Prosecution Insights
Last updated: July 17, 2026
Application No. 18/716,115

IMPROVED PROTEIN PRODUCTION IN RECOMBINANT BACTERIA

Non-Final OA §102§112
Filed
Jun 03, 2024
Priority
Dec 10, 2021 — DK PA202101180 +1 more
Examiner
SAIDHA, TEKCHAND
Art Unit
1652
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Novozymes A/S
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
2m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
879 granted / 1059 resolved
+23.0% vs TC avg
Moderate +14% lift
Without
With
+13.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
37 currently pending
Career history
1087
Total Applications
across all art units

Statute-Specific Performance

§101
4.5%
-35.5% vs TC avg
§103
18.8%
-21.2% vs TC avg
§102
25.2%
-14.8% vs TC avg
§112
20.0%
-20.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1059 resolved cases

Office Action

§102 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION 1. Applicant’s election of Group I (claims 1-9 & 15-18), without traverse in the reply filed on 5/12/26 is acknowledged. 2. Claims withdrawn: Claims 10-13, 19 & 20 are withdrawn from further consideration by the examiner, 37 CFR 1.142(b), as being drawn to a non-elected invention. 3. Priority Receipt is acknowledged of papers (foreign priority filed 12/10/21) submitted under 35 U.S.C. 119(a)-(d), which papers have been placed of record in the file. 4. Drawings The drawings filed on 6/3/24 are acknowledged. 5. IDS filed 6/3/24 is considered and most of the references were lined through as no copies of the references were provided. 6. Specification The specification has not been checked to the extent necessary to determine the presence of all possible minor errors. Applicant's cooperation is requested in correcting any errors of which applicant may become aware in the specification. 7. 35 U.S.C. § 112, first paragraph (Written Description) Claims 1-9 & 15-18 are rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the written description requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor or a joint inventor, or for pre-AIA the inventor(s), at the time the application was filed, had possession of the claimed invention. The claimed invention is directed to the following genus claims. 1: A recombinant bacterial host cell comprising in its genome at least one first heterologous promoter operably linked to at least one first polynucleotide encoding a stage 5 sporulation protein G (SpoVG) polypeptide, a SpoVG fragment, or a SpoVG variant. 2: The host cell according to claim 1, further comprising in its genome at least one second polynucleotide encoding at least one polypeptide of interest. 3: The host cell according to claim 2, wherein the second polynucleotide is operably linked to a heterologous promoter. 4: The host cell according to claim 1, wherein the host cell comprises at least two copies of the first heterologous promoter operably linked to the first polynucleotide. 5: The host cell according to claim 1, wherein the SpoVG polypeptide, SpoVG fragment, or SpoVG variant comprises, or consists of an amino acid sequence having a sequence identity of least 60% to the amino acid sequence of SEQ ID NO: 2 or SEQ ID NO: 20. 6: The host cell according to claim 1, wherein expression of the SpoVG polypeptide, the SpoVG fragment, and/or the SpoVG variant is increased relative to the expression of the native SpoVG polypeptide, the SpoVG fragment, and/or the SpoVG variant in a parent host cell which does not comprise the first polynucleotide operably linked to the first heterologous promoter, when cultivated under identical conditions. 7: The host cell according to claim 1, wherein the host cell is a Gram-negative bacteria selected from the group consisting of Campylobacter, E. coli, Flavobacterium, Fusobacterium, Helicobacter, Ilyobacter, Neisseria, Pseudomonas, Salmonella, and Ureaplasma cells, or wherein the host cell is a Gram-positive cell selected from the group consisting of Bacillus, Clostridium, Enterococcus, Geobacillus, Lactobacillus, Lactococcus, Oceanobacillus, Staphylococcus, Streptococcus, or Streptomyces cells, such as Bacillus alkalophilus, Bacillus amyloliquefaciens, Bacillus brevis, Bacillus circulans, Bacillus clausii, Bacillus coagulans, Bacillus firmus, Bacillus lautus, Bacillus lentus, Bacillus licheniformis, Bacillus megaterium, Bacillus pumilus, Bacillus stearothermophilus, Bacillus subtilis, Bacillus thuringiensis, Streptococcus equisimilis, Streptococcus pyogenes, Streptococcus uberis, and Streptococcus equi subsp. Zooepidemicus, Streptomyces achromogenes, Streptomyces avermitilis, Streptomyces coelicolor, Streptomyces griseus, and Streptomyces lividans cells. 8: The host cell according to claim 1, wherein the one or more polypeptide of interest comprises an enzyme. 9: The host cell according to claim 1, wherein the one or more polypeptide of interest is a cutinase. 15: The host cell according to claim 3, wherein the second polynucleotide is operably linked to the first heterologous promoter. 16: The host cell according to claim 1, wherein the host cell is a Bacillus subtilis or a Bacillus licheniformis cell. 17: The host cell according to claim 1, wherein the one or more polypeptide of interest comprises an enzyme selected an aminopeptidase, amylase, carbohydrase, carboxypeptidase, catalase, cellobiohydrolase, cellulase, chitinase, cutinase, cyclodextrin glycosyltransferase, deamidase, deoxyribonuclease, endoglucanase, esterase, alpha-galactosidase, beta-galactosidase, alpha-glucosidase, beta-glucosidase, invertase, laccase, lipase, mannosidase, mutanase, nuclease, oxidase, pectinolytic enzyme, peroxidase, phosphodiesterase, phytase, polyphenoloxidase, proteolytic enzyme, ribonuclease, transglutaminase, xylanase and beta-xylosidase. 