise a plurality of lamps). It would have been obvious to one of ordinary skill in the art to combine the ophthalmic device of Everett with the components of Copland for the purpose of improving the images that are used for wavefront measurements within an ophthalmic system (Copland, [0140]). Regarding claim 18, Everett in view of Copeland discloses the invention as described within claim 4 and Copeland further teaches wherein the first plurality of first light sources are first LEDs ([0131], first light sources 120), and wherein the second plurality of second light sources are second LEDs ([0135], light source 130 comprises a second light source 132 which may comprise a plurality of lamps). It would have been obvious to one of ordinary skill in the art to combine the ophthalmic device of Everett with the components of Copland for the purpose of improving the images that are used for wavefront measurements within an ophthalmic system (Copland, [0140]). Claim(s) 7 is rejected under 35 U.S.C. 103 as being unpatentable over Everett (20200085294) in view of Yates (20180242846). Regarding claim 7, Everett discloses the invention as described within claim 6 but does not teach further comprising a hot mirror configured to reflect the first lighting beam and to allow the second lighting beam to pass. However, Yates teaches further comprising a hot mirror (Fig 5A, [0064], hot mirror filter 11) configured to reflect the first lighting beam and to allow the second lighting beam to pass (Fig 5A, [0030], hot mirror filter blocking infrared light being emitted from the photographing light source and redirecting light from the observation light source into the illumination optical path). It would have been obvious to one of ordinary skill in the art to combine the ophthalmic device of Everett with the components of Yates to allow for more efficient processing and diagnostics of recorded images (Yates, [0061]). Claim(s) 9 is rejected under 35 U.S.C. 103 as being unpatentable over Everett (20200085294) in view of Lefaudeux (20230172449). Regarding claim 9, Everett discloses the invention as described within claim 8 but does not teach wherein the first optical wavelength is comprised between 800nm and 899nm and the second optical wavelength being comprised between 901nm and 1000nm. However, Lefaudeux teaches wherein the first optical wavelength is comprised between 800nm and 899nm ([0027], emission spectral band of the primary sources is between 800nm and 1000nm and within the claimed range) and the second optical wavelength being comprised between 901nm and 1000nm [0027], emission spectral band of the primary sources is between 800nm and 1000nm and within the claimed range). It would have been obvious to one of ordinary skill in the art to combine the ophthalmic device of Everett with the components of Lefaudeux for the purpose of optimizing controlling the position of the pupil of an eye in reference to a frame within an ophthalmic system (Lefaudeux, [0001]). Allowable Subject Matter Claims 13-15 are allowed. Claims 5, 10, and 12 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: with respect to the allowable subject matter, none of the prior art either alone or in combination disclose or teach of the claimed combination of limitations to warrant a rejection under 35 USC 102 or 103. Specifically, with respect to dependent claim 5, the prior art of Everett taken either singly or in combination with any other prior art fails to suggest such an optical device including the specific arrangement: “wherein the optical device is configured to enlight sequentially one of the first light sources and then one of the second light sources or to enlight sequentially at least two of the first light sources and then at least two of the second light sources”. Specifically, with respect to dependent claim 10, the prior art of Everett taken either singly or in combination with any other prior art fails to suggest such an optical device including the specific arrangement: “a system for determining a relative peripheral refraction of an eye of an individual, the system comprising; and calculation circuitry comprising a memory and a processor configured to measure a first photorefraction of the eye based on at least the at least one first image measure a second photorefraction of the eye based on at least the at least one second image, and determine the relative peripheral refraction based on the first photorefraction and the second photorefraction”. Claim 12 is allowable due to pendency on dependent claim 10. Specifically, with respect to independent claim 13, the prior art of Everett taken either singly or in combination with any other prior art fails to suggest such an optical device including the specific arrangement: “capturing, using a first measurement channel of an optical device for capturing images of the eye, at least one first image of the eye; capturing, using a second measurement channel of the optical device, at least one second image of the eye; measuring a first photorefraction of the eye based on the at least one first image; measuring a second photorefraction of the eye based on the at least one second image; and determining the relative peripheral refraction based on the first photorefraction and the second photorefraction, wherein the capturing the first image and the capturing of the second image are synchronized”. Claims 14 and 15 are allowable due to pendency on independent claim 13. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Ohmori (20250082201), Levecq (9232891), and Vohnsen (20130016319) are examples of a retinal imaging system that utilizes enhanced resolution. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Sharrief I Broome whose telephone number is (571)272-3454. The examiner can normally be reached Monday-Friday 8am-5pm, EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ricky Mack can be reached at 571-272-2333. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. Sharrief I. Broome Primary Examiner Art Unit 2872 /SHARRIEF I BROOME/Primary Examiner, Art Unit 2872
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Prosecution Timeline

May 09, 2024
Application Filed
May 13, 2026
Non-Final Rejection mailed — §102, §103, §112
Jul 13, 2026
Interview Requested

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
82%
Grant Probability
86%
With Interview (+4.1%)
2y 7m (~5m remaining)
Median Time to Grant
Low
PTA Risk
Based on 794 resolved cases by this examiner. Grant probability derived from career allowance rate.

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