Prosecution Insights
Last updated: October 04, 2026
Application No. 18/720,019

DEGREE-OF-FREEDOM REGULATING MECHANISM AND SURGICAL INSTRUMENT

Non-Final OA §103§112
Filed
Jun 14, 2024
Priority
Dec 16, 2021 — CN 202111541632.5 +2 more
Examiner
NGUYEN, LILLIAN T
Art Unit
3655
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Ronovo (Shanghai) Medical Science And Technology Ltd.
OA Round
3 (Non-Final)
84%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
604 granted / 719 resolved
+32.0% vs TC avg
Moderate +14% lift
Without
With
+14.0%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
30 currently pending
Career history
755
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
36.2%
-3.8% vs TC avg
§102
28.2%
-11.8% vs TC avg
§112
30.1%
-9.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 719 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Claims This office action is in response to the continued examination filed on 07/20/2026. Claims 1-13 are pending; claims 1-3,6-7, 13 have been amended. Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 07/20/2026 has been entered. Drawings The drawings are objected to under 37 CFR 1.83(a). The drawings must show every feature of the invention specified in the claims. Therefore, the “first engagement portion” and “second engagement portion” in claim 1 and 13 must be shown or the feature(s) canceled from the claim(s). No new matter should be entered. Corrected drawing sheets in compliance with 37 CFR 1.121(d) are required in reply to the Office action to avoid abandonment of the application. Any amended replacement drawing sheet should include all of the figures appearing on the immediate prior version of the sheet, even if only one figure is being amended. The figure or figure number of an amended drawing should not be labeled as “amended.” If a drawing figure is to be canceled, the appropriate figure must be removed from the replacement sheet, and where necessary, the remaining figures must be renumbered and appropriate changes made to the brief description of the several views of the drawings for consistency. Additional replacement sheets may be necessary to show the renumbering of the remaining figures. Each drawing sheet submitted after the filing date of an application must be labeled in the top margin as either “Replacement Sheet” or “New Sheet” pursuant to 37 CFR 1.121(d). If the changes are not accepted by the examiner, the applicant will be notified and informed of any required corrective action in the next Office action. The objection to the drawings will not be held in abeyance. Claim Interpretation The following is a quotation of 35 U.S.C. 112(f): (f) Element in Claim for a Combination. – An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The following is a quotation of pre-AIA 35 U.S.C. 112, sixth paragraph: An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. This application includes one or more claim limitations that do not use the word “means,” but are nonetheless being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, because the claim limitation(s) uses a generic placeholder that is coupled with functional language without reciting sufficient structure to perform the recited function and the generic placeholder is not preceded by a structural modifier. Such claim limitation(s) is/are: “positioning structure is configured to achieve relative fixation of the first planetary gear train and the rotatable axle in the rotation direction through snap-fit.” in claim 3; and “positioning structure is configured to achieve relative fixation of the two planetary gear trains in the rotation direction through snap-fit.” in claim 7. These claim limitation(s) is/are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. Prong A: claim use nonce term “structure” for performing the claimed function. Prong B: “structure” is modified by functional language which is “ to achieve relative fixation of the first planetary gear train and the rotatable axle in the rotation direction through snap-fit” in claim 3 and “achieve relative fixation of the two planetary gear trains in the rotation direction through snap-fit” in claim 7. Prong C: while “snap-fit” suggest fastening concept, it does not identify any specific structural component; thereof, the limitation from both claims do not include any structural recitation for performing the claimed function. Thereof, these claims are being interpreted to cover the corresponding structure described in the specification as performing the claimed function, and equivalents thereof (see ¶[0049]-[0050] of PGPUB version). Because this/these claim limitation(s) is/are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, it/they is/are being interpreted to cover the corresponding structure described in the specification as performing the