Prosecution Insights
Last updated: April 19, 2026
Application No. 18/709,553

Implantable Medical Device Comprising an Electrode Device Having a Helix Element

Non-Final OA §102§103
Filed
May 13, 2024
Examiner
MUTCHLER, CHRISTOPHER JOHN
Art Unit
3796
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
BIOTRONIK SE & Co. KG
OA Round
1 (Non-Final)
47%
Grant Probability
Moderate
1-2
OA Rounds
3y 5m
To Grant
65%
With Interview

Examiner Intelligence

Grants 47% of resolved cases
47%
Career Allow Rate
22 granted / 47 resolved
-23.2% vs TC avg
Strong +19% interview lift
Without
With
+18.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
44 currently pending
Career history
91
Total Applications
across all art units

Statute-Specific Performance

§101
13.3%
-26.7% vs TC avg
§103
47.3%
+7.3% vs TC avg
§102
15.9%
-24.1% vs TC avg
§112
19.8%
-20.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 47 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-14 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by US 11253699 B1 to Williams et al. (“Williams”). Regarding Independent Claim 1, Williams teaches: An implantable medical device for implantation into a patient, comprising: (Title, “Cardiac pacing lead;” Col. 2, Ln. 17, “The lead may be implanted via a catheter;” Fig. 4, “Medical Electrical Lead 30”); - a body having a distal end; (Claim 24, “A medical lead comprising: a lead body; … a helix extending from a distal end of the lead body…;” Fig. 4, “Lead Body 38;” see Annotated Fig. 4, below); PNG media_image1.png 743 761 media_image1.png Greyscale - an electrode device for at least one of emitting an electrical stimulation signal and sensing an electrical sense signal, said electrode device being arranged at said distal end of the body and comprising a helix element to be screwed into tissue; (Fig. 4, “Helical Anode 32;” Col. 6, Ln. 28-31, “…anode electrode 32 and cathode electrode 34 are electrically isolated within medical lead 30 such that such that anode electrode 32 and cathode electrode 34 may form an electrode pair to deliver stimulation;” Col. 6, Ln. 46-50, “The lead 30 is extended distally from distal tip 24 and anchored into the septum 3 by clockwise rotation of the lead body 38 targeting the LBB, so that helical anode electrode 32 screws through the endocardial membrane and into the septal wall;” Claim 24, “A medical lead comprising: a lead body; … a helix extending from a distal end of the lead body, wherein the helix is configured to anchor to a patient tissue…; Claim 28, “wherein the lead body electrode is a helical electrode formed by the helix.”); and - a blade section configured to cut into tissue when said helix element is screwed into tissue. (Claim 24, “ and a dissection tip at a distal end of the cable, … wherein, when the helix is anchored to the patient tissue, the dissection tip is configured to penetrate the patient tissue…;” Fig. 4, “cathode 34;” Col. 5, Ln. 46-56; Col. 3, Ln. 56-57); Williams’s “cathode 34” in Williams’s Fig. 4 is the “dissection tip” described at Williams’s Claim 24. See, e.g., Williams at Col. 5, Ln. 46-56 elaborating upon “cathode 34” as used for dissection. Although Williams Col. 5, Ln. 46-56 describes “blunt dissection,” Williams additionally contemplates such dissection using “sharp electrodes” at Col. 3, Ln. 56-57. Williams’s “cathode 34” in the contemplated embodiment wherein “sharp electrodes” are used for Williams’s “dissection tip” are such a “blade section configured to cut into tissue when said helix element is screwed into tissue” as claimed. Regarding Claim 2, Williams discloses the entirety of Claim 1 as explained above. Williams additionally discloses: wherein said helix element comprises a first end and a second end, wherein said helix element is connected to the body at the second end (Fig. 4, “Helical Anode 32” is shown having two ends, one of which is connected to “lead body 38”). Regarding Claim 3, Williams discloses the entirety of Claim 1 as explained above. Williams additionally discloses: wherein said blade section is arranged in the vicinity of the second end (Col. 2, Ln. 34-36, “…the cable conductor being slideable within the lead body to extend and retract the electrode relative to the distal end of the lead body;” Col. 5, Ln. 42-45, “Central cable conductor 33 is slideable the central lumen of lead body 38 to extend and retract cathode electrode 34 relative to the distal end of lead body 38.”); Williams’s “cathode electrode 34,” which – as explained above – includes a “dissection tip,” is retractable from the extended position depicted in Fig. 4. In such a retracted position, Williams’s “cathode electrode 34” is “arranged in the vicinity of the second end” of William’s helical electrode. Regarding Claim 4, Williams discloses the entirety of Claim 1 as explained above. Williams additionally discloses: wherein said helix element protrudes from the distal end of the body along a longitudinal axis, said helix element being helically wound about the longitudinal axis (Fig. 4; see Claim 4 Annotated Fig. 4, below) PNG media_image2.png 702 1107 media_image2.png Greyscale Regarding Claim 5, Williams