Prosecution Insights
Last updated: October 04, 2026
Application No. 18/711,519

AUTOPHAGY INDUCING COMPOUNDS AND USES THEREOF, IN PARTICULAR FOR DISEASES OF THE CNS

Non-Final OA §102§112
Filed
May 17, 2024
Priority
Nov 17, 2021 — EU 21208821.5 +1 more
Examiner
HEASLEY, MEGHAN CHRISTINE
Art Unit
Tech Center
Assignee
Assistance Publique-Hôpitaux De Paris (Aphp)
OA Round
1 (Non-Final)
75%
Grant Probability
Favorable
1-2
OA Rounds
8m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 75% — above average
75%
Career Allowance Rate
100 granted / 133 resolved
+15.2% vs TC avg
Strong +34% interview lift
Without
With
+34.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
60 currently pending
Career history
171
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
36.7%
-3.3% vs TC avg
§102
19.0%
-21.0% vs TC avg
§112
27.2%
-12.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 133 resolved cases

Office Action

§102 §112
Detailed Action Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of the Claims Claims 1-9 and 12-19 are pending. Claims 1-7 and 12-19 are withdrawn. Claims 8 and 9 are rejected. Information Disclosure Statement The Information Disclosure Statements (IDS’s) submitted on 5/17/2024 and 6/24/2024 were considered by the Examiner. Priority This is a 35 U.S.C. 371 National Stage Filing of International Application No. PNG media_image1.png 20 202 media_image1.png Greyscale , which claims priority under 35 U.S.C. 119(a-d) to PNG media_image2.png 27 181 media_image2.png Greyscale . Receipt is acknowledged of papers submitted under 35 U.S.C. 119(a)-(d). Election/Restrictions Applicant’s election without traverse of a compound of Formula 157: PNG media_image3.png 229 151 media_image3.png Greyscale , in the reply filed on 8/10/2026 is acknowledged. Claims 8 and 9 embrace Applicant’s elected species and are therefore under examination. Applicant’s elected species is not allowable. Search and examination have been limited to the elected species which is rejected below under 35 USC 102. Claims 1-7 and 12-19 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Regarding instant claim 1, the R1 definition is drawn to “cyclic C5 or C6 alkyl”, wherein one of ordinary skill would not assume that definition embraces the elected species aromatic phenyl at the R1 location. Additionally, the instant specification does not provide an enhanced definition to allow aromatic compounds to be part of the cyclic “alkyl”. Therefore, claim 1 and any dependent claims do not embrace Applicant’s elected species. Claim Objections Claim 8 is objected to because of the following informalities: On p. 10, line 5: Delete “following” and replace with “group consisting of”. There should be an “and” between the last two compounds. Appropriate correction is required. Claim 9 is objected to because of the following informalities: On p. 21, line 5: Delete “following” and replace with “group consisting of”. There should be an “and” between the last two compounds. Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. Claims 8 and 9 are rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the written description requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor or a joint inventor, or for applications subject to pre-AIA 35 U.S.C. 112, the inventor(s), at the time the application was filed, had possession of the claimed invention. Claims 8 and 9 allow for “a polymorph of the compound”, wherein the instant disclosure does not provide data for any specific polymorph of the instant compounds, let alone all polymorphs. Claiming all polymorphs for all compounds is not supported by the instant disclosure. The instant disclosure is not sufficiently detailed to show that the Applicant was in possession of the full scope of the claimed invention at the time of filing. Namely, all polymorphs of all claimed compounds, are not sufficiently detailed in order to stand on their own as being adequately described. Therefore, the instant claims lack written description and are properly rejected under 35 USC 112(a). Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 8 and 9 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by CAS Registry No. 1593538-05-6 (which entered the STN database on 4/30/2014). Regarding instant claims 8 and 9, which are drawn to a pharmaceutical composition which may comprise a physiologically acceptable salt of a compound (no other ingredients specifically required), CAS Registry No. 1593538-05-6 is drawn to the following structure: PNG media_image4.png 181 345 media_image4.png Greyscale , which is identical to Applicant’s elected species and a physiologically acceptable salt (HCl) of a compound of instant Formula 157. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MEGHAN C HEASLEY whose telephone number is (571)270-0785. The examiner can normally be reached Monday - Friday 8:30-4:30 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Amy Clark can be reached at 571-272-1310. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MEGHAN C HEASLEY/Examiner, Art Unit 1626 /KAMAL A SAEED/Primary Examiner, Art Unit 1626
Read full office action

Prosecution Timeline

May 17, 2024
Application Filed
Sep 11, 2026
Non-Final Rejection mailed — §102, §112 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
75%
Grant Probability
99%
With Interview (+34.0%)
3y 1m (~8m remaining)
Median Time to Grant
Low
PTA Risk
Based on 133 resolved cases by this examiner. Grant probability derived from career allowance rate.

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