Prosecution Insights
Last updated: April 19, 2026
Application No. 18/716,181

IMPLANTABLE CARDIOVERTER DEFIBRILLATOR DEVICE COMPRISING AN ANTENNA ARRANGED ON A LEAD

Non-Final OA §103§112
Filed
Jun 04, 2024
Examiner
GETZOW, SCOTT M
Art Unit
3792
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
BIOTRONIK SE & Co. KG
OA Round
1 (Non-Final)
80%
Grant Probability
Favorable
1-2
OA Rounds
3y 0m
To Grant
81%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allow Rate
864 granted / 1073 resolved
+10.5% vs TC avg
Minimal +0% lift
Without
With
+0.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
41 currently pending
Career history
1114
Total Applications
across all art units

Statute-Specific Performance

§101
2.6%
-37.4% vs TC avg
§103
49.9%
+9.9% vs TC avg
§102
14.6%
-25.4% vs TC avg
§112
14.2%
-25.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1073 resolved cases

Office Action

§103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 Claim 6 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. In claim 6, the term ’preferably’ renders the claim’s scope indefinite Claim Rejections - 35 USC § 103 Claim(s) 1-4,6-8,10,11,13-15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Thompson-Nauman et al (2014/0330327) and Chen et al (2012/0004708). 1. An implantable cardioverter defibrillator device (1), comprising: a generator device (10) comprising a shock generation circuitry (103) for producing an electrical shock pulse for performing a defibrillation therapy (Thompson teaches shock circuitry, see at least ¶21,51 which teaches capability of producing defibrillating shocks.) communication circuitry (109) for establishing a communication connection (P) to an external device (2) in a frequency range above 2 GHz; (Thompson teaches communication module 68, see at least figure 2, and an external device, see at least ¶53. Thompson is silent as to frequency over 2 GHZ. At least ¶38 of Chen teaches transmission at 1MHZ to 10 GHz. It would have been obvious to use frequencies over 2GHz since they allow for greater energy transmission and at longer distances, as taught in Chen) at least one lead (11) comprising a shock electrode (115) for emitting said electrical shock pulse; (figure 1b of Thompson teaches a lead 16, and electrode 24) wherein the at least one lead (11) comprises at least one antenna (118) operatively connected to the communication circuitry (109) for transmitting communication signals to and/or receiving communication signals from the external device (2) in said frequency range above 2 GHz. (Thompson is silent as to this. Chen at ¶35 teaches that the wire in the lead is used as an antenna, and figure 3 shows two way communication with external device 200. It would have been obvious to use the wire in the lead as antenna, as shown in Chen, for transmitting communication signal, with the device of Thompson, since it would allow for efficient transmission of the GHZ signals in a predictable manner) 2. The implantable cardioverter defibrillator device (1) according to claim 1, characterized in that the implantable cardioverter defibrillator device (1) is a non- transvenous implantable cardioverter defibrillator device. (see figure 1a of Thompson which shows ICD 14 outside the rib cage) 3. The implantable cardioverter defibrillator device (1) according to claim 1, characterized in that the at least one antenna (118) is placed on an intermediate portion of said at least one lead (11) in between a proximal end (111) of the at least one lead (11) facing said generator device (10) and the shock electrode (115). (see at least figure 6 of Chen which shows antenna 150) 4. The implantable cardioverter defibrillator device (1) according to claim 3, characterized in that the intermediate portion is configured, at implantation according to a prescribed use, to be implanted at an implantation depth smaller than an implantation depth of the generator device (10). (such is considered to be intended use. The intermediate portion of the lead of Thompson can be located as desired and based on what patient conditions dictate for the appropriate therapy) 6. The implantable cardioverter defibrillator device (1) according to Claim 1, characterized in that the at least one antenna (118) is formed by a wire portion having a length (L) in between 2 cm and 10 cm, preferably between 3 cm and 5 cm. (such is considered to be an obvious design choice yielding predictable results. The skilled artisan is expected to choose the size of the wire length depending upon transmission characteristics of the patient’s body and other factors.) 7. The implantable cardioverter defibrillator device (1) according to Claim 1 characterized in that the communication circuitry (109) is configured to establish a communication connection (P) to the external device (2) in a frequency range between 2 GHz and 3 GHz and/or between 5 GHz and 6 GHz. (see at least ¶35,38 of Chen) 8. The implantable cardioverter defibrillator device (1) according to Claim 1, characterized in that the communication circuitry (109) is configured to establish a communication connection (P) to the external device (2) in a frequency range between 2.4 GHz and 2.5 GHz. (see at least ¶35,38 of Chen) 10. The implantable cardioverter defibrillator device (1) according to Claim 1, characterized in that the generator device (10) comprises a first connector (106) and the at least one lead (11) comprises a second connector (116) connectable to the first connector (106) for connecting the at least one lead (11) to the generator device (10). (¶22 of Thompson teaches a ICD connector, and ¶23 of Thompson teaches a lead connector) 11. The implantable cardioverter defibrillator device (1) according to claim 10, characterized in that the first connector (106) and the second connector (116) are configured to establish an operative connection between the at least one antenna (118) arranged