Prosecution Insights
Last updated: May 29, 2026
Application No. 18/710,114

HEAT EXCHANGER

Final Rejection §102§103
Filed
May 14, 2024
Priority
Nov 15, 2021 — AU 2021903655 +2 more
Examiner
RUPPERT, ERIC S
Art Unit
3763
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Conflux Technology Pty Ltd.
OA Round
2 (Final)
59%
Grant Probability
Moderate
3-4
OA Rounds
9m
Est. Remaining
84%
With Interview

Examiner Intelligence

Grants 59% of resolved cases
59%
Career Allowance Rate
444 granted / 752 resolved
-11.0% vs TC avg
Strong +25% interview lift
Without
With
+24.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
46 currently pending
Career history
805
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
84.7%
+44.7% vs TC avg
§102
6.0%
-34.0% vs TC avg
§112
8.0%
-32.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 752 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-2, 5, 7-9, 11-16, 19-20 is/are rejected under 35 U.S.C. 102 (a) (1) as being anticipated by Saito (JP2008170049A). Regarding claim 1, Saito discloses a heat exchanger (see Fig. 2, 4, 7) comprising: a core (heat exchange part 60) having a plurality of concentric channels (concentric passages 63,67,71,75 & 65,69,73,83) extending along a central axis, the plurality of channels extending parallel to the central axis (see vertical axis of Fig. 4) and being concentric about the central axis, the plurality of channels including: a first set of concentric channels (65,69,73,83) through which a first fluid can pass; and a second set of concentric channels (63,67,71,75) through which a second fluid can pass, to exchange heat with the first fluid passing through the first set of concentric channels, the concentric channels being alternatingly arranged, from the central axis, between a channel of the first set of concentric channels and a channel of the second set of concentric channels and a first inlet port (93) for transporting the first fluid into the core and a first outlet port (83) for transporting the first fluid from the core, wherein the first inlet port or the first outlet port defines a manifold (distribution units 61/62) comprising a first fluid main channel that spreads into a plurality of branches (see branching of fluid into/out of 99b/89b), and wherein each branch opens up into a respective one of the concentric channels of the first set of concentric channels. Regarding claim 2, Saito discloses the limitations of claim 1, and Saito further discloses each channel of the plurality of concentric channels is an elongate channel having a substantially annular cross-section (concentric passages 63,67,71,75 & 65,69,73,83). Regarding claim 5, Saito discloses the limitations of claim 1, and Saito further discloses wherein a spread of each branch from the first fluid main channel increases around the central axis to form a substantially concentric channel as the first fluid main channel approaches the first set of concentric channels of the core (see increase in channel from inner pipe 95 to respective concentric passage). Regarding claim 7, Saito discloses the limitations of claim 1, and Saito further discloses a second inlet port (82) for transporting the second fluid into the core and a second outlet port (92) for transporting the second fluid from the core, wherein the second inlet port or the second outlet port defines a manifold (distribution units 61/62) comprising a second fluid main channel that opens up into the second set of concentric channels (63,67,71,75) of the core. Regarding claim 8, Saito discloses the limitations of claim 7, and Saito further discloses the second fluid main channel spreads into a plurality of branches (see branching of fluid into/out of 99a/89a), and wherein each branch opens up into a respective one of the concentric channels of the second set of concentric channels. Regarding claim 9, Saito discloses the limitations of claim 8, and Saito further discloses a spread of each branch from the second fluid main channel increases around the central axis to form a substantially concentric channel as the second main channel approaches the second set of concentric channels of the core (see increase in channel from inner pipe 85 to respective concentric passage). Regarding claim 11, Saito discloses the limitations of claim 1, and Saito further discloses fluid flow through the first inlet port or the first outlet port is along an axis that is substantially parallel to the central axis (see Fig. 2). Regarding claim 12, Saito discloses the limitations of claim 1, and Saito further discloses fluid flow through the first inlet port or the first outlet port is along an axis that is substantially orthogonal to the central axis (see Fig. 7). Regarding claim 13, Saito discloses the limitations of claim 7, and Saito further discloses fluid flow through the second inlet port or the second outlet port is along an axis that is substantially parallel to the central axis (see Fig. 2). Regarding claim 14, Saito discloses the limitations of claim 7, and Saito further discloses fluid flow through the second inlet port or the second outlet port is along an axis that is substantially orthogonal to the central axis (see Fig. 7). Regarding claim 15, Saito discloses the limitations of claim 1, and Saito further discloses one or more apertures (99B) in a wall defining an outermost branch, wherein the or each aperture is configured to provide a fluid pathway through said wall. Regarding claim 16, Saito discloses the limitations of claim 1, and Saito further discloses fins (plates 98/88) spanning adjacent walls defining a branch. Regarding claim 19, Saito discloses the limitations of claim 8, and Saito further discloses one or more apertures (89A) in a wall defining an outermost branch, wherein each aperture is configured to provide a fluid pathway through said wall. Regarding claim 20, Saito discloses the limitations of claim 8, and Saito further discloses fins (plates 88) spanning adjacent walls defining a branch. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 6, 10, 17-18 is/are rejected under 35 U.S.C. 103 as being unpatentable over Saito (JP2008170049A) in view of Van Affelen (US20230015392A1). Regarding 6/10/18, Saito teaches the limitations of claim 1/8/9 and further teaches wherein walls defining each of said branches (as defined above) are connected with walls defining the respective concentric channel of the first set of concentric channels to which the branch opens up. Saito does not teach said branches are continuous and seamless with walls. Van Affelen teaches said branches are continuous and seamless with walls (see Fig. 8 & ¶[0052]). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have modified Saito to include wherein the branches and walls are continuous and seamless as taught by Van Affelen, in order to manufacture the heat exchanger in a single process, without need for assembling separate parts (¶[0052]). Regarding claim 17, Saito teaches the limitations of claim 1, and Saito does not teach the heat exchanger formed as a seamless unitary body via additive manufacturing. Van Affelen teaches the heat exchanger formed as a seamless unitary body via additive manufacturing (¶[0052]). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have modified Saito to include the additive manufacturing as taught by Van Affelen, in order to manufacture the heat exchanger in a single process, without need for assembling separate parts (¶[0052]). Response to Arguments Applicant’s arguments with respect to the claim(s) have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ERIC S RUPPERT whose telephone number is (571)272-9911. The examiner can normally be reached Monday - Friday 8 am - 4 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Len Tran can be reached at 571-272-1184. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERIC S RUPPERT/Primary Examiner, Art Unit 3763
Read full office action

Prosecution Timeline

May 14, 2024
Application Filed
Nov 07, 2025
Non-Final Rejection mailed — §102, §103
Feb 04, 2026
Response Filed
Apr 02, 2026
Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12638241
DOUBLE-TUBE HEAT EXCHANGER AND MANUFACTURING METHOD THEREFOR
2y 11m to grant Granted May 26, 2026
Patent 12638251
HEATING AND COOLING SYSTEM USING MECHANICAL TRANSFER OF ENCAPSULATED PHASE CHANGE MATERIALS
2y 2m to grant Granted May 26, 2026
Patent 12631406
ELECTRIC ARRANGEMENT, PANEL AND HEAT EXCHANGER
3y 7m to grant Granted May 19, 2026
Patent 12635522
ELECTRONIC COMPONENT COOLER
2y 7m to grant Granted May 19, 2026
Patent 12631399
WOUND HEAT EXCHANGER AND METHOD
2y 6m to grant Granted May 19, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
59%
Grant Probability
84%
With Interview (+24.7%)
2y 9m (~9m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 752 resolved cases by this examiner. Grant probability derived from career allowance rate.

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