Prosecution Insights
Last updated: August 15, 2026
Application No. 18/712,508

CURVED/STRAIGHT GUIDE DEVICE

Non-Final OA §103
Filed
May 22, 2024
Priority
Nov 26, 2021 — JP 2021-191741 +1 more
Examiner
BUFFINGTON, HEAVEN RICHELLE
Art Unit
Tech Center
Assignee
Nippon Thompson Co., Ltd.
OA Round
1 (Non-Final)
84%
Grant Probability
Favorable
1-2
OA Rounds
1y 2m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
86 granted / 103 resolved
+23.5% vs TC avg
Moderate +14% lift
Without
With
+13.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
22 currently pending
Career history
130
Total Applications
across all art units

Statute-Specific Performance

§101
2.0%
-38.0% vs TC avg
§103
42.0%
+2.0% vs TC avg
§102
22.0%
-18.0% vs TC avg
§112
31.2%
-8.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 103 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-6 are rejected under 35 U.S.C. 103 as being unpatentable over Tsuboi (JP H11208859 A) in view of Murillo (US 20100139519 A1). Regarding claim 1: Tsuboi teaches a straight-curved guide device, comprising: a rail (10,11; Fig.1) including a straight part (10b'; Fig.1) and a curved part (10B; Fig.1); and a movable element being movable on the rail (20; Fig.1), the movable element including: a frame (21; Fig.1); a first swing portion (left 25,29; Fig.4), which is connected to the frame and is in contact with the rail (Figs. 2 and 4); and a second swing portion (right 25,29; Fig.4), which is connected to the frame in such a manner as to be spaced apart from the first swing portion in a longitudinal direction of the rail, and is in contact with the rail (shown in Figs.2 and 4), wherein the first swing portion and the second portion are configured to be pivotable about connecting portions to the frame in a plane including the longitudinal direction of the rail and a width direction of the rail (pivoting of 25 about shaft 26; Fig.4) , wherein each of the first swing portion and the second swing portion includes: an arm portion extending in the width direction of the rail (25; Fig.4); a first bearing portion arranged on one side of the arm portion when viewed from a center of the arm portion in a longitudinal direction of the arm portion (left 30,29; Fig.4); and a second bearing portion arranged on another side of the arm portion when viewed from the center of the arm portion in the longitudinal direction of the arm portion (right 30,29; Fig.4), wherein the first bearing portion includes: a first track member (left 30; Fig.4), which passes through the arm portion in a height direction of the rail, has an outer peripheral surface including a first raceway surface having a circular annular shape (see annotated Fig.4 below), and is fixed to the arm portion (fixed by nut at top of 30; Fig.4); a second track member (left 29; Fig.4), which has an inner peripheral surface including a second raceway surface having a circular annular shape being opposed to the first raceway surface (see annotated Fig.4 below), and has an outer peripheral surface including a first rail groove having a circular annular shape being in contact with the rail (29' in contact with 11; Fig.4); and a plurality of first rolling elements arranged in a first rolling passage having a circular annular shape defined by the first raceway surface and the second raceway surface (see annotated Fig.4 below), wherein the second bearing portion includes: a third track member (right 30; Fig.4), which passes through the arm portion in the height direction of the rail, has an outer peripheral surface including a third raceway surface having a circular annular shape (see annotated Fig.4 below), and is fixed to the arm portion (fixed by nut at top of 30; Fig.4); a fourth track member (right 29; Fig.4), which has an inner peripheral surface including a fourth raceway surface having a circular annular shape being opposed to the third raceway surface (see annotated Fig.4 below), and has an outer peripheral surface including a second rail groove having a circular annular shape being in contact with the rail (29' in contact with 11; Fig.4); and a plurality of second rolling elements arranged in a second rolling passage having a circular annular shape defined by the third raceway surface and the fourth raceway surface (see annotated Fig.4 below). PNG media_image1.png 361 648 media_image1.png Greyscale Tsuboi does not teach wherein the straight-curved guide device further comprises an elastic member which is arranged across a space between the arm portion of the first swing portion and the arm portion of the second swing portion and is in a compressed state in which the elastic member is compressed in the longitudinal direction of the rail or in a stretched state in which the elastic member is stretched in the longitudinal direction of the rail. However, Murillo teaches an elastic member (15, Fig.2) on a rail guide which is arranged across a space between two swing arm portions and is in a compressed state in which the elastic member is compressed in the longitudinal direction of the rail (Para.