Prosecution Insights
Last updated: April 19, 2026
Application No. 18/712,321

DEVICE FOR MANAGING THE LOADING OF TRANSPORT UNITS OF A CONVEYOR SYSTEM

Non-Final OA §102
Filed
May 22, 2024
Examiner
SINGH, KAVEL
Art Unit
3651
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Ferag AG
OA Round
1 (Non-Final)
84%
Grant Probability
Favorable
1-2
OA Rounds
2y 4m
To Grant
97%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allow Rate
1086 granted / 1298 resolved
+31.7% vs TC avg
Moderate +14% lift
Without
With
+13.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
29 currently pending
Career history
1327
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
45.0%
+5.0% vs TC avg
§102
40.1%
+0.1% vs TC avg
§112
12.9%
-27.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1298 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-29 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Mathi U.S. Patent No. 11,186,437. Claim 1, Mathi teaches a station Fig. 1 for managing the load of transport units 8 of a conveyor system 1, comprising: a first conveyor 15 and a second conveyor 15 with a plurality of transport units 8; at least one transfer station 4,6, arranged for receiving units of goods 2,3, wherein the at least one transfer station 4,6 has a third conveyor 16 for conveying units of goods 2,3; a retrieval station 12 for retrieving units of goods 2,3 from a transport unit 8 of the first conveyor 15 and for transferring the retrieved units of goods 2,3 to the transfer station 4,6; a transfer station 4,6 for transferring units of goods 2,3 from the transfer station 4,6 to a transport unit 8 of the second conveyor 15, and a conveyor system 13 which functionally connects the first conveyor 15 and the second conveyor 15 Fig. 1 C4 L20-65; C5 L1-50; C9 L40-65. Claims 2 and 26, Mathi teaches the first conveyor 15 and the second conveyor 15 are part of a joint conveyor system 1 Fig. 1. Claim 3, Mathi teaches the retrieval station 12 is set up to retrieve all units of goods 2,3 from a transport unit 8 of the first conveyor 15 and to transfer them to the transfer station 4,6, thereby completely emptying said transport unit 8 via 6. Claim 4, Mathi teaches the transfer station 4,6 comprises at least one actuator for the selective movement of individual units of goods C7 L60-67; C8 L1-10. Claim 5, Mathi teaches the transport units 8 can be conveyed on the second conveyor 15 along a conveyor route 7, in particular along a conveying path of 7 via 20. Claim 6, Mathi teaches the first conveyor 15 and/or the second conveyor 15 comprises at least one of a belt conveyor, tray conveyor, tilting tray conveyor, plate chain conveyor, modular belt conveyor, cam chain conveyor, cross-belt conveyor, an overhead conveyor system, a rail-guided conveyor system and a conveyor chain system, with which transport units can be transported suspended along a conveyor route, or a conveying path, respectively Figs. 1,2 C4 L20-40. Claim 7, Mathi teaches the transport units 8 of the first conveyor 15 and/or of the second conveyor 15 has a container that is open at the top in the filled state for receiving units of goods 2,3, for example an overhead conveyor pouch, a pouch, a tray, a transport box, a basket, a crate or a cardboard box Fig. 2. Claim 8, Mathi teaches the first conveyor 15 and/or the second conveyor 15 comprises an actively driven conveyor device Figs. 1,2 C4 L20-40. Claim 9, Mathi teaches the third conveyor 16 comprises a device for horizontally conveying units of goods including at least one of a belt conveyor, tray conveyor, tilting tray conveyor, plate chain conveyor, modular belt conveyor, cross belt conveyor, vibration conveyor, cam chain conveyor, drop flap conveyor and a carousel conveyor Figs. 1,2 C4 L20-40. Claim 10, Mathi teaches the transfer station 4,6 comprises a device 20 for diverting units of goods 2,3 on the horizontal conveying device of the third conveyor 16. Claim 11, Mathi teaches the third conveyor 16 comprises a device 20 for vertically conveying units of goods 2,3, for example a circulating paternoster conveyor Fig. 1. Claim 12, Mathi teaches the transfer station 4,6 comprises one or more transfer points Fig. 1. Claim 13, Mathi teaches a device 20 adapted to sort and/or group and/or separate