claimed function, and equivalents thereof. If applicant does not intend to have this/these limitation(s) interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, applicant may: (1) amend the claim limitation(s) to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph (e.g., by reciting sufficient structure to perform the claimed function); or (2) present a sufficient showing that the claim limitation(s) recite(s) sufficient structure to perform the claimed function so as to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. Claim Rejections - 35 USC § 112 The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. Claims 1-13 are rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the enablement requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to enable one skilled in the art to which it pertains, or with which it is most nearly connected, to make and/or use the invention. Claim 1, 6 and 13 recites “the differential mechanism is switchable between a locked state and a released state; wherein when the differential mechanism is in the locked state, a driven wheel of the first planetary gear train and the corresponding rotating mechanism are fixed to each other in the rotation direction, such that the degree of freedom of the degree-of-freedom regulating mechanism is N−1; when the differential mechanism is in the released state, the driven wheel of the first planetary gear train and the corresponding rotating mechanism are able to rotate independently, such that the degree of freedom of the degree-of-freedom regulating mechanism is N,…, switch between the locked state and the released state is achieved by means of a locking mechanism or a positioning structure, the locking mechanism or the positioning structure includes a first engagement portion and a second engagement portion configured to be axially moved between an engaged position and a disengaged position, wherein in the engaged position the driven wheel and the corresponding rotating mechanism are fixed relative to each other in a rotational direction, and in the disengaged position the driven wheel and the corresponding rotating mechanism are permitted to rotate independently.” The recitation lacks corresponding enabling disclosure in view of Wands factors: 1-Predictability of the art: From the specification the specification ¶[0059] of PGPUB version expressly teaches “a locking mechanism is provided between the driven wheel of the planetary gear train and the rotatable axle, and the locking mechanism is configured to restrict the relative rotation between the driven wheel of the planetary gear train and the rotatable axle.” and ¶[0060] of PGPUB version discloses “The positioning structure can achieve relative fixation of the planetary gear train and the rotatable axle in the rotation direction through snap-fit” but does not have any disclosure of how such functions are implemented mechanically (e.g. how the driven wheel and rotating mechanism are locked and unlocked state to yield the claimed degree of freedom states.); the specification does not disclose how the pin is moved or what actuate the pin or cause the pin to move from locked to release position or how the engagement portions interface with driven wheel and rotating mechanism. 2-Amount of direction provided by the inventor: The specification describes ¶0051] and ¶0061] describes “The positioning hole can be locked by a pin that moves axially, thereby achieving relative fixation of the planetary gear train and the rotatable axle in the rotation direction”; however, the specification provides no operative guidance of how the pin is moved or what actuate the pin or cause the pin to move from locked to release position or any control or actuation mechanism; 3- Existence of Working examples: no working example or embodiment is provided to demonstrate how DOF as claimed from locked to release state can be achieved. The dependent claims are also rejected due to their dependency from claim 1 and 6. The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-13 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1, 6, 13 recites “the differential mechanism is switchable between a locked state and a released state; wherein when the differential mechanism is in the locked state, a driven wheel of the first planetary gear train and the corresponding rotating mechanism are fixed to each other in the rotation direction, such that the degree of freedom of the degree-of-freedom regulating mechanism is N−1; when the differential mechanism is in the released state, the driven wheel of the first planetary gear train and the corresponding rotating mechanism are able to rotate independently, such that the degree of freedom of the degree-of-freedom regulating mechanism is N… switch between the locked state and the released state is