on the at least one lead (11) and the communication circuitry (109) of the generator device (10). (the connectors, as is known, connect the electrical components (wires) of the lead to the circuitry of the ICD so that signals can be sent from the ICD to the lead antenna) 13. The implantable cardioverter defibrillator device (1) according to Claim 1, characterized by a sensing arrangement for sensing electrocardiogram signals, wherein at least one electrode pole (113, 114) of said sensing arrangement is arranged on said at least one lead (11). (at least ¶28 of Thompson teaches sensing electrodes on the lead) 14. The implantable cardioverter defibrillator device (1) according to claim 13, characterized in that said sensing arrangement includes at least three electrode poles, a processing circuitry (102) of the generator device (10) being configured to sense electrocardiogram signals using different pairs of electrode poles of said at least three electrode poles. (at least ¶28 of Thompson teaches sensing electrodes on the lead. The electrodes are connected to sensing module 62.) 15. A method for operating an implantable cardioverter defibrillator device (1), said implantable cardioverter defibrillator device (1) comprising a generator device (10) having a shock generation circuitry (103) for producing an electrical shock pulse for performing a defibrillation therapy, (Thompson teaches shock circuitry, see at least ¶21,51 which teaches capability of producing defibrillating shocks.) the method comprising: establishing, using a communication circuitry (109) of the generator device (10), a communication connection (P) to an external device (2) in a frequency range above 2 GHz, (Thompson teaches communication module 68, see at least figure 2, and an external device, see at least ¶53. Thompson is silent as to frequency over 2 GHZ. At least ¶38 of Chen teaches transmission at 1MHZ to 10 GHz. It would have been obvious to use frequencies over 2GHz since they allow for greater energy transmission and at longer distances, as taught in Chen) wherein communication signals are transmitted to and/or received from the external device (2) in said frequency range above 2 GHz using at least one antenna (118) operatively connected to the communication circuitry (109) and arranged on at least one lead (11) connected to the generator device (10), (Thompson is silent as to this. Chen at ¶35 teaches that the wire in the lead is used as an antenna, and figure 3 shows two way communication with external device 200. It would have been obvious to use the wire in the lead as antenna, as shown in Chen, for transmitting communication signal, with the device of Thompson, since it would allow for efficient transmission of the GHZ signals in a predictable manner) the at least one lead (11) comprising a shock electrode (115) for emitting said electrical shock pulse. (Thompson teaches shock electrode 24) Claim(s) 5 is/are rejected under 35 U.S.C. 103 as being unpatentable over Thompson-Nauman et al (2014/0330327) and Chen et al (2012/0004708), and further in view of Von Arx et al (2002/0065539). 5. The implantable cardioverter defibrillator device (1) according to Claim 1, characterized in that the at least one antenna (118) is connected to a shielded connection line (119) extending along the at least one lead (11) from the at least one antenna (118) towards the generator device (10). (Thompson is silent as to shielding. Von Arx teaches shielding, see at least ¶20. It would have been obvious to use shielding with the device of Thompson since it would help reduce interference from other electromagnetic activity) Claim(s) 9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Thompson-Nauman et al (2014/0330327) and Chen et al (2012/0004708), and further in view of Funderburk (2018/0369596). 9. The implantable cardioverter defibrillator device (1) according to Claim 1, characterized in that the communication circuitry (109) is configured to establish a communication connection (P) to the external device (2) using Bluetooth or Bluetooth Low Energy. (Thompson is silent as to Bluetooth. Funderburk teaches Bluetooth technology, see ¶68. It would have been obvious to use Bluetooth since it is well known as an efficient manner of connecting disparate devices) Claim(s) 12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Thompson-Nauman et al (2014/0330327) and Von Arx et al (2003/0114897). 12. The implantable cardioverter defibrillator device (1) according to Claim 1, characterized in that the generator device (10) comprises a further, second antenna (108) operatively connected to the communication circuitry (109) for transmitting communication signals to and/or receiving communication signals from the external device (2) in said frequency range above 2 GHz. (Thompsons silent as to a second antenna. Von Arx teaches two antennae, see at least figure 2 and ¶49. It would have been obvious to use two antennae since it would produce the predictable result of having a back-up in case one antenna was not working properly.) Any inquiry concerning this communication or earlier communications from the examiner should be directed to Scott M. Getzow whose telephone number is (571)272-4946. The examiner can normally be reached M-F 9-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Benjamin Klein can be reached at 571-270-5213. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Scott M. Getzow/Primary Examiner, Art Unit 3792
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Prosecution Timeline

Jun 04, 2024
Application Filed
Feb 11, 2026
Non-Final Rejection — §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
80%
Grant Probability
81%
With Interview (+0.2%)
3y 0m
Median Time to Grant
Low
PTA Risk
Based on 1073 resolved cases by this examiner. Grant probability derived from career allow rate.

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