Prosecution Insights
Last updated: July 05, 2026
Application No. 18/715,160

SPLINE CONNECTING STRUCTURE HAVING LOCKING FUNCTION, AND IN-WHEEL DRIVING APPARATUS

Non-Final OA §102
Filed
May 31, 2024
Priority
Dec 02, 2021 — nonprovisional of PCTCN2021135139
Examiner
FLUHART, STACEY A
Art Unit
3655
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Schaeffler Technologies AG & Co. KG
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
692 granted / 835 resolved
+30.9% vs TC avg
Moderate +14% lift
Without
With
+13.8%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
15 currently pending
Career history
860
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
54.7%
+14.7% vs TC avg
§102
8.8%
-31.2% vs TC avg
§112
34.8%
-5.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 835 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 7, 11, and 17 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Li et al. (CN 111963651A; hereinafter “Li”). Claim 1 Li discloses a spline connecting structure having a locking function, the spline connecting structure comprising: a first spline component (1) having a plurality of first teeth (1011); a second spline component (2) having a plurality of second teeth (2011), wherein the plurality of second teeth are in clearance fit with the plurality of first teeth (since the teeth must be able to slide in the slanted pattern so these must necessarily have some amount of clearance); and a locking member (3) threadedly connected to the first spline component (at 102), wherein the locking member (3) abuts against the second spline component (2) in a circumferential direction of the second spline component, to prevent the second spline component (2) from rotating relative to the locking member (the rough troughs and ridges of 601 engaged with the frictional surface of 2 and its troughs and ridges). It is noted that the two frictional surfaces (6 and 601) engage with one another to prevent relative rotation thereby creating a circumferential/rotational force against one another. Claim 7 Li discloses a retainer (4), wherein the retainer (4) is sleeved on the first spline component (1) (see e.g. FIGS. 1 and 2 and claim 3 describing this sleeve being welded to 1) and abuts against an end surface (at 501) on a second side (side on which 501 is located) of the second spline component (2) to axially stop the second spline component. Claim 11 Li discloses a spline connecting structure having a locking function, the spline connecting structure comprising: a first spline component (1) having a plurality of first teeth (1011); a second spline component (2) having a plurality of second teeth (2011), wherein the plurality of second teeth engage with the plurality of first teeth with a clearance fit (since the teeth must be able to slide in the slanted pattern so these must necessarily have some amount of clearance); and a locking member (3) threadedly connected to the first spline component (at 102) to hold the second spline component axially in engagement with the spring spline component (1), the locking member (3) abuts against a portion of the second spline component (2) in a circumferential direction, to prevent the second spline component (2) from rotating relative to the locking member (the rough troughs and ridges of 601 engaged with the frictional surface of 2 and its troughs and ridges). It is noted that the two frictional surfaces (6 and 601) engage with one another to prevent relative rotation thereby creating a circumferential/rotational force against one another. Claim 17 Li discloses a retainer (4), wherein the retainer (4) is sleeved on the first spline component (1) (see e.g. FIGS. 1 and 2 and claim 3 describing this sleeve being welded to 1) and abuts against an end surface (at 501) on a second side (side on which 501 is located) of the second spline component (2) to axially stop the second spline component. Allowable Subject Matter Claims 2-6, 8-10, 12-16, and 18-20 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. With reference to each of claims 2 and 12, the prior art does not disclose the combination as recited wherein the second spline component comprises at least one accommodating portion recessed away from the locking member in an axial direction of the second spline component, the locking member comprises at least one abutment portion, and a part of the at least one abutment portion reaches into the at least one accommodating portion in the axial direction and abuts against a side wall of the accommodating portion. US 5,533,863 discloses a locking member (30) that includes protrusion however the protrusions on are the side away from abutment. US 4,929,118 includes a locking member (4) however the second spline member does not include an accommodation portion distinct from the splines. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Lindemann et al. (US 2016/0252170; hereinafter “Lindemann”) discloses a locking member (136) with threads and face teeth on two members (126, 128). US 5,836,713 includes two splined members and a threaded locking member. Any inquiry concerning this communication or earlier communications from the examiner should be directed to STACEY A FLUHART whose telephone number is (571)270-1851. The examiner can normally be reached M-Th 9AM-7PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ernesto Suarez can be reached at 571-270-5565. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /STACEY A FLUHART/Primary Examiner, Art Unit 3655
Read full office action

Prosecution Timeline

May 31, 2024
Application Filed
Jun 18, 2026
Non-Final Rejection mailed — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
83%
Grant Probability
97%
With Interview (+13.8%)
2y 1m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 835 resolved cases by this examiner. Grant probability derived from career allowance rate.

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