achieved by means of a locking mechanism or a positioning structure, the locking mechanism or the positioning structure includes a first engagement portion and a second engagement portion configured to be axially moved between an engaged position and a disengaged position, wherein in the engaged position the driven wheel and the corresponding rotating mechanism are fixed relative to each other in a rotational direction, and in the disengaged position the driven wheel and the corresponding rotating mechanism are permitted to rotate independently.” The specification describes different locking arrangements which includes snap fit claw, key/keyway, position hole and pin (see ¶[0061]-[0062] of USPGPUB version) , but it does not identify which structures constitutes the claimed first and second engagement portion. Secondly, the phrase “a first engagement portion and a second engagement portion configured to be axially moved between an engaged position and a disengaged position” is unclear whether both engagement portions are axially movable or one of the engagement portions moves relative to other. The claim defines N as the number of drive units in line 3 but then later use N to define the degree of freedom of overall regulating mechanism without providing any standard how to determine the DOF of that mechanism. Thereof, the scope of the claim remains unclear. The dependent claims are also rejected due to their dependency from claims 1, 6. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-2, 10-13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Kapadia (US 20220125529 A1 cited from IDS) in view of Himmelmann (US 20080076614) Claim 1: Kapadia discloses a degree-of-freedom regulating mechanism (20; Fig.2), comprising a handle (26. The term “handle” does not have any special definition in the specification, the term is given its ordinary meaning as any structure by which something is held, controlled or supported. In this case, carriage 26 is structural supports and houses the drive components.), a drive unit group (22a-22d), the drive unit group (22a-22d) comprises N drive units, wherein N is 3 or 4 (there are 4 drive motors; 22a-22d, see ¶[0032]), and each drive unit (22a-22d) is rotatably four drive motors 22a, 22b, 22c, 22d each have a rotatable motor shaft 40a, 40b, 40c, 40d, 40e) provided on (see ¶[0032]) the handle (26); differential mechanism (62a, 66a, 64a) is provided on the handle (26). Kapadia does not disclose a differential mechanism comprises a first planetary gear train and a corresponding rotating mechanism; any two gears of the first planetary gear train are configured to independently rotate and are respectively coupled to one of the drive units; the differential mechanism is switchable between a locked state and a released state; wherein when the differential mechanism is in the locked state, a driven wheel of the first planetary gear train and the corresponding rotating mechanism are fixed to each other in the rotation direction, such that the degree of freedom of the degree-of-freedom regulating mechanism is N−1; when the differential mechanism is in the released state, the driven wheel of the first planetary gear train and the corresponding rotating mechanism are able to rotate independently, such that the degree of freedom of the degree-of-freedom regulating mechanism is N; switch between the locked state and the released state is achieved by means of a locking mechanism or a positioning structure, the locking mechanism or the positioning structure includes a first engagement portion and a second engagement portion configured to be axially moved between an engaged position and a disengaged position, wherein in the engaged position the driven wheel and the corresponding rotating mechanism are fixed relative to each other in a rotational direction, and in the disengaged position the driven wheel and the corresponding rotating mechanism are permitted to rotate independently. Himmelmann teaches a drive unit (12; Fig.2) having a drive unit group (42, 36, 50) and a differential mechanism (26, 28, 30, 32, 14); the differential mechanism (26, 28, 30, 32, 14) comprises a first planetary gear train (26, 28, 30, 32) and a corresponding rotating mechanism (14); any two gears (32/30 or 32/26 or 26/30) of the first planetary gear train are configured to independently rotate and are respectively coupled to one (36 or 50) of the drive units (36,50, 42); the differential mechanism (26, 28, 30, 32,14) is switchable between a locked state (46 is engaged) and a released state (e.g. 46 is disengaged); wherein when the differential mechanism (26, 28, 30, 32,14) is in the locked state, a driven wheel (32) of the first planetary gear train and the corresponding rotating mechanism (14) are fixed to each other in the rotation direction (rotate the same direction and speed when clutch 46 is engaged, see¶[0031]), such that the degree of freedom of the degree-of-freedom regulating mechanism is N−1 (e.g. since there are 3/4 drive units as inputs into differential. when the clutch is engaged; two members are locked together. Thereof, the degree of freedom is N-1=3 or 2.); when the differential mechanism is in the released state (46 is disengaged), the driven wheel (32) of the first planetary gear train and the corresponding rotating mechanism (14) are able to rotate independently (they are not fixed to each other so they can rotate at different direction relative to each other when the clutches are disengaged), such that the degree of freedom of the degree-of-freedom regulating mechanism is N (e.g. since there are 3/4 drive units as inputs into differential. Thereof, the degree of freedom is 3 or 4.); switch between the locked state (46 is engaged) and the released state (46 is disengaged) is achieved by means of a locking mechanism (46) 46 is engaged) and a disengaged position (46 is disengaged), wherein in the engaged position the driven wheel (32) and the corresponding rotating mechanism (14) are fixed relative to each other in a rotational direction (e.g. rotate the same direction and speed when clutch 46 is engaged, ¶[0031]), and in the disengaged position (46 is disengaged) the driven wheel (32) and the corresponding rotating mechanism (14) are permitted to rotate independently (¶[0037]). It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to replace differential mechanism of Kapadia (62a, 66a, 64a) with differential mechanism comprises planetary gearset (26, 28, 30, 32) and a corresponding rotating mechanism (14) and include locking mechanism (46 and 54) as taught by Himmelmann for the purpose higher torque capacity, reduced gear stress and switchable gear ratios. Claim 2: Kapadia as modified by Himmelmann discloses the degree-of-freedom regulating mechanism according to claim 1, wherein N is 3 (e.g. since there are 3/4 drive units as inputs into differential. Thereof, the degree of freedom is 3 or 4); the rotating mechanism (14-Himmelmann) is a rotatable axle, and the rotatable axle (14) and the first planetary gear train (26, 28, 30, 32-Himmelmann) are coaxially and rotatably provided on the handle (26-Kapadia); the gear (one of 26, 30) of the first planetary gear train (26, 28, 30, 32-Himmelmann) is bidirectionally(ccw/cw) driven by the drive unit (22a-Kapadia) coupled with the planetary gear (32); the rotatable axle (14-Himmelmann) is coupled with one drive unit (22a); the rotatable axle (14-Himmelmann) is bidirectionally (ccw/cw) driven by the drive unit (22a-Kapadia) coupled with the rotatable axle (14-Himmelmann); a locking mechanism (46;54- Himmelmann) is provided between the driven wheel of the first planetary gear train (26, 28, 30, 32-Himmelmann) and the rotatable axle (14- Himmelmann) (e.g. as 46 is engaged the torque is provided between planetary gear set and shaft 14), and the locking mechanism (46,54 is engaged) is configured to restrict the relative rotation between the driven wheel (32- Himmelmann) of the first planetary gear train and the rotatable axle (14) (¶[0031]). Claim 10: Kapadia as modified by Himmelmann discloses the degree-of-freedom regulating mechanism according to claim 1, wherein a transmission mechanism (65-Kapadia) is connected between the differential mechanism (26, 28, 30, 32, 14- Himmelmann) and the drive unit group (22a-22d-Kapadia), and the transmission mechanism (65-Kapadia) comprises a flexible pulley-cable transmission mechanism or a rigid transmission mechanism (e.g. The drive belt 65 may be flexible or rigid-see ¶0035] of Kapadia). Claim 11: Kapadia as modified by Himmelmann discloses the degree-of-freedom regulating mechanism according to claim 1, wherein the handle (26-Kapadia; see Fig.2) is detachably provided with a protective cover (28-Kapadia. As 28 as exterior sleeve covers/surrounds part of the region of drive unit 20 as shown in Fig.2), and the protective cover (28-Kapadia) and the handle (26-Kapadia) together form a cavity for accommodating the drive unit (22a-22d) and the differential mechanism (26, 28, 30, 32, 1-Himmelman). Claim 12: Kapadia as modified by Himmelmann discloses a surgical instrument (1; Fig.1), comprising an end tool (10), a cable (65-Kapadia), and the degree-of-freedom regulating mechanism (12; Fig.2) according to claim 1; the drive unit (22a-22d) is connected to the end tool (10) via the cable (65) to drive the end tool (¶[0042]: a rotation of the first drive gear 64a causes the first drive shaft 66a to rotate, thereby rotating the first driven member of the electromechanical instrument 10 to actuate an associated function of the surgical instrument 10.); wherein the surgical instrument (1; Fig.1) is configured to adjust the degree of freedom of the end tool (10) through the degree-of-freedom regulating mechanism (12). Claim 13: Kapadia discloses a degree-of-freedom regulating mechanism, comprising a handle (26. The term “handle” does not have any special definition in the specification, the term is given its ordinary meaning as any structure by which something is held, controlled or supported. In this case, carriage 26 is structural supports and houses the drive components), a drive unit group (22a-22d), and a differential mechanism (62a, 66a, 64a); the drive unit group (22a-22d) comprises N drive units, wherein N is 3 or 4 (there are 4 drive motors; 22a-22d, see ¶[0032]), and each drive unit (22a-22d) is rotatably the differential mechanism (62a, 66a, 64a) is provided on the handle (26). Kapadia does not disclose differential mechanism comprises a first planetary gear train and a corresponding rotating mechanism; any two gears of the first planetary gear train are configured to independently rotate and are respectively coupled to one of the drive units; the differential mechanism is switchable between a locked state and a released state; wherein when the differential mechanism is in the locked state, a driven wheel of the first planetary gear train and the corresponding rotating mechanism are fixed to each other in the rotation direction, such that the degree of freedom of the degree-of-freedom regulating mechanism is N-1; when the differential mechanism is in the released state, the driven wheel of the first planetary gear train and the corresponding rotating mechanism are able to rotate independently, such that the degree of freedom of the degree-of-freedom regulating mechanism is N, to ensure that cables configured for connecting with and being driven by the drive units remain tensioned under any operating conditions, switch between the locked state and the released state is achieved by means of a locking mechanism or a positioning structure, the locking mechanism or the positioning structure includes a first engagement portion and a second engagement portion configured to be axially moved between an engaged position and a disengaged position, wherein in the engaged position the driven wheel and the corresponding rotating mechanism are fixed relative to each other in a rotational direction, and in the disengaged position the driven wheel and the corresponding rotating mechanism are permitted to rotate independently; switch between the locked state and the released state is achieved by means of a locking mechanism or a positioning structure, the locking mechanism or the positioning structure includes a first engagement portion and a second engagement portion configured to be axially moved between an engaged position and a disengaged position, wherein in the engaged position the driven wheel and the corresponding rotating mechanism are fixed relative to each other in a rotational direction, and in the disengaged position the driven wheel and the corresponding rotating mechanism are permitted to rotate independently. Himmelmann teaches a drive unit (12; Fig.2) having a drive unit group (42, 36, 50) and a differential mechanism (26, 28, 30, 32, 14); the differential mechanism (26, 28, 30, 32, 14) comprises a first planetary gear train (26, 28, 30, 32) and a corresponding rotating mechanism (14); any two gears (32/30 or 32/26 or 26/30) of the first planetary gear train are configured to independently rotate and are respectively coupled to one (36 or 50) of the drive units (36,50, 42); the differential mechanism (26, 28, 30, 32, 14) is switchable between a locked state (46 is engaged) and a released state (e.g. 46 is disengaged); wherein when the differential mechanism (26, 28, 30, 32,14) is in the locked state, a driven wheel (32) of the first planetary gear train and the corresponding rotating mechanism (14) are fixed to each other in the rotation direction (rotate the same direction and speed when clutch 46 is engaged, see¶[0031]), such that the degree of freedom of the degree-of-freedom regulating mechanism is N−1 (e.g. since there are 3/4 drive units as inputs into differential. when the clutch is engaged; two members are locked together. Thereof, the degree of freedom is N-1=3 or 2.); when the differential mechanism is in the released state (46 is disengaged and 54 is engaged), the driven wheel (32) of the first planetary gear train and the corresponding rotating mechanism (14) are able to rotate independently (as shown in Fig.7, they are not fixed to each other so they can rotate at different direction relative to each other when the clutches are disengaged), such that the degree of freedom of the degree-of-freedom regulating mechanism is N (e.g. since there are 3/4 drive units as inputs into differential. Thereof, the