Prosecution Insights
Last updated: August 14, 2026
Application No. 18/721,160

OPTICAL DEVICE

Final Rejection §102§103
Filed
Jun 17, 2024
Priority
Dec 21, 2021 — JP 2021-206822 +1 more
Examiner
QURESHI, MARIAM
Art