18: The host cell according to claim 1, wherein the one or more polypeptide of interest is a cutinase which comprises, consists essentially of, or consists of the mature polypeptide having a sequence identity of at least 60% to the amino acid sequence of SEQ ID NO: 4. The claims are described by functional limitations only (see for example claims 1-4, 6-9 & 15-17) and are devoid of a reference structure for the claimed at least one first/second polynucleotide encoding a stage 5 sporulation protein G (SpoVG) polypeptide, a SpoVG fragment, or a SpoVG variant. The claimed invention encompasses a genus of nucleic acids or stage 5 sporulation protein G (SpoVG) polypeptide, a SpoVG fragment, or a SpoVG variant or the polypeptide of interest (POI) not adequately described. The instant specification describes - A recombinant bacterial host cell comprising in its genome at least one first heterologous promoter operably linked to at least one first polynucleotide encoding a stage 5 sporulation protein G (SpoVG) polypeptide, wherein the SpoVG polypeptide comprises, or consists of the amino acid sequence SEQ ID NO: 2 or SEQ ID NO: 20, and wherein the polypeptide of interest (POI) is cutinase of the amino acid sequence of SEQ ID NO: 4. The MPEP states that the purpose of the written description requirement is to ensure that the inventor had possession, as of the filing date of the application, of the specific subject matter later claimed by him. The courts have stated: "To fulfill the written description requirement, a patent specification must describe aninvention and do so in sufficient detail that one skilled in the art can clearly conclude that "the inventor invented the claimed invention." Lockwood v. American Airlines, Inc., 107 F.3d 1565, 1572, 41 USPQ2d 1961, 1966 (Fed. Cir. 1997); In re Gostelli, 872 F.2d 1008, 1012, 10 USPQ2d 1614, 1618 (Fed. Cir. 1989) ("[T]he description must clearly allow persons of ordinary skill in the art to recognize that [the inventor] invented what isclaimed."). Thus, an applicant complies with the written description requirement "bydescribing the invention, with all its claimed limitations, not that which makes it obvious,"and by using "such descriptive means as words, structures, figures, diagrams, formulas, etc., that set forth the claimed invention." Lockwood, 107 F.3d at 1572, 41 USPQ2d at 1966."Regents of the University of California v. Eli Lilly & Co., 43 USPQ2d 1398. Further, for a broad generic claim, the specification must provide adequate written description to identify the genus of the claim. In Regents" of the University of California v. Eli Lilly & Co. the court stated: "A written description of an invention involving a chemical genus, like a description of a chemical species, 'requires a precise definition, such as by structure, formula, [or] chemical name,' of the claimed subject matter sufficient to distinguish it from other materials." Fiers, 984 F.2d at 1171, 25 USPQ2d 1601; In re Smythe, 480 F.2d 1376, 1383, 178 USPQ 279, 284985 (CCPA 1973) ("In other cases, particularly but not necessarily, chemical cases, where there is unpredictability in performance of certain species or subcombinations other than those specifically enumerated, one skilled in the art may be found not to have been placed in possession of a genus ...") Regents" of the University of California v. Eli Lilly & Co., 43 USPQ2d 1398. The MPEP further states that if a biomolecule is described only by a functional characteristic, without any disclosed correlation between function and structure of the sequence, it is "not sufficient characteristic for written description purposes, even when accompanied by a method of obtaining the claimed sequence." MPEP § 2163. The MPEP does state that for a generic claim the genus can be adequately described if the disclosure presents a sufficient number of representative species that encompass the genus. MPEP § 2163. If the genus has a substantial variance, the disclosure must describe a sufficient variety of species to reflect the variation within that genus. See MPEP § 2163. Although the MPEP does not define what constitute a sufficient number of representative species, the courts have indicated what do not constitute a representative number of species to adequately describe a broad generic. In Gostelli, the courts determined that the disclosure of two chemical compounds within a subgenus did not describe that subgenus. In re Gostelli, 872, F.2d at 1012, 10 USPQ2d at 1618. The MPEP lists factors that can be used to determine if sufficient evidence of possession has been furnished in the disclosure of the Application. These include "level of skill and knowledge in the art, partial structure, physical and/or chemical properties, functional characteristics alone or coupled with a known or disclosed correlation between structure and function, and the method of making the claimed invention. Disclosure of any combination of such identifying characteristics that distinguish the claimed invention from other materials and would lead one of skill in the art to the conclusion that the applicant was in possession of the claimed species is sufficient." MPEP § 2163. While all of the factors have been considered, a