Prosecution Insights
Last updated: July 17, 2026
Application No. 18/717,285

RESOURCE DETERMINATION METHOD AND APPARATUS

Non-Final OA §102§103
Filed
Jun 06, 2024
Priority
Dec 13, 2021 — nonprovisional of PCTCN2021137565
Examiner
TANG, KIET G
Art Unit
2469
Tech Center
2400 — Computer Networks
Assignee
Beijing Xiaomi Mobile Software Co., Ltd.
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
5m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allowance Rate
729 granted / 808 resolved
+32.2% vs TC avg
Moderate +12% lift
Without
With
+12.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
16 currently pending
Career history
837
Total Applications
across all art units

Statute-Specific Performance

§101
2.0%
-38.0% vs TC avg
§103
91.6%
+51.6% vs TC avg
§102
4.4%
-35.6% vs TC avg
§112
1.6%
-38.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 808 resolved cases

Office Action

§102 §103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims 34-53 are pending. Claims 1-33 have been cancelled. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 34-36, 39, 44-46, 48, and 53 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Svedman et al. (Pub. No.: US 20210352734 A1), hereinafter Svedman. With respect to claim 34, Svedman teaches A method for determining a resource, performed by a communication system comprising a terminal and a network device, the method comprising (figures 5, 6, [0016, 0019, 0101], a method performs by a communication system comprising a UE and a BS): sending, by the network device, first configuration information to the terminal (figure 6, [0016, 0019, 0101], BS transmits the first configuration information / RO_CBRA configuration to the UE), wherein the first configuration information indicates at least one contention-based random access (CBRA) configuration (figure 5, [0016, 0019, 0101], the first configuration information / RO_CBRA configuration indicates CBRA configuration); and determining, by the terminal, a second available random access channel occasion (RO) set ([0096-0097, 0099], UE determines a second available random access channel occasion (RO) set / RO_CBRA set), and determining, by the terminal, a target available RO set according to the second available RO set ([0096-0097, 0099], UE determines a target available RO set / RO_CFRA set according to the second available RO set / RO_CBRA set), wherein the target available RO set is not configured in the CBRA configuration ([0096-0097, 0099], the target available RO set / RO_CFRA set is not configured in the CBRA configuration / RO_CBRA configuration). With respect to claim 35, Svedman teaches further comprising at least one of: determining, by the terminal, the target available RO set according to a first shared RO resource and the second available RO set, wherein the first shared RO resource is configured in second configuration information from the network device (figures 3, 5, 6, [0013, 0066, 0075, 0096-0097, 0099], UE determines the target available RO set according to a first shared RO resource and the second available RO set, wherein the first shared RO resource is configured in second configuration information from the network device): With respect to claim 36, Svedman teaches determining, by the terminal, a first available RO set configured in the CBRA configuration as the target available RO set, wherein the target available RO set is configured in the CBRA configuration (figures 3, 5, 6, [0013, 0066, 0075, 0096-0097, 0099]). With respect to claim 39, Svedman teaches determining, by the terminal, at least one of a target shared RO resource or a target preamble set according to the first configuration information (figures 3, 5, 6, [0013, 0066, 0075, 0096-0097, 0099]). With respect to claim 44, Svedman teaches A method for determining a resource, performed by a terminal, comprising (figure 5, [0016, 0019, 0101], a method performs by a UE): receiving first configuration information from a network device (figure 5, [0096-0097, 0099], UE receives the first configuration information / RO_CBRA configuration from a network device / BS), wherein the first configuration information indicates at least one contention-based random access (CBRA) configuration (figure 5, [0016, 0019, 0101], the first configuration information / RO_CBRA configuration indicates CBRA configuration); and determining a second available random access channel occasion (RO) set ([0096-0097, 0099], UE determines a second available random access channel occasion (RO) set / RO_CBRA set), and determining a target available RO set according to the second available RO set ([0096-0097, 0099], UE determines a target available RO set / RO_CFRA set according to the second available RO set / RO_CBRA set), wherein the target available RO set is not configured in the CBRA configuration ([0096-0097, 0099], the target available RO set / RO_CFRA set is not configured in the CBRA configuration / RO_CBRA configuration). With respect to claim 45, this claim recites the method of claim 35, and it is rejected for at least the same reasons. With respect to claim 46, this claim recites the method of claim 36, and it is rejected for at least the same reasons. With respect to claim 48, this claim recites the method of claim 39, and it is rejected for at least the same reasons. With respect to claim 53, Svedman teaches A terminal, comprising (figure 5, [0016, 0019, 0101], a UE): a processor ([0007], processor); and a memory for storing a computer program executable by the processor ([0007-0008, 0105], memory for storing a computer program executable by the processor); wherein the processor is configured to perform: receiving first configuration information from a network device (figure 5, [0096-0097, 0099], UE receives first configuration information / RO_CBRA configuration from a network device / BS), wherein the first configuration information indicates at least one contention-based random access (CBRA) configuration (figure 5, [0016, 0019, 0101], the RO_CBRA configuration indicates CBRA configuration); and determining a second available random access channel occasion (RO) set ([0096-0097, 0099], UE determines a second available random access channel occasion (RO) set / RO_CBRA set), and determining a target available RO set according to the second available RO set ([0096-0097, 0099], UE determines a target available RO set / RO_CFRA set according to the second available RO set / RO_CBRA set), wherein the target available RO set is not configured in the CBRA configuration ([0096-0097, 0099], the target available RO set / RO_CFRA set is not configured in the CBRA configuration / RO_CBRA configuration). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 37-38, 40-43, 47, and 49-52 are rejected under 35 U.S.C. 103 as being unpatentable over Svedman, in view of Huawei, HiSilicon; "Common signalling for RACH indication and partitioning", 3GPP TSG RAN WG2 #116-e, R2-2110597, hereinafter Huawei. "Common signalling for RACH indication and partitioning” is Applicant information disclosure statement (IDS) submitted on 04/07/2025. With respect to claim 37, Svedman teaches wherein the CBRA configuration as set forth above. Svedman does not explicitly teach a CBRA configuration in a first version comprising at least one of a 4-step CBRA configuration in the first version, wherein the first version is Release 17. However, Huawei teaches a CBRA configuration in a first version comprising at least one of a 4-step CBRA configuration in the first version, wherein the first version is Release 17 (sections 1, 2, 2.3.1). Therefore, it would have been obvious to one of the ordinary skills in the art before the effective filing date of the claimed invention to combine the teachings of Huawei, a CBRA configuration in a first version comprising at least one of a 4-step CBRA configuration in the first version, into the teachings of Svedman, in order to configure one or more separate RA configuration(s) for Rel-17 features and feature combinations for both 4-step RA and 2-step RA (Huawei, page 9). With respect to claim 38, Svedman does not explicitly teach wherein the second available RO set is at least one of: an available RO set configured in the at least one CBRA configuration in a first version, or an available RO set configured in at least one CBRA configuration in a second version, wherein the first version is Release 17, and the second version is at least one of Release 15 or Release 16. However, Huawei teaches a CBRA wherein the second available RO set is at least one of: an available RO set configured in the at least one CBRA configuration in a first version (pages 4-5), wherein the first version is Release 17, and the second version is at least one of Release 15 or Release 16 (page 6). Therefore, it would have been obvious to one of the ordinary skills in the art before the effective filing date of the claimed invention to combine the teachings of Huawei, a CBRA wherein the second available RO set is at least one of: an available RO set configured in the at least one CBRA configuration in a first version, wherein the first version is Release 17, and the second version is at least one of Release 15 or Release 16, into the teachings of Svedman, in order to configure one or more separate RA configuration(s) for Rel-17 features and feature combinations for both 4-step RA and 2-step RA (Huawei, page 9). With respect to claim 40, Svedman does not explicitly teach wherein determining the target shared RO resource comprises at least one of: determining that a third available RO set is configured in the CBRA configuration, and determining the target shared RO resource according to the target available RO set and the third available RO set. However, Huawei teaches wherein determining the target shared RO resource comprises at least one of: determining that a third available RO set is configured in the CBRA configuration, and determining the target shared RO resource according to the target available RO set and the third available RO set (section 2.3.1). Therefore, it would have been obvious to one of the ordinary skills in the art before the effective filing date of the claimed invention to combine the teachings of Huawei, wherein determining the target shared RO resource comprises at least one of: determining that a third available RO set is configured in the CBRA configuration, and determining the target shared RO resource according to the target available RO set and the third available RO set, into the teachings of Svedman, in order to configure one or more separate RA configuration(s) for Rel-17 features and feature combinations for both 4-step RA and 2-step RA (Huawei, page 9). With respect to claim 41, Svedman does not explicitly teach wherein the CBRA configuration is a CBRA configuration in a first version, the CBRA configuration in the first version is a common CBRA configuration of a plurality of different features or combinations of features in the first version or a specific CBRA configuration of a plurality of different features or combinations of features in the first version, and wherein the common CBRA configuration comprises at least one of a configuration of the target shared RO resource or a configuration of the target available RO set. However, Huawei teaches wherein the CBRA configuration is a CBRA configuration in a first version, the CBRA configuration in the first version is a common CBRA configuration of a plurality of different features or combinations of features in the first version or a specific CBRA configuration of a plurality of different features or combinations of features in the first version, and wherein the common CBRA configuration comprises at least one of a configuration of the target shared RO resource or a configuration of the target available RO set (sections 2.3.1, 2.3.2). Therefore, it would have been obvious