[0077] and 15; Fig.2). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify the device of Tsuboi to include an elastic member as taught in Murillo that is in a compressed state to ensure adequate track member adherence to the rail to compensate for rail width differences with a reasonable expectation of success. Regarding claim 2: Tsuboi in view of Murillo teaches the claimed invention except for wherein the elastic member comprises a plurality of elastic members arranged side by side in the width direction of the rail. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to utilize more than one elastic member, since it has been held that mere duplication of essential working parts of a device involves only routine skill in the art. In re Harza, 274 F.2d 669, 124 USPQ 378 (CCPA 1960). See MPEP § 2144.04(VI)(B). Regarding claims 3 and 5: Tsuboi teaches the straight-curved guide device according to claim 1, wherein the arm portion of the first swing portion has a first arm side surface, which faces the second swing portion and extends in the width direction of the rail, wherein the arm portion of the second swing portion has a second arm side surface, which faces the first swing portion and extends in the width direction of the rail (apparent from Figs.2 and 4). Tsuboi does not teach wherein the arm portion of the first swing portion has a first hole, which opens on the first arm side surface and has a depth in the longitudinal direction of the rail, wherein the arm portion of the second swing portion has a second hole, which opens on the second arm side surface and has a depth in the longitudinal direction of the rail, and wherein the elastic member is arranged across the space between the first swing portion and the second swing portion so as to be received in the first hole and the second hole. However, Murillo teaches wherein the arm portion of the first swing portion has a first hole, which opens on the first arm side surface and has a depth in the longitudinal direction of the rail (left pivot arm with hole receiving spring 15; Fig.2), wherein the arm portion of the second swing portion has a second hole, which opens on the second arm side surface and has a depth in the longitudinal direction of the rail (right pivot arm with hole receiving spring 15; Fig.2), and wherein the elastic member is arranged across the space between the first swing portion and the second swing portion so as to be received in the first hole and the second hole (Fig.2). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify the device of Tsuboi with the elastic member received in holes as taught in Murillo to ensure adequate track member adherence to the rail to compensate for rail width differences and secure the elastic member in place during operations with a reasonable expectation of success. Regarding claims 4 and 6: Tsuboi does not teach wherein the elastic member is a spring. However, Murillo teaches an elastic member that is a spring (15; Fig.2). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify the device of Tsuboi to include an elastic member that is a spring as taught in Murillo to ensure adequate track member adherence to the rail to compensate for rail width differences with a reasonable expectation of success. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to HEAVEN BUFFINGTON whose telephone number is (703)756-1546. The examiner can normally be reached Monday-Friday 9:00am to 5:00pm ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Samuel (Joe) Morano can be reached at (571)272-8300. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HEAVEN R BUFFINGTON/Examiner, Art Unit 3615 /S. Joseph Morano/Supervisory Patent Examiner, Art Unit 3615
Read full office action

Prosecution Timeline

May 22, 2024
Application Filed
Aug 03, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12702934
RIDE SYSTEM WITH VEHICLE SUPPORT FOR SUSPENSION AND FLOATING OPERATION
5y 3m to grant Granted Aug 11, 2026
Patent 12703412
BRAKING SYSTEM FOR AT LEAST ONE RAILWAY VEHICLE AND RAILWAY SIGNALING ARCHITECTURE
3y 5m to grant Granted Aug 11, 2026
Patent 12696720
Travel Facility
3y 2m to grant Granted Jul 28, 2026
Patent 12662172
LARGE PLATE TILT RAILROAD CAR
2y 12m to grant Granted Jun 23, 2026
Patent 12637118
DRAWBAR FOR VEHICLE COUPLER
4y 8m to grant Granted May 26, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
84%
Grant Probability
97%
With Interview (+13.8%)
3y 5m (~1y 2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 103 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month