discloses the entirety of Claim 4 as explained above. Williams additionally discloses: wherein the blade section is formed to extend in between a portion of the helix element and the distal end of the body (Fig. 4, Williams’s “cathode electrode 34,” which – as explained above – includes a “dissection tip” is positioned inside Williams’s helix element, and is thus formed to extend in between a portion of the helix element and the distal end of the body as claimed). Regarding Claim 6, Williams discloses the entirety of Claim 6 as explained above. Williams additionally discloses: wherein said portion of the helix element and the distal end define an angular space therebetween, the blade section being arranged in said angular space (Fig. 4, Williams’s “cathode electrode 34,” which – as explained above – includes a “dissection tip” is positioned inside Williams’s helix element, and is positioned in an angular space defined therebetween; Fig. 5C shows this most clearly: see Annotated Fig. 5C, below) PNG media_image3.png 741 696 media_image3.png Greyscale Regarding Claim 7, Williams discloses the entirety of Claim 6 as explained above. Williams additionally discloses: wherein the blade section is integrally formed with the body or the helix element (Col. 5, Ln. 46-48, “In the same or different examples, cathode electrode 34 may be a unitary component with the conductive element(s) of cable conductor 33…”). Regarding Claim 8, Williams discloses the entirety of Claim 1 as explained above. Williams additionally discloses: wherein the blade section comprises a blade edge which is sharpened to cut into tissue (Fig. 4, “cathode 34;” Col. 5, Ln. 46-56; Col. 3, Ln. 56-57). Williams “sharp electrodes” described at Col. 3, Ln. 56-57 are such a sharpened blade edge as claimed. Regarding Claim 9, Williams discloses the entirety of Claim 8 as explained above. Williams additionally discloses: wherein the blade edge extends longitudinally along a longitudinal direction along which the helix element protrudes from the distal end of the body (Fig. 4, Williams’s blade edge and helix element extend in the same direction, and that direction is the same direction from which Williams’s helix element protrudes from Williams’s distal end of the lead body). Regarding Claim 10, Williams discloses the entirety of Claim 1 as explained above. Williams additionally discloses: wherein the electrode device comprises a pin element configured to engage with tissue, the helix element being connected to the pin element (Col. 10, Ln. 26-28, “In the same or different examples, cable conductor 33 may be an insulated cable conductor including outer insulating layer, leaving the distal tip exposed for cathode electrode 34.”) The base of Williams’s “cathode electrode” is such a “pin element” as claimed. The Present Specification states “[t]he pin element may for example be formed from an electrically conductive inner core of the body of the implantable medical device, the inner core forming an inner conductor of the body (which in this case for example may be a lead connected to a generator of the implantable medical device).” (See Present Specification at Pg. 7, Ln. 27-30). Williams’s “cathode electrode” is “formed from an electrically conductive inner core of the body of the implantable medical device” (see Williams at Col. 10, Ln. 26-28), and is thus such a “pin element” as claimed. Williams’s “helix element” is “connected to” Williams’s “pin element” in an electrical connection via their anode/cathode relationship. Regarding Claim 11, Williams discloses the entirety of Claim 10 as explained above. Williams additionally discloses: wherein at least a portion of the helix element is wound about the pin element (Fig. 4, Williams’s “helical anode” is wound about the base of Williams’s “cathode 34”); and is connected to the pin element along a connection seam (Col. 5, Ln. 46-51, “In the same or different examples, cathode electrode 34 may be a unitary component with the conductive element(s) of cable conductor 33, or may be a separate component physically and electrically coupled to the distal end of the conductive element(s) of cable conductor 33, for example, by solder or welding, such as laser welding;” Col. 6, Ln. 27-31 “For example, anode electrode 32 and cathode electrode 34 are electrically isolated within medical lead 30 such that such that anode electrode 32 and cathode electrode 34 may form an electrode pair to deliver stimulation.”). Williams’s “welding” as a means of electrical connection is such a “connection seam” as claimed. See Present Specification at Pg. 16, Ln. 24-25 in support of this interpretation. Williams’s “helical anode” is wound about the base of Williams’s “cathode 34” forms an anode/cathode relationship with Williams’s “helical anode 32,” thereby rendering the two electrically connected. This electrical connection is caused in part by Williams’s weld. Williams’s “cathode 34” and “helical anode 32” are thus connected along a connection seam as claimed. Regarding Claim 12, Williams discloses the entirety of Claim 11 as explained above. Williams additionally discloses: wherein the blade