Prosecution Insights
Last updated: October 02, 2026
Application No. 18/711,174

DRIVETRAIN ASSEMBLIES FOR GENERATING SWEEPING MOTION AND POWER TAPPING MOTION

Non-Final OA §102§103§112
Filed
May 17, 2024
Priority
Nov 20, 2021 — provisional 63/281,657 +1 more
Examiner
KARLS, SHAY LYNN
Art Unit
Tech Center
Assignee
Koninklijke Philips N.V.
OA Round
1 (Non-Final)
69%
Grant Probability
Favorable
1-2
OA Rounds
3m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 69% — above average
69%
Career Allowance Rate
931 granted / 1352 resolved
+8.9% vs TC avg
Strong +27% interview lift
Without
With
+26.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
37 currently pending
Career history
1377
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
48.6%
+8.6% vs TC avg
§102
30.0%
-10.0% vs TC avg
§112
14.1%
-25.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1352 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-2, 13-14 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 2 states “x-axis” and claim 14 states “x-axis” and “z-axis” however it is unclear which axis is which. Naming of axes is ambiguous and unclear. Both claims states that the “second axis” and the “third axis” are perpendicular to the central axis, however it is unclear how the second axis and third axis are different from each other. Please clarify. Claim 2 recites the limitation "the x-axis" in line 3. There is insufficient antecedent basis for this limitation in the claim. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-4, 7-8, 10-15 is/are rejected under 35 U.S.C. 102a1 as being anticipated by Kraus (USPN 7554225). Kraus teaches a drivetrain assembly for a power toothbrush device (abstract), the power toothbrush device having a body portion (12), the drivetrain assembly comprising: a drivetrain shaft (7) at least partially contained within the body portion and configured to engage a brush head member; a motor (figure 1-4) mounted on the drivetrain shaft and configured to periodically rotate the drivetrain shaft about a first axis of the power toothbrush device (col. 5, lines 43-55; the motor is capable of generating an oscillatory rotational motion); and an electromagnetic assembly configured to drive the drivetrain shaft and thereby the brush head member about a second axis (col. 5, lines 43-55; produces oscillatory linearly motion) of the power toothbrush device, different than the first axis, or in a direction parallel to a third axis of the power toothbrush device. With regards to claim 2, the first axis is a central axis of the power toothbrush device (longitudinal axis), the second axis is perpendicular to the central axis and the third axis (arrows in figure 10), and the third axis is perpendicular to the central axis and the x-axis. With regards to claim 3, the electromagnetic assembly comprises: a magnet (5) connected to the drivetrain shaft; a stator (1) mounted to a base (12) within the body portion, wherein the stator is configured to generate magnetic fields suitable for interacting with the magnetic field of the magnet to periodically drive the magnet and thereby the drivetrain shaft and the brush head member in the direction parallel to the third axis of the power toothbrush device; and a bearing (11, 15) on the drivetrain shaft to maintain the movement of the brush head member in the direction parallel to the third axis. With regards to claim 4, the bearing comprises a moveable support member surrounding the drivetrain shaft and parallel flexible flexures (11, 15) extending between the moveable support and the base, wherein the parallel flexible flexures constrain the movement of the brush head member in the direction parallel to the third axis. With regards to claim 7, the electromagnetic assembly comprises: a magnet coil (9) separate from the motor and within the body portion. With regards to claim 8, the electromagnetic assembly further comprises a pivot or hinge (11/15) arranged along the drivetrain shaft upon which the drivetrain shaft rotates such that the movement in the direction parallel to the third axis of the power toothbrush device is constrained. With regards to claim 10, the pivot or hinge is located along the motor (figure 7-11 shows the hinges 11/15 being located along/within the motor). With regards to claim 11, the pivot or hinge is located between the motor and the brush head member (figure 7, hinge 11 is located between motor and brush head). With regards to claim 12, the motor comprises a first side and a second side opposite the first side, wherein the brush head member is positioned on the first side of the motor, and wherein the pivot or hinge (11; figure 8) is located on the second side of the motor (figure 8; left side is where brush head would be; and left side is hinge). With regards to claim 13, a power toothbrush device, comprising: a brush head member (abstract) having a set of bristles; a body portion (12) coupled with the brush head member; and a drivetrain assembly within the body portion, the drivetrain assembly comprising: a drivetrain shaft (7) at least partially contained within the body portion and configured to engage the brush head member; a motor (figure 1-4) mounted on the drivetrain shaft and configured to periodically rotate the drivetrain shaft about a first axis of the power toothbrush device (col. 5, lines 43-55; the motor is capable of generating an oscillatory rotational motion); and an electromagnetic assembly configured to drive the drivetrain shaft and thereby the brush head member about a second axis (col. 5, lines 43-55; produces oscillatory linearly motion) of the power toothbrush device, different than the first axis, or in a direction parallel to a third axis of the power toothbrush device. With regards to claim 14, the first axis is a central axis (longitudinal axis) of the power toothbrush device, the second axis is an x-axis of the power toothbrush device and perpendicular to the central axis (arrows in figure 10), and the third axis is a z-axis of the power toothbrush device and perpendicular to the central axis and the x-axis. With regards to claim 15, the electromagnetic assembly comprises a stator (1). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 5-6 and 9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Kraus (‘225) in view of Lowe (PGPub 20160184054). Kraus teaches all the essential elements of the claimed invention including a pivot (11/15) upon which the drivetrain shaft rotates (claim 6). Kraus however fails to teach that the electromagnetic assembly comprises a voice coil actuator (claim 5) or a linear solenoid actuator (claim 9). Lowe teaches an orthodontic device that uses vibration from a motor with an eccentric weight, motor and linkage, motor rack and pinion, motor and drive belt, and similar mechanical methods. However, solenoid vibrators, linear coil vibrators, linear resonance actuators, voice coil actuators, and the like can also be used (paragraph 0040). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify Kraus’s eccentric weight for vibrating the brush head with a voice coil actuator or linear solenoid actuator as taught by Lowe since they are all equivalent means for producing vibration and are considered to be interchangeable. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SHAY LYNN KARLS whose telephone number is (571)272-1268. The examiner can normally be reached M-Th (6am-5pm). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Monica Carter can be reached at 571-272-4475. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SHAY KARLS/Primary Examiner, Art Unit 3723
Read full office action

Prosecution Timeline

May 17, 2024
Application Filed
Aug 26, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12740685
FLOOR CLEANING PAD
3y 8m to grant Granted Sep 22, 2026
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DIVIDING-UP DEVICE AND BRUSH-MANUFACTURING MACHINE HAVING A DIVIDING-UP DEVICE
2y 9m to grant Granted Sep 22, 2026
Patent 12741300
DETOXIFICATION DEVICE AND NOZZLE SCRAPER
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Patent 12734024
ORAL CARE MOUTHPIECE CONNECTED TO LARGER MASS FOR INCREASED VIBRATION
3y 2m to grant Granted Sep 15, 2026
Patent 12727663
PRESSURE SENSING SYSTEM AND METHOD FOR AN ELECTRIC TOOTHBRUSH
3y 4m to grant Granted Sep 08, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
69%
Grant Probability
96%
With Interview (+26.8%)
2y 7m (~3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1352 resolved cases by this examiner. Grant probability derived from career allowance rate.

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