units of goods in the transfer station 4,6. Claim 14, Mathi teaches the load management station Fig. 1 comprises at least one or more further conveying devices 12,13,15,16, passive conveying devices, chutes, and drop chutes Fig. 1. Claim 15, Mathi teaches a detection device 26,28 for determining the position of units of goods in the transfer station 4,6. Claim 16, Mathi teaches an identification device 23 for determining the identity of units of goods 2,3 in the transfer station 4,6 C7 L5-20. Claim 17, Mathi teaches a marking device 23 for marking the position of units of goods 2,3 in the transfer station 4,6 C7 L5-20. Claim 18, Mathi teaches a weighing device 28 for determining the weight of one or more units of goods 2,3 C7 L49-55. Claim 19, Mathi teaches the transfer station 4,6 comprises a device 12,13 for intermediate storage of units of goods 2,3. Claim 20, Mathi teaches at least one drop-off station 4,6,12,13 for temporarily receiving and providing a group of units 2,3 of goods for subsequent use, for example the packaging of the group of units of goods 2,3 in a container 8. Claim 21, Mathi teaches a retrieval handling module 4,6 to which the units of goods 2,3 are transferred from the at least one drop-off station 12,13,15,16, wherein the retrieval handling module 4,6 comprises at least one goods receiving element (robot) and at least one moving element of 8 for transferring the units of goods 2,3 to a downstream conveying unit 15. Claim 22, Mathi teaches the conveyor unit 1 comprises one or more autonomous vehicles 8 Abstract. Claims 23 and 24. A conveyor system comprising a load management station according to claim 1 Abstract. Claim 25, Mathi teaches a method for managing the loading of transport units 8 of a conveyor system 1, comprising the steps of: retrieving at least one unit of goods 2,3 from at least one transport unit 8 of a first conveyor 15; transferring the retrieved at least one unit of goods 2,3 to a transfer station 4,6, which comprises a third conveyor 16; conveying at least one unit of goods 2,3 in the transfer station 4,6 with the third conveyor 16 along a conveying path 7; and transferring at least one unit of goods 2,3 from said transfer station 4,6 to at least one transport unit of a second conveyor 15, wherein the first conveyor 14 and the second conveyor 15 are functionally connected by a conveyor system 1 Fig 1. Claim 27, Mathi teaches all units of goods 2,3 are retrieved from the transport unit 8 of the first conveyor 15 and transferred to the transfer station 4,6, thereby completely emptying said transport unit at 6. Claim 28, Mathi teaches a subset of the units of goods 2,3 is retrieved from the transfer station 4,6 and is not transferred to a transport unit of the second conveyor 15 via 20. Claim 29, Mathi teaches a group of units of goods 2,3 is transferred to a transport unit 8 of the second conveyor 15. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to KAVEL SINGH whose telephone number is (571)272-2362. The examiner can normally be reached Monday - Thursday 8am-6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Gene Crawford can be reached at (571) 272-6911. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KAVEL SINGH/Primary Examiner, Art Unit 3651 KS
Read full office action

Prosecution Timeline

May 22, 2024
Application Filed
Jan 26, 2026
Non-Final Rejection — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12589944
TRAY FOR PHYSICAL DISTRIBUTION SORTER AND ARTICLE SORTING APPARATUS
2y 5m to grant Granted Mar 31, 2026
Patent 12583683
Method of Making Positive Drive Conveyor Belt
2y 5m to grant Granted Mar 24, 2026
Patent 12583686
ROLLER-AND-RAIL CARGO HANDLING SYSTEM WITH PALLET-MOVING TROLLEY
2y 5m to grant Granted Mar 24, 2026
Patent 12577057
VERTICALLY ADJUSTABLE SORTATION DEVICES AND SYSTEMS
2y 5m to grant Granted Mar 17, 2026
Patent 12577052
CERAMIC ABLATION-RESISTANT CONVEYOR BELT AND PREPARATION METHOD THEREOF
2y 5m to grant Granted Mar 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
84%
Grant Probability
97%
With Interview (+13.7%)
2y 4m
Median Time to Grant
Low
PTA Risk
Based on 1298 resolved cases by this examiner. Grant probability derived from career allow rate.

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