section is formed on the connection seam (Col. 5, Ln. 46-51, “In the same or different examples, cathode electrode 34 may be a unitary component with the conductive element(s) of cable conductor 33, or may be a separate component physically and electrically coupled to the distal end of the conductive element(s) of cable conductor 33, for example, by solder or welding, such as laser welding.”) Williams’s “cathode electrode 34” is “physically and electrically coupled to the distal end of the conductive element(s) of cable conductor 33” via “solder or welding, such as laser welding.” As explained above at Claim 1, Williams’s “cathode electrode 34” is such a “blade section” as claimed. Williams’s “cathode electrode 34” is formed “on” Williams’s “connection seam” (i.e., the weld) in that Williams’s “connection seam” physically couples it to the lead body. This interpretation would merit reconsideration were the configuration of Pg. 7, Ln. 17-19 of the Present Specification were more narrowly reflected. Regarding Claim 13, Williams discloses the entirety of Claim 1as explained above. Williams additionally discloses: wherein said body, at the distal end, is configured to penetrate into tissue upon cutting into the tissue with said blade section (Col. 6, Ln. 46-54, “The lead 30 is extended distally from distal tip 24 and anchored into the septum 3 by clockwise rotation of the lead body 38 targeting the LBB, so that helical anode electrode 32 screws through the endocardial membrane and into the septal wall. The cathode electrode 34 is extended into the septum 3 to provide pacing to the heart 1 via the LBB. In some examples, cathode cable conductor 33 and cathode electrode 34 may extend through the hole in the endocardial membrane created by helical anode electrode 32.”) Regarding Claim 14, Williams discloses the entirety of Claim 1 as explained above. Williams additionally discloses: wherein the body is formed by a lead which is connectable to a generator of the implantable medical device (Col. 9, Ln. 21-26, “In examples in which the pulse generator is an implantable pacemaker, the clinician then inserts the implantable pacemaker in a pocket under the skin in the patient's chest and is ready for sensing and/or pacing via the lead 30.”). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 15 is rejected under 35 U.S.C. 103 as being unpatentable over US 11253699 B1 to Williams et al. (“Williams”) as applied to Claim 1 above, and further in view of US 20200069938 A1 to Sinnott et al. (“Sinnot”). Regarding Claim 15, Williams discloses the entirety of Claim 1 as explained above. Williams does not disclose: wherein the body is formed by a housing of a leadless pacemaker device It is noted, however, that Williams broadly describes use of Williams’s system “in conjunction with a leadless pacemaker” at Col. 11, Ln. 4-7. Sinnot describes “…SYSTEMS, DEVICES, AND METHODS FOR HIS BUNDLE CARDIAC PACING” (Title). Sinnot is analogous art. Sinnot teaches: wherein the body is formed by a housing of a leadless pacemaker device (Para. [0095], “FIG. 9A depicts an exemplary linear leadless pacemaker having active tine fixation and a helix fixation mechanism;” Para. [0096], “FIG. 9B displays a side view of the exemplary linear leadless pacemaker having active tine fixation and a helix fixation mechanism;” Fig. 9A-9C). It would have been obvious for a person of ordinary skill in the art before the effective filing date of the claimed invention to modify the device of Williams with the teachings of Sinnot (i.e., to use the device of Williams in conjunction with a leadless pacemaker, whereby the body is formed by a housing of the leadless pacemaker device in the manner of Sinnot) in order to provide stabilization to the leadless pacemaker (Sinnot at Para. [0096]). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHRISTOPHER J MUTCHLER whose telephone number is (571)272-8012. The examiner can normally be reached M-F 7:00 am - 4:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jennifer McDonald can be reached at 571-270-3061. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /C.J.M./Examiner, Art Unit 3796 /ALLEN PORTER/Primary Examiner, Art Unit 3796
Read full office action

Prosecution Timeline

May 13, 2024
Application Filed
Jan 27, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12599330
WEARABLE MEDICAL DEVICE WITH ZONELESS ARRHYTHMIA DETECTION
2y 5m to grant Granted Apr 14, 2026
Patent 12582332
PIEZOELECTRIC SENSOR WITH RESONATING MICROSTRUCTURES
2y 5m to grant Granted Mar 24, 2026
Patent 12576276
Amplitude Modulating Waveform Pattern Generation for Stimulation in an Implantable Pulse Generator
2y 5m to grant Granted Mar 17, 2026
Patent 12569671
DEVICE AND METHOD FOR DETERMINATION OF A CARDIAC OUTPUT FOR A CARDIAC ASSISTANCE SYSTEM
2y 5m to grant Granted Mar 10, 2026
Patent 12502520
Constraint Delivery – Hinge & Constraint Delivery - Corset
2y 5m to grant Granted Dec 23, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
47%
Grant Probability
65%
With Interview (+18.6%)
3y 5m
Median Time to Grant
Low
PTA Risk
Based on 47 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month