Prosecution Insights
Last updated: April 19, 2026
Application No. 18/712,148

POWER CONVERTER SYSTEM

Non-Final OA §112
Filed
May 21, 2024
Examiner
TORRES-RIVERA, ALEX
Art Unit
2838
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Hyper Poland Electro S A
OA Round
1 (Non-Final)
86%
Grant Probability
Favorable
1-2
OA Rounds
2y 3m
To Grant
98%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allow Rate
648 granted / 752 resolved
+18.2% vs TC avg
Moderate +12% lift
Without
With
+11.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
32 currently pending
Career history
784
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
52.8%
+12.8% vs TC avg
§102
27.7%
-12.3% vs TC avg
§112
16.4%
-23.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 752 resolved cases

Office Action

§112
DETAILED ACTION This action is in response to the Application filed on 05/21/2024. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Information Disclosure Statement The information disclosure statement(s) (IDS) submitted on 05/21/2024 is/are in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement(s) is/are being considered by the examiner. Specification The lengthy specification has not been checked to the extent necessary to determine the presence of all possible minor errors. Applicant’s cooperation is requested in correcting any errors of which applicant may become aware in the specification. The title of the invention is not descriptive. A new title is required that is clearly indicative of the invention to which the claims are directed. The following title is suggested: --MULTI-LEVEL INVERTER WITH AUXILIARY BALANCING CIRCUIT--. Claim Objections Claim(s) 17, 19 - 20 is/are objected to because of the following informalities: Claim 17 recites “controllerwith the sign” in line 5. It appears that it should be “controller with a sign”. Claim 19 recites “the influence” in lines 2 - 3. It appears that it should be “an influence”. Claim 20 recites “a positive compensation voltage control signal” in lines 5 - 6. It appears that it should be “the positive compensation voltage control signal”. Claim 20 recites “a negative compensation voltage control signal” in line 7. It appears that it should be “the negative compensation voltage control signal”. Claim 24 recites “the output of the first subtraction block” in line 3. It appears that it should be “an output of a first subtraction block”. Claim 24 recites “the output of the second subtraction block” in line 4. It appears that it should be “an output of a second subtraction block”. Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 21, 24 – 27 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 21 recites “Tx = (UC1-UC3)/IC2*Tup – (UC2-UC3)/UC1*Tun”. The variables of the formula are not defined in the claim which renders the claim indefinite. Claim 24 recites “the gate control circuit”. Said limitation lacks antecedent basis. Claims 25 – 26 depends on claim 24 and therefore are also rejected. Claim 27 recites “Tu=Tx=Ti=0”. However, the variables are not defined in the claims which renders the claim indefinite. Allowable Subject Matter Claims 15 – 20, 22 – 23 and 28 are allowed. Claims 21 and 24 – 27 would be allowable if rewritten to overcome the rejection(s) under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), 2nd paragraph, set forth in this Office action and to include all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: The primary reason for the indication of the allowability of claim 15 is the inclusion therein, in combination as currently claimed as a whole, of the limitation of “wherein said control system comprises a cascaded control loop including a first control path comprising a first controller and a second controller, the first controller configured to receive a difference of DC link capacitor voltages as input, the second controller configured to receive a difference between an output of the first controller and an inductor current as input and configured to output a current control signal, the control system further comprising a second control path configured to receive a flying capacitor voltage as input and configured to output a voltage control signal, the control system further comprising a switch control circuit configured to receive the current control signal and the voltage control signal as input and configured to control operation of the plurality of switches of the balancing circuit”. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Non Patent Literature (NPL): “Flying-Capacitor-Based Chopper Circuit for DC Capacitor Voltage Balancing in Diode-Clamped Multilevel Inverter”, cited by Applicant(s) is the closest prior art. US Pub. No. 2017/0149336 discloses a power conversion device is a five-level inverter configured to output voltages at five levels and includes two direct current capacitors, two flying capacitors, and ten switching elements. This power conversion device controls each switching element such that the voltage of each direct current capacitor is E/2 and the voltage of each flying capacitor is E/4 with a direct-current voltage E being applied to a series circuit of the two direct current capacitors, thereby outputting voltages at five levels. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Alex Torres-Rivera whose telephone number is (571)272-5261. The examiner can normally be reached M-F 9:00-5:30 ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, MONICA LEWIS can be reached at (571) 272-1838. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ALEX TORRES-RIVERA/Primary Examiner, Art Unit 2838
Read full office action

Prosecution Timeline

May 21, 2024
Application Filed
Jan 05, 2026
Non-Final Rejection — §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12597859
POWER CONVERSION DEVICE
2y 5m to grant Granted Apr 07, 2026
Patent 12573962
ISOLATED POWER SUPPLY CONTROL CIRCUIT AND ISOLATED POWER SUPPLY
2y 5m to grant Granted Mar 10, 2026
Patent 12567739
ELECTROSTATIC PROTECTION CIRCUIT
2y 5m to grant Granted Mar 03, 2026
Patent 12567792
SWITCHING REGULATOR AND CONTROL METHOD THEREOF
2y 5m to grant Granted Mar 03, 2026
Patent 12562655
DEVICE AND METHOD FOR CONTROLLING INVERTER
2y 5m to grant Granted Feb 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
86%
Grant Probability
98%
With Interview (+11.9%)
2y 3m
Median Time to Grant
Low
PTA Risk
Based on 752 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month