Prosecution Insights
Last updated: October 02, 2026
Application No. 18/718,195

POSITIVELY LOCKING CLUTCH WITH A LATCHING MECHANISM

Non-Final OA §102§103
Filed
Jun 10, 2024
Priority
Dec 16, 2021 — DE 10 2021 133 448.9 +1 more
Examiner
LORENCE, RICHARD M
Art Unit
3617
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Schaeffler Technologies AG & Co. KG
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
1m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
732 granted / 880 resolved
+31.2% vs TC avg
Moderate +13% lift
Without
With
+13.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
10 currently pending
Career history
891
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
27.8%
-12.2% vs TC avg
§102
26.7%
-13.3% vs TC avg
§112
36.0%
-4.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 880 resolved cases

Office Action

§102 §103
DETAILED ACTION This is the first Office action on the merits of Application No. 18/718,195. The preliminary amendment filed June 10, 2024 has been entered. Claims 1-20 are currently pending. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statements (IDS) submitted on June 10, 2024 and February 9, 2026 have filed been considered by the examiner. Drawings The drawings were received on June 10, 2024. These drawings are acceptable. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-9 and 11-19 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by US 2002/0153220 A1 (Dick), cited by Applicant in the IDS filed June 10, 2024. Regarding claim 1, Dick discloses a form-fit clutch (see Figs. 1 and 2) for influencing a torque transmission between a first rotary component (shaft 18), which is rotatable about an axis of rotation and a second rotary component (shift collar 10), and having a toothing, which comprises a first toothing (22) on the first rotary component and a second toothing (20) on the second rotary component, which can be connected thereto in a form-fitting manner for torque transmission and which establishes the torque transmission in a first clutch actuation state (the engaging position shown in Fig. 1) and interrupts the torque transmission in a second clutch actuation state (the disengaged position shown in Fig. 2), a displaceable actuation element (shift mechanism 24) for changing the clutch actuation state by means of an actuation force, wherein a locking device securing the first or the second clutch actuation state is arranged, comprising at least one locking element (detent ball 26), which is displaceable between a release position (shown in Fig. 2) and a locking position (shown in Fig. 1) securing the respective clutch actuation state and which is connected in a form-fitting manner to a receiving element (shaft 12) in the locking position, wherein the actuation element is axially displaceable relative to the first and second rotary components in order to assume the first clutch actuation state and is coupled in a force-transmitting manner to the locking element for transmitting the actuation force via the locking element to the first rotary component. Regarding claim 2, the locking element (26) is radially displaceable depending on displacement of the actuation element (24). Regarding claim 3, the locking element (26) is radially further inward in the first clutch actuation state (Fig. 1) than in the second clutch actuation state (Fig. 2). Regarding claim 4, the receiving element (12) has a recess (slot 30), which is open in a radial direction and in which the locking element (26) engages in a form-fitting manner in the locking position (59). Regarding claim 5, the locking element (26) comprises at least one rotationally symmetrical locking component (the spherical detent ball 26 is rotationally symmetrical), which is connected in a form-fitting manner to the receiving element (12) in the locking position (Fig. 1). Regarding claim 6, the first toothing (22) or the second toothing (20) is axially displaceable depending on the clutch actuation state. Regarding claim 7, the second toothing (20) is axially displaceable and is axially secured in the first or second clutch actuation state (Fig. 1) by the locking device (26). Regarding claim 8, the actuation element (24) effects a radial movement of the locking element (26) via a ramp region (tapered edge 34). Regarding claim 9, the actuation element (24) secures the locking element (26) in a radial direction in the locking position (Fig. 1). Regarding claim 11, Dick discloses a form-fit clutch (see Figs. 1 and 2) comprising: a first rotary component (shaft 18) comprising a first toothing (22); a second rotary component (shift collar 10) comprising a second toothing (20), connectable to the first toothing in a form-fitting manner for torque transmission between the first rotary component and the second rotary component in a first clutch actuation state (the engaging position shown in Fig. 1); an actuation element (shift mechanism 24), axially displaceable relative to the first rotary component and the second rotary component to adjust the form-fit clutch into the first clutch actuation state or a second clutch actuation state (the disengaged position shown in Fig. 2) in which the torque transmission is interrupted; a locking device arranged to secure the form-fit clutch in the first clutch actuation state or in the second clutch actuation state, the locking device comprising: a locking element (detent ball 26): displaceable between a release position (shown in Fig. 2) and a locking position (shown in Fig. 1); and coupled to the actuation element such that an actuation force from the actuation element may be transmitted to the first rotary component via the locking element; and a receiving element (shaft 12), the locking element being form-fittingly connected to the receiving element when the locking element is in the locking position. Regarding claim 12, displacement of the actuation element (24) affects radial displacement of the locking element (26). Regarding claim 13, the locking element (26) is arranged further radially inward when the form-fit clutch is in the first clutch actuation state (Fig. 1) than when the form- fit clutch is in the second clutch actuation state (Fig. 2). Regarding claim 14, the receiving element (12) comprises a recess (slot 30) open in a radial direction; and the locking element (26) is arranged to engage the recess in a form-fitting manner when the locking element is in the locking position (Fig. 1). Regarding claim 15, the locking element (26) comprises a rotationally symmetrical locking component (the spherical detent ball 26 is rotationally symmetrical). Regarding claim 16, the first toothing (22) is axially displaced relative to the second toothing (20) when the form-fit clutch is adjusted between the first clutch actuation state (Fig. 1) and the second clutch actuation state (Fig. 2). Regarding claim 17, the second toothing (20) is axially secured relative to the first toothing (22) in the first clutch actuation state (Fig. 1). Regarding claim 18, the actuation element (24) comprises a ramp region (tapered edge 34) for radially displacing the locking element (26). Regarding claim 19, the locking element (26) is radially secured by the actuation element (24) when the locking element is in the locking position (Fig. 1). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 10 and 20 are rejected under 35 U.S.C. 103 as being unpatentable over US 2002/0153220 A1 (Dick) in view of US 2021/0190150 A1 (Trinkenschuh). The locking element 26 in the form-fit clutch of Dick is not acted upon via at least one spring element as required by claims 10 and 20. Trinkenschuh discloses a form-fit clutch 4 wherein a lock 16 comprising a ball 18 is provided to position an axially slidable clutch element 5. Trinkenschuh suggests providing a spring 19 for preloading the ball in the radial direction. It would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to provide the clutch of Dick with a spring for preloading the locking element 26 in the radial direction in view of the suggestion of Trinkenschuh. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US 2,735,528 A discloses a tooth clutch in Fig. 1 having an axially displaceable actuation element (shift collar 28) and a locking device (plungers 32). US 2,883,020 A discloses a claw clutch in Fig. 1 having an axially displaceable actuation element (clutch sleeve 23) and a locking device (ball 24 and/or 25). Any inquiry concerning this communication or earlier communications from the examiner should be directed to Richard M. Lorence whose telephone number is 571-272-7094. The examiner can normally be reached Tuesday-Thursday from 11:00 AM-7:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, John R. Olszewski can be reached at 571-272-2706. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /RICHARD M LORENCE/Primary Examiner, Art Unit 3617
Read full office action

Prosecution Timeline

Jun 10, 2024
Application Filed
Jul 01, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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1y 3m to grant Granted Jul 14, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
83%
Grant Probability
96%
With Interview (+13.0%)
2y 4m (~1m remaining)
Median Time to Grant
Low
PTA Risk
Based on 880 resolved cases by this examiner. Grant probability derived from career allowance rate.

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