degree of freedom is 3 or 4.); switch between the locked state (46 is engaged) and the released state (46 is disengaged) is achieved by means of a locking mechanism (46) 46 is engaged) and a disengaged position (46 is disengaged), wherein in the engaged position the driven wheel (32) and the corresponding rotating mechanism (14) are fixed relative to each other in a rotational direction (e.g. rotate the same direction and speed when clutch 46 is engaged, ¶[0031]), and in the disengaged position (46 is disengaged) the driven wheel (32) and the corresponding rotating mechanism (14) are permitted to rotate independently (¶[0037]). It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to replace differential mechanism of Kapadia (62a, 66a, 64a) with differential mechanism (26, 28, 30, 32, 14) comprises planetary gearset (26, 28, 30, 32) and a corresponding rotating mechanism (14) and include locking mechanism (46 and 54) as taught by Himmelmann for the purpose higher torque capacity, reduced gear stress and switchable gear ratios. Kapadia discloses cable (65) but does not disclose cables. It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to add more cables in order increase controllable degrees of freedom of the instrument, improve precision of motion, reduce risk of cable fatigue or failure. Furthermore, it has been held that mere duplication of the essential working parts of a device involves only routine skilled the art. St. Regis Paper Co. v. Bemis Co., 193 USPQ 8. As the combined Kapadia in view of Himmelmann would create a drive system to “ensure that cables (65) configured for connecting with and being driven by the drive units (22a-22d) remain tensioned under any operating conditions” as claimed. Claim(s) 5 is/are rejected under 35 U.S.C. 103 as being unpatentable over Kapadia (US 20220125529 A1 cited from IDS) in view of Himmelmann (US 20080076614) as further in view of Lindemann (US 20080240849 A1) Claim 5: Kapadia as modified by Himmelmann does not disclose wherein a coaxially arranged positioning hole is provided between the driven wheel of the first planetary gear train and the rotatable axle, and the positioning hole is configured to be locked by a pin that moves axially, thereby achieving relative fixation of the first planetary gear train and the rotatable axle in the rotation direction. Lindemann teaches a gear (72; Fig.5a), a shaft (74) and coaxially arranged positioning hole (76) is provided between the gear (72) and the shaft (74) and the positioning hole (76) is configured to be locked by a pin (78) that moves axially, thereby achieving relative fixation of the gear (72) and the shaft (76) in the rotation direction (as both shaft 76 and gear 72 rotate together). It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to include a positioning hole (76-Lindemann) passes through gears (32 and 30- Himmelmann) and pin (78-Lindemann) between the driven wheel (32- Himmelmann) and rotatable axle (14- Himmelmann) as taught by Lindemann for the purpose no slippage, preventing relative rotation, torque from the gear can directly transmits to shaft. Response to Amendment/Arguments The previous drawing objections have been withdrawn in light of the amendment to Fig.6 and specification. Applicant’s remarks regarding the previous rejections under 35 USC §112(a) and (b) have been considered; however, the amended independent claims do not overcome the rejections under 35 USC 112 (see rejections above) Applicant’s remarks regarding the previous rejections under 35 USC §103 have been considered but are not persuasive for the following reasons: Applicant argues the difference B-“the degree-of-freedom regulating mechanism comprises a handle, the differential mechanism is provided on the handle, each drive unit is rotatably or linearly movably provided on the handle”. In response to this argument, examiner respectfully disagrees as explained above, the term “handle” is interpreted under BRI because it does not have any definition in the specification and the claim does not limited to a manually grasped handle. Kapadia’s carriage 26 supports the drive arrangement and houses the motors 22a-22d. thereof, 26 is reasonably corresponds to the claimed “handle”. Secondly, applicant argues “Kapadia discloses a drive unit for a surgical robotic system, including a motor and multiple drive shafts. The output of the motor is transmitted to the drive shafts through components such as a ring gear (teeth ring), causing the drive shaft to rotate. However, in the present application, the degree-of-freedom regulating mechanism is for end tool (i.e., a surgical tool), refer to paragraph [0029] for understanding, the drive unit is the drive shaft, and each drive shaft can be driven by a separate motor, converting the rotational motion at the motor drive