Prosecution Insights
Last updated: April 19, 2026
Application No. 18/712,831

APPARATUS FOR GENERATING A DIGITAL ACCESS ELEMENT

Final Rejection §102
Filed
May 23, 2024
Examiner
ST CYR, DANIEL
Art Unit
2876
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
BASF Corporation
OA Round
2 (Final)
81%
Grant Probability
Favorable
3-4
OA Rounds
2y 4m
To Grant
95%
With Interview

Examiner Intelligence

Grants 81% — above average
81%
Career Allow Rate
1131 granted / 1390 resolved
+13.4% vs TC avg
Moderate +13% lift
Without
With
+13.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
45 currently pending
Career history
1435
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
43.1%
+3.1% vs TC avg
§102
32.0%
-8.0% vs TC avg
§112
3.1%
-36.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1390 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-16 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Wollack et al, WO 2020/25013. Regarding claims 1, 14 and 15, Wollack et al disclose a blockchain tracking of carbon credits for materials with sequestered carbon comprising: an apparatus for generating a digital access element ("blockchain entry") associated with a coating material ("products" and "paper and board coatings"), wherein the apparatus comprises: a digital identifier providing unit configured to provide a digital identifier ("unique product identifier") associated with the coating material and coating material data ("the type of product, the number of units of product produced, the production date, the ship date"), and (Figure 2, [0035]: "the resins 148 may be thermoformed into useful products including ... paper and board coatings", [0050]: "At block 210, a manufacturer or other entity may produce products using the resin ... Block 210 may involve obtaining unique product identifiers for each unit of product produced", [0051]: At block 212, information associated with the production of the products (produced in step 210) is recorded via at least one entry into the blockchain ledger. As examples, the blockchain entries recorded at block 212 may include any unique product identifiers, the type of product, the number of units of product produced, the production date, the ship date, etc.") a digital access element generator configured to generate the digital access element based on the digital identifier and access data ("authorization information"). (Figure 2, [0051]: WAL block 212, information associated with the production of the products (produced in step 210) is recorded via at least one entry into the blockchain ledger. As examples, the blockchain entries recorded at block 212 may include any unique product identifiers, the type of product, the number of units of product produced, the production date, the ship date, etc.", [0052]: "At block 214, blockchain nodes may provide access to the blockchain, including to owners of the products produced in step 210 and to other interested parties ... respond to requests to retrieve information from the blockchain if sufficient information (such as authorization information, if required in the given embodiment) has been provided in association with the request, according to known methods in the field of blockchains and other distributed ledgers"). Regarding claims 2-10, 12, and 13, Wollack et al further comprising a physical identifier providing unit configured to provide a physical identifier for the coating material, wherein the digital identifier is associated with the physical identifier" in [0050], "further comprising a collector configured to collect coating material data, wherein the digital identifier is associated with the collected coating material data" in [0035] and [0051], "wherein the digital access element includes the digital identifier and the access data" and "wherein the digital identifier providing unit is configured to provide the digital identifier based on one or more precursor digital identifiers associated with one or more precursor materials from which the coating material is manufactured" in [0051 ]-[0052], "wherein the access data allow for an access to at least part of the coating material data" and "wherein the retrieval data comprise digital identifiers and associated access data of coating materials" in [0052], "wherein the coating material data include data on any of: the one or more precursor materials, the coating material itself, a further transport of the manufactured coating material" in [0051], "and wherein the digital identifier is provided based on a physical identifier of the manufactured coating material" in [0050]-[0051], "a digital access elements storage for storing the digital access elements, wherein the retrieval data allow for a retrieval of stored digital access elements from the digital access elements storage" in [0046], [0048], [0051] and [0052]). Regarding claim 11, Wollack et al disclose an apparatus tor managing digital access elements ( "blockchain entries") for coating materials ("products" and "paper and board coatings") generated using the apparatus as defined in any of the preceding claims, wherein the apparatus for managing the digital access elements comprises: a retrieval data storage ( "block chain") for storing retrieval data ("information from the blockchain") associated with the digital access elements, wherein the retrieval data allow for a retrieval of stored digital access elements ( "retrieve information from the blockchain") and/or for generating digital access elements. (Figure 2, [0052]: "At block 214, blockchain nodes may provide access to the blockchain, including to owners of the products produced in step 210 and to other interested parties. For example, a number of different computing systems operated by different entities may host separate copies of a distributed ledger (where each such computing system may be considered a different blockchain node), any one of which may be configured Lo respond Lo requests Lo retrieve information from the blockchain if sufficient information (such as authorization information, if required in the given embodiment) has been provided in association with the request, according to known methods in the field of blockchains and other distributed ledgers"). Response to Arguments Applicant's arguments filed 11/06/25 have been fully considered but they are not persuasive. See examiner remarks. Remarks: In response to the applicant to the applicant’s argument that the prior art (Wollack, WO 2020/25013) fails to disclose that the blockchain is generated based on access data, the examiner respectfully disagrees. The structure of the blockchain network is such that each data set or information is written into a block and identified by an associated generated code or identifier (a cryptographic signature or token to ensure only rightful owner or authorized people can access it). The data set or the information is permanently stored and available on the blockchain, which can be accessed using the generated identifier (the data is immutable once it is added to the blockchain). Each identifier is unique to each piece of data or information stored. No two data sets can have the same identifier. The applicant’s argument is not persuasive. Refer to the rejection above. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Sarin, US Pub. 2020/0211092, discloses an adaptive product listing using blockchain inventory and smart contract. Stuart et al, US Pub. 2020/0076891, disclose a system and method for incorporating sensor measurement into a blockchain. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DANIEL ST CYR whose telephone number is (571)272-2407. The examiner can normally be reached M to F 8:00-8:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael G Lee can be reached at 571-272-2398. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. DANIEL ST CYR Primary Examiner Art Unit 2876 /DANIEL ST CYR/Primary Examiner, Art Unit 2876
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Prosecution Timeline

May 23, 2024
Application Filed
Jul 03, 2025
Non-Final Rejection — §102
Nov 06, 2025
Response Filed
Dec 11, 2025
Final Rejection — §102
Mar 04, 2026
Examiner Interview Summary
Mar 04, 2026
Applicant Interview (Telephonic)

Precedent Cases

Applications granted by this same examiner with similar technology

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SYSTEMS, DEVICES AND METHODS OF TRACKING INVENTORY
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METHOD FOR AUTHENTICATING INTERNET USERS
2y 5m to grant Granted Mar 31, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
81%
Grant Probability
95%
With Interview (+13.2%)
2y 4m
Median Time to Grant
Moderate
PTA Risk
Based on 1390 resolved cases by this examiner. Grant probability derived from career allow rate.

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