to one of the ordinary skills in the art before the effective filing date of the claimed invention to combine the teachings of Huawei, wherein the CBRA configuration is a CBRA configuration in a first version, the CBRA configuration in the first version is a common CBRA configuration of a plurality of different features or combinations of features in the first version or a specific CBRA configuration of a plurality of different features or combinations of features in the first version, and wherein the common CBRA configuration comprises at least one of a configuration of the target shared RO resource or a configuration of the target available RO set, into the teachings of Svedman, in order to configure one or more separate RA configuration(s) for Rel-17 features and feature combinations for both 4-step RA and 2-step RA (Huawei, page 9). With respect to claim 42, Svedman does not explicitly teach determining a target available RO set corresponding to the features or the combinations of features according to a third available RO set corresponding to the features or the combinations of features, wherein the CBRA configuration in the first version is the common CBRA configuration. However, Huawei teaches determining a target available RO set corresponding to the features or the combinations of features according to a third available RO set corresponding to the features or the combinations of features, wherein the CBRA configuration in the first version is the common CBRA configuration (sections 2.3.1, 2.3.2). Therefore, it would have been obvious to one of the ordinary skills in the art before the effective filing date of the claimed invention to combine the teachings of Huawei, determining a target available RO set corresponding to the features or the combinations of features according to a third available RO set corresponding to the features or the combinations of features, wherein the CBRA configuration in the first version is the common CBRA configuration, into the teachings of Svedman, in order to configure one or more separate RA configuration(s) for Rel-17 features and feature combinations for both 4-step RA and 2-step RA (Huawei, page 9). With respect to claim 43, Svedman does not explicitly teach wherein determining the target preamble set comprises: determining that, in the CBRA configuration in a first version, a number of preambles of a CBRA configuration having a shared RO resource with the CBRA configuration in the first version is configured, wherein the number of preambles in the CBRA configuration having the shared RO resource comprises at least one of: a number of preambles of a 4-step CBRA configuration in the first version; and determining the target preamble set in the target shared RO resource according to the number of preambles in the CBRA configuration. However, Huawei teaches teach wherein determining the target preamble set comprises: determining that, in the CBRA configuration in a first version, a number of preambles of a CBRA configuration having a shared RO resource with the CBRA configuration in the first version is configured, wherein the number of preambles in the CBRA configuration having the shared RO resource comprises at least one of: a number of preambles of a 4-step CBRA configuration in the first version (sections 2.3.1, 2.3.2); and determining the target preamble set in the target shared RO resource according to the number of preambles in the CBRA configuration (sections 2.3.1, 2.3.2). Therefore, it would have been obvious to one of the ordinary skills in the art before the effective filing date of the claimed invention to combine the teachings of Huawei, teach wherein determining the target preamble set comprises: determining that, in the CBRA configuration in a first version, a number of preambles of a CBRA configuration having a shared RO resource with the CBRA configuration in the first version is configured, wherein the number of preambles in the CBRA configuration having the shared RO resource comprises at least one of: a number of preambles of a 4-step CBRA configuration in the first version; and determining the target preamble set in the target shared RO resource according to the number of preambles in the CBRA configuration, into the teachings of Svedman, in order to configure one or more separate RA configuration(s) for Rel-17 features and feature combinations for both 4-step RA and 2-step RA (Huawei, page 9). With respect to claim 47, this claim recites the method of claim 37, and it is rejected for at least the same reasons. With respect to claim 49, this claim recites the method of claim 40, and it is rejected for at least the same reasons. With respect to claim 50, this claim recites the method of claim 41, and it is rejected for at least the same reasons. With respect to claim 51, this claim recites the method of claim 42, and it is rejected for at least the same reasons. With respect to claim 52, this claim recites the method of claim 43, and it is rejected for at least the same reasons. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Pub. No.: US 20230199856 A1; “GUO”, ([0133]) Any inquiry concerning this communication or earlier communications from the examiner should be directed to KIET TANG whose telephone number is (571)270-7193. The examiner can normally be reached on M-F 8:00-5:00. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, IAN MOORE can be reached on (571) 272-3085. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KIET TANG/ Primary Examiner, Art Unit 2469
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Prosecution Timeline

Jun 06, 2024
Application Filed
Jun 26, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
99%
With Interview (+12.2%)
2y 6m (~5m remaining)
Median Time to Grant
Low
PTA Risk
Based on 808 resolved cases by this examiner. Grant probability derived from career allowance rate.

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