end into linear motion on the cable, but does not involve the power transmission structure between the motor and the drive shaft, only involving the power transmission between the drive shaft and the cable. This further indicates that the drive unit (drive shaft) of the present application and the drive shaft of Kapadia define different structures, and the present application and Kapadia belong to different structures”. In response to this argument, examiner respectfully disagrees because the claim requires “A degree-of-freedom regulating mechanism, comprising a handle, a drive unit group, and a differential mechanism; the drive unit group comprises N drive units, wherein N is 3 or 4, and each drive unit is rotatably or linearly movably provided on the handle; the differential mechanism is provided on the handle”. The claim does not exclude motor gears, belts, and ring gears being intermediate members between drive units and handle. Applicant argues the difference A and C are not disclosed by Himmelmann. In response to this argument, examiner respectfully disagrees because in applicant’s application the specification provides no operative guidance of how the pin is moved or what actuate the pin or cause the pin to move from locked to release position or any control or actuation mechanism; thereof, as best understood, Himmelmann discloses the claimed limitation because when 46 is engaged, carrier and ring rotate together. Under planetary relationship, sun gear consequently rotates together with planet gears 32 and because 14 is driven by 30. The shaft 14 and planet gears 32 and 30 rotate without relative rotation. When clutch 46 is disengaged, the differential relation rotation is permitted. Thus Himmelmann teaches the claimed lock mechanism and its operations. Himmelmann also teaches engagement portions 46a and 46b (see claims 1, 13 above) moveable between engaged and disengaged positions. Applicant argues " Kapadia does not involve the degree-of-freedom regulating mechanism, and does not involve the switching of the degree of freedom, and Himmelmann does not belong to the medical field, the two (Kapadia and Himmelmann) belong to different technical fields, and there are obstacles to combine Himmelmann with Kapadia. Even if they are combined, substantial design improvements are needed for their combination. Thus, the solution of the amended claim 1 is not obvious.” In response to this argument, examiner respectfully disagrees because Kapadia discloses using multiple rotary drive units and differential mechanism to transmit power to outputs. Himmelmann teaches a planetary transmission for selectively locks or unlock independently drive rotational members. Both references includes differential mechanism and transmitting power from inputs to outputs. Himmelmann’s transmission is reasonably pertinent to the problem of regulating inputs to a differential mechanism in surgical tool and the combination does not require bodily incorporation of Himmelmann’s entire transmission. Prior Art The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: Beck (US 20200384847) discloses two planetary gearset with locking mechanism SP1 but does not DOF that switches between N and N-1 via locking mechanism. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Lillian T Nguyen whose telephone number is (571)270-5404. The examiner can normally be reached Monday-Friday, 8:30am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ernesto Suarez can be reached at (571)270-5565. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LILLIAN T NGUYEN/Examiner, Art Unit 3655a
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Prosecution Timeline

Show 1 earlier event
Oct 01, 2025
Non-Final Rejection mailed — §103, §112
Dec 31, 2025
Response Filed
Mar 23, 2026
Final Rejection mailed — §103, §112
Jun 22, 2026
Applicant Interview (Telephonic)
Jun 22, 2026
Examiner Interview Summary
Jul 20, 2026
Request for Continued Examination
Jul 22, 2026
Response after Non-Final Action
Sep 03, 2026
Non-Final Rejection mailed — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12746894
FORCED BRAKING APPARATUS FOR A VEHICLE
2y 8m to grant Granted Sep 29, 2026
Patent 12736115
ELECTRIC TRACTION AXLE/BEAM
1y 10m to grant Granted Sep 15, 2026
Patent 12736093
CLUTCH APPARATUS
1y 3m to grant Granted Sep 15, 2026
Patent 12723640
MODULAR TRANSMISSION FOR AN ELECTRIC DRIVE SYSTEM
2y 7m to grant Granted Sep 01, 2026
Patent 12709148
HYBRID POWER TRANSFER MODULE
2y 0m to grant Granted Aug 18, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
84%
Grant Probability
98%
With Interview (+14.0%)
2y 1m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 719 resolved cases by this examiner. Grant probability derived from career allowance rate.

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