Prosecution Insights
Last updated: July 17, 2026
Application No. 18/718,730

METHOD AND DEVICE FOR IMPROVING DATA RECEPTION PERFORMANCE IN COMMUNICATION SYSTEM

Non-Final OA §102
Filed
Jun 11, 2024
Priority
Dec 27, 2021 — RE 10-2021-0188399 +1 more
Examiner
LIU, SIMING
Art Unit
2411
Tech Center
2400 — Computer Networks
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
82%
Grant Probability
Favorable
1-2
OA Rounds
8m
Est. Remaining
94%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allowance Rate
466 granted / 568 resolved
+24.0% vs TC avg
Moderate +12% lift
Without
With
+11.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
18 currently pending
Career history
590
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
78.2%
+38.2% vs TC avg
§102
8.8%
-31.2% vs TC avg
§112
6.8%
-33.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 568 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-2, 5-6, 9-10, 13-14 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Fakoorian et al (US 2024/0406036 A1). Regarding Claim 1, 9, Fakoorian teaches a method/apparatus of a first device in a communication system, the method comprising: determining whether to train an artificial intelligence (AI) model ([0064], “the network indicates to the UE that retuning is required”; [0040], “For AI/ML models, retuning is essential to maintaining system performance. For example, a trained model may perform poorly based on any number of reasons and require a new training phase. Thus, new training data may be gathered to re-train the model”); transmitting, based on the determination, control information to a second device, comprising at least one of a first indicator indicating whether to train the Al model or a second indicator indicating a reference signal to be used for training the Al model ([0066], “the UE is indicated to retune its AI/ML network by a group common (GC) indication, e.g. a GC-DCI. A group of UEs may be indicated to enter (or exit) a specific ML/AI mode, for example, all indicated UEs are signaled to enter AI/ML training mode and receive high density DMRS or CSI-RS”); and transmitting data to the second device ([0066], “receive high density DMRS or CSI-RS”, it’s noted that network side is the one sending the high density DMRS or CSI-RS). Regarding Claim 2, 10, Fakoorian further teaches that the transmitting of the control information comprises: in case that the Al model is determined to be trained, transmitting, to the second device, the control information comprising the first indicator indicating to train the Al model and the second indicator ([0066], “the UE is indicated to retune its AI/ML network by a group common (GC) indication, e.g. a GC-DCI. A group of UEs may be indicated to enter (or exit) a specific ML/AI mode, for example, all indicated UEs are signaled to enter AI/ML training mode and receive high density DMRS or CSI-RS”); and in case that a training of the Al model is determined to be omitted, transmitting, to the second device, the control information comprising the first indicator indicating to omit the training of the Al model ([0068, “a similar mechanism may be used to request and/or indicate a switch from the training phase to the inference phase”, it’s noted that inference phase means training of the AI model is omitted), and wherein the control information is transmitted through one of a downlink control information (DCI), uplink control information (UCI), a medium access control (MAC) control element (CE), or a radio resource control (RRC) message ([0066], “GC-DCI”). Regarding claim 5, 13, Fakoorian teaches a method/apparatus of a second device in a communication system, the method comprising: receiving, from a first device, control information comprising at least one of a first indicator indicating whether to train an artificial intelligence (Al) model or a second indicator indicating a reference signal to be used for training the Al model ([0064], “the network indicates to the UE that retuning is required”; [0040], “For AI/ML models, retuning is essential to maintaining system performance. For example, a trained model may perform poorly based on any number of reasons and require a new training phase. Thus, new training data may be gathered to re-train the model”, [0066]); identifying, based on the control information, the Al model to be used for receiving data; and receiving, based on the identified Al model, the data from the first device ([0077], “When the UE is activated by a user, the UE may enter the inference phase as a default state until a retuning of the channel estimation model is determined to be needed. The re-tuning comprises a further training phase in which additional training data is input to the AI model and the hyperparameters of the model are adjusted. The retuning phase may require significantly less input data and processing than the initial training and may be performed regularly to improve the performance of the AI model in light of updated training information”). Regarding claim 6, 14, Fakoorian teaches the identifying of the Al model comprises: in case that the first indicator indicates to train the Al model, training the Al model based on the reference signal indicated by the second indicator ([0066], “the UE is indicated to retune its AI/ML network by a group common (GC) indication, e.g. a GC-DCI. A group of UEs may be indicated to enter (or exit) a specific ML/AI mode, for example, all indicated UEs are signaled to enter AI/ML training mode and receive high density DMRS or CSI-RS”); and in case that the first indicator indicates to omit a training of the Al model, omitting the training of the Al model ([0068, “a similar mechanism may be used to request and/or indicate a switch from the training phase to the inference phase”, it’s noted that inference phase means training of the AI model is omitted). Allowable Subject Matter Claim 3-4, 7-8, 11-12 and 15 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: The prior art of record, alone or in combination, does not teach or suggest further comprising a third indicator indicating a coherence time, and wherein the training of the AI model is omitted during the coherence time. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SIMING LIU whose telephone number is (571)270-3859. The examiner can normally be reached M-F, 8:30am-5:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Derrick Ferris can be reached at 571-272-3123. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SIMING LIU/Primary Examiner, Art Unit 2411
Read full office action

Prosecution Timeline

Jun 11, 2024
Application Filed
Jun 26, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
82%
Grant Probability
94%
With Interview (+11.5%)
2y 10m (~8m remaining)
Median Time to Grant
Low
PTA Risk
Based on 568 resolved cases by this examiner. Grant probability derived from career allowance rate.

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