Prosecution Insights
Last updated: October 25, 2026
Application No. 18/711,205

USER PLANE POLICY AUTHORIZATION METHOD, NETWORK ELEMENT, ELECTRONIC DEVICE AND STORAGE MEDIUM

Non-Final OA §101
Filed
May 17, 2024
Priority
Dec 03, 2021 — CN 202111467645.2 +1 more
Examiner
PHAM, TIMOTHY X
Art Unit
3648
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
ZTE Corporation
OA Round
1 (Non-Final)
86%
Grant Probability
Favorable
1-2
OA Rounds
3m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allowance Rate
846 granted / 978 resolved
+34.5% vs TC avg
Strong +17% interview lift
Without
With
+16.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
10 currently pending
Career history
995
Total Applications
across all art units

Statute-Specific Performance

§101
8.9%
-31.1% vs TC avg
§103
54.2%
+14.2% vs TC avg
§102
17.7%
-22.3% vs TC avg
§112
9.8%
-30.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 978 resolved cases

Office Action

§101
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicants’ election with traverse of claims 6, 7, and 15-18 in the reply filed on 07/10/2026 is acknowledged. The traversal is on the ground(s) that groups I and II represent a single inventive concept using multi-perspective claiming, with Group I directed to the user plane function (UPF) and Group II directed to the policy control function (PCF).These two groups are implementations of the same unified technical solution for establish direct interaction between the PCF and the UPF. This is found persuasive. The requirement for Restriction/Election filed 05/18/2026 is withdrawn. Claims 1-7 and 10-18 are pending. Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claims 1-7 and 10-18 are rejected under 35 U.S.C. 101 because the claimed invention is directed to abstract idea without significantly more. The claims (claims 1 and 6) recite the limitations acquiring an identity of a policy control function (PCF) network element, establishing an association session with the PCF network element, reporting user plane usage information to the PCF network element, and receiving a user plane policy fed back based on the user plane usage information from the PCF network element” and “receiving an association session establishment request initiated by a user plane function (UPF) network element and establishing an association session with the UPF network element, receiving user plane usage information reported by the PCF network element, and delivering a user plane policy fed back based on the user plane usage information to the PCF network element”. These limitations, as drafted, is a simple process that, under its broadest reasonable interpretation, covers performance of the limitation in the human mind, then it falls within the "Mental Process" grouping of abstract ideas, Accordingly, the claim recites an abstract idea. This judicial exception is not integrated into a practical application. In particular, the claims 10 and 17 only recites one additional element – an electronic device comprising a processor to perform the user plane policy authorization. In the claims, the acquiring, receiving, reporting, delivering steps are recited at a high-level of generality such that it amounts no more than mere instructions to apply the exception using a generic computer component. Accordingly, this additional element does not integrate the abstract idea into a practical application because it does not impose any meaningful limits on practicing the abstract idea. The claim is directed to an abstract idea. The claim does not include additional elements that are sufficient to amount to significantly more than the judicial exception. As discussed above with respect to integration of the abstract idea into a practical application, the additional element of using a processing of acquiring , reporting, receiving, and delivering steps amounts to no more than mere instructions to apply the exception using a generic computer component. Mere instructions to apply an exception using a generic computer component cannot provide an inventive concept. The claim is not patent eligible. Claims 2-5, 7, and 10-18 are dependent to rejected claims 1 and 6, respectively; therefore, claims 2-5, 7, and 10-18 are rejected with the same reasons set forth to claims 1 and 6. Allowable Subject Matter Claims 1-7 and 10-18 would be allowable if rewritten or amended to overcome the rejection(s) under 35 U.S.C.101 set forth in this Office action. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Hu et al. (US 2020/0045770) discloses a SMF sends an identity to PCF then sends the service policy to UPF. Qiao et al. (US 2021/0297536) discloses a UPF node, and a PCF node interact to perform a session establishment for a UE. Sun et al. (US 2023/0164591) discloses the SMF sends an identifier of a UPF to the PCF. Any inquiry concerning this communication or earlier communications from the examiner should be directed to TIMOTHY X PHAM whose telephone number is (571)270-7115. The examiner can normally be reached Mon-Fri: 8:30-5:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Resha Desai can be reached at 571-270-7792. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TIMOTHY X PHAM/Primary Examiner, Art Unit 3648
Read full office action

Prosecution Timeline

May 17, 2024
Application Filed
Sep 30, 2026
Non-Final Rejection mailed — §101 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
86%
Grant Probability
99%
With Interview (+16.7%)
2y 8m (~3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 978 resolved cases by this examiner. Grant probability derived from career allowance rate.

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