Prosecution Insights
Last updated: July 17, 2026
Application No. 18/710,115

COOLER UNIT, SEMICONDUCTOR DEVICE AND METHOD FOR MANUFACTURING A COOLER UNIT

Non-Final OA §102§103
Filed
May 14, 2024
Priority
Nov 18, 2021 — EU 21209050.0 +1 more
Examiner
LINDSAY JR, WALTER LEE
Art Unit
Tech Center
Assignee
Hitachi Ltd.
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
3m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allowance Rate
187 granted / 208 resolved
+29.9% vs TC avg
Moderate +11% lift
Without
With
+10.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
7 currently pending
Career history
210
Total Applications
across all art units

Statute-Specific Performance

§101
2.9%
-37.1% vs TC avg
§103
69.4%
+29.4% vs TC avg
§102
19.1%
-20.9% vs TC avg
§112
4.7%
-35.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 208 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-4 and 6-13 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Chen et al. EP 4,135,498 A1. In regards to claim 1, Chen discloses a cooler unit for liquid cooling of a power module [0003], comprising: at least one insert (protrusion,(204)) that comprises an upper part (a front side of the metal baseplate (203)) and a lower part (back side of the metal baseplate (203) and that is configured to be coupled to the power module (power module body (201) and heat dissipation finned tubes (205)) with the upper part [0042-0043]; and a housing (a cooler (206) that provides a flow channel for a coolant and that comprises at least one recess (groove (207)) which penetrates a wall of the housing up to the flow channel and which is configured in coordination with the at least one insert geometrically [0043], wherein the at least one insert comprises copper (material for corresponding to the module may be made of Cu) [0053] and is arranged inside the at least one recess and is laser welded to the housing such that during operation the coolant flows through the flow channel and around the lower part of the at least one insert (high energy laser heating) [0046], wherein the at least one insert and the housing each comprises a welding area, wherein the welding area of the at least one insert is formed at an edge of the at least one insert and the welding area of the housing is formed at an edge of the housing limiting the at least one recess such that a welding joint is formed by means of laser welding in the welding area that comprises at least a sidewall of the at least one insert [0047-0050], and wherein the upper part of the at least one insert comprises a topside with a surface structure including at least one of a rough surface, recessed portions or elevated parts facing away from the flow channel that is configured to provide predetermined coupling properties for coupling the cooler unit to the power module [0048]. In regards to claim 2, Chen discloses, wherein the housing comprises aluminum [0053]. In regards to claim 3, Chen discloses, wherein the at least one insert comprises at least one coating that partially or completely covers at least one of the upper part and the lower part of the at least one insert (nickel plating is an acceptable material) [0053]. In regards to claims 4, Chen discloses, wherein the at least one coating comprises nickel and covers the lower part of the at least one insert [0053]. In regards to claims 6, Chen discloses, wherein the lower part of the at least one insert comprises an underside with a surface structure facing the flow channel that is configured to provide a flow of the coolant and a heat exchange surface between the at least one insert and the coolant [0043]. In regards to claim 7, Chen discloses, wherein the surface structure comprises at least one of a pin-fin area, ribs, a skived structure or meander channels (205)[0042-0043]. In regards to claim 8, Chen discloses, wherein the upper part of the insert comprises a topside with a given surface structure facing away from the flow channel that is configured to provide predetermined coupling properties for coupling the cooler unit (207) to the power unit (201) [0042-0048]. In regards to claim 9, Chen discloses, wherein the housing comprises an inlet and an outlet defining a flow direction of the coolant during operation, and wherein the housing comprises two or more recesses configured to accommodate a respective insert, wherein the at least one insert comprising copper is arranged in one of the recesses that is closer to the outlet than the inlet of the housing (Fig 2A) [0041]. In regards to claim 10, Chen discloses, wherein the cooler unit comprises three inserts each comprising copper and the housing comprises three recesses each penetrating the wall of the housing up to the flow channel and each are configured in coordination with the insert geometrically, wherein the each insert are arranged inside the a respective associated recess and each is laser welded to the housing (Fig. 2A) [0041-0053]. In regards to claim 11: Chen discloses a semiconductor device, comprising: a cooler unit (207) according claim 1, and a power module (201) with electronics, that is coupled to the upper part of the at least one insert of the cooler unit [0042-0048]. In regards to claim 12, Chen discloses, wherein the at least one insert and the power module are coupled with each other by means of at least one of gluing, sintering, soldering and or bonding [0043]. In regards to claim 13: Chen discloses A method for manufacturing a cooler unit for liquid cooling of a power module, comprising: providing at least one insert that comprises an upper part and a lower part and that is configured to be coupled to the power module (201) with the upper part, and wherein the at least one insert comprises copper [0042-0053]; providing a housing that provides a an internal flow channel for a coolant (207) and that comprises at least one recess (grooves) which penetrates a wall of the housing (203) up to the flow channel and which is configured in coordination with the at least one insert geometrically, wherein the at least one insert and the housing each comprises a respective welding area, wherein the welding area of the at least one insert is formed at an edge of the at least one insert and the welding area of the housing is formed at an edge of the housing limiting the at least one recess, and wherein the upper part of the at least one insert comprises a topside with a given surface structure including at least one of a rough surface, recessed portions and or elevated parts facing away from the flow channel that is configured to provide predetermined coupling properties for coupling the cooler unit to the power module [0042-0048]; placing the at least one insert inside the at least one recess such that the at least one insert contacts the housing [0042-0048]; and laser welding the at least one insert and the housing together such that a welding joint is formed in the welding area areas that comprises at least at a sidewall of the at least one insert in part at least and such that during operation the coolant flows through the flow channel and around the lower part of the at least one insert [0042-0053]. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim 5 is rejected under 35 U.S.C. 103 as being unpatentable over Chen et al. (EP 4,135,498) in view of Martin et al. US Pub No. 2009/0122491. Chen discloses wherein the at least one coating covers the upper part of the at least one insert of claim 5. However, Chen does not disclose the at least one coating comprises silver. Martin teaches a universal patterned metal thermal interface a metal layer comprised of two layer (114a) a smooth bottom workpiece and a patterned upper portion (114b) that is form of silver [0025]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to utilize the coating of silver as used by Martin with the limitations as taught by Chen, in order to provide good thermal coupling between a power module and a liquid cooler. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Truessel et al. (WO 2024/156339 A1) Semiconductor Power Unit and Method for Manufacturing a Semiconductor Power Unit. Any inquiry concerning this communication or earlier communications from the examiner should be directed to WALTER LEE LINDSAY JR whose telephone number is (571)272-1674. The examiner can normally be reached Monday-Thursday 9-7. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Allana Lewin Bidder can be reached at 571-272-5560. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /WALTER L LINDSAY JR/Supervisory Patent Examiner, Art Unit 2852
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Prosecution Timeline

May 14, 2024
Application Filed
Jun 08, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
99%
With Interview (+10.6%)
2y 5m (~3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 208 resolved cases by this examiner. Grant probability derived from career allowance rate.

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