sufficient amount for a prima facie case is discussed below. Further, to provide evidence of possession of a claimed genus, the specification must provide sufficient distinguishing identifying characteristics of the genus. The factors to be considered include: a) the scope of the invention; b) actual reduction to practice; c) disclosure of drawings or structural chemical formulas; d) relevant identifying characteristics including complete structure, partial structure, physical and/or chemical properties, and structure/function correlation; e) method of making the claimed compounds; f) level of skill and knowledge in the art; and g) predictability in the art. Moreover, Vas-Cath Inc. v. Mahurkar, 935 F.2d 1555, 1563-64, 19 USPQ2d 1111, 1117 (Fed. Cir.1991), states that "applicant must convey with reasonable clarity to those skilled in the art that, as of the filing date sought, he or she was in possession of the invention. The invention is, for purposes of the 'written description' inquiry, whatever is now claimed" (See page 1117). The specification does not "clearly allow persons of ordinary skill in the art to recognize that [he or she] invented what is claimed" (See Vas-Cath at page 1116). The skilled artisan cannot envision the detailed chemical structure of the encompassed genus of polypeptides, and therefore, conception is not achieved until reduction to practice has occurred, regardless of the complexity or simplicity of the method of isolation. Adequate written description requires more than a mere statement that it is part of the invention and reference to a potential method of isolating it. The compound itself is required. See Fiers v. Revel, 25 USPQ2d 1601 at 1606 (CAFC 1993). Therefore, for all these reasons the specification lacks adequate written description, and one of skill in the art cannot reasonably conclude that the applicant had possession of the claimed invention at the time the instant application was filed. 8. Claim Rejections - 35 USC § 112 (second paragraph) The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 8, 9, 17 & 18 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor, or for pre-AIA the applicant regards as the invention. Claim 8-9 recites the limitation " wherein the one or more polypeptide of interest comprises an enzyme" in claim 1; or “wherein the one or more polypeptide of interest is a cutinase”. There is insufficient antecedent basis for this limitation in the claim 1. Claim 17-18 recites the limitation “wherein the one or more polypeptide of interest” in claim 1. There is insufficient antecedent basis for this limitation in the claim 1. 9. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-9 & 15-18 is/are rejected under 35 U.S.C. 102(a)(1)/(a)(2) as being anticipated by US 20180371445 A1. Instant claims are described above in paragraph 7. US 20180371445 A1 teaches - A modified Gram-positive bacterial cell producing an increased amount of a protein of interest (POI) relative to an unmodified (parental) Gram-positive bacterial cell, wherein the modified bacterial cell comprises a modification which increases rasP gene expression, wherein the native promoter of the endogenous chromosomal rasP gene is substituted with a spoVG promoter or an aprE promoter, wherein the POI is an enzyme - wherein the enzyme is selected from the group consisting of acetyl esterases, aryl esterases, aminopeptidases, amylases, arabinases, arabinofuranosidases, carboxypeptidases, catalases, cellulases, chitinases, chymosin, cutinase, deoxyribonucleases, epimerases, esterases, α-galactosidases, β-galactosidases, α-glucanases, glucan lysases, endo-β-glucanases, glucoamylases, glucose oxidases, α-glucosidases, β-glucosidases, glucuronidases, hemicellulases, hexose oxidases, hydrolases, invertases, isomerases, laccases, lipases, lyases, mannosidases, oxidases, oxidoreductases, pectate lyases, pectin acetyl esterases, pectin depolymerases, pectin methyl esterases, pectinolytic enzymes, perhydrolases, polyol oxidases, peroxidases, phenoloxidases, phytases, polygalacturonases, proteases, rhamno-galacturonases, ribonucleases, thaumatin, transferases, transport proteins, transglutaminases, xylanases, hexose oxidases, and combinations thereof. Applicants use of a SpoVG fragment, or a SpoVG variant, with no limit to the extent of proposed modifications while using any bacterial host would therefore be encompassed by the teachings of US 20180371445 A1 (Bongiorni et al.). See claims 1-34, abstract, examples and the entire published application. 10. No claim is allowed. 11. Any inquiry concerning this communication or earlier communications from the examiner should be directed to TEKCHAND SAIDHA whose telephone number is (571)272-0940. The examiner can normally be reached on M-F 8.00-5.30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Robert B Mondesi can be reached on 408 918 7584. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TEKCHAND SAIDHA/ Primary Examiner, Art Unit 1652 Recombinant Enzymes, Hoteling Telephone: (571) 272-0940 Fax: (571) 273-0940
Read full office action

Prosecution Timeline

Jun 03, 2024
Application Filed
Jun 04, 2026
Non-Final Rejection mailed — §102, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
83%
Grant Probability
97%
With Interview (+13.8%)
2y 4m (~2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1059 resolved cases by this examiner. Grant probability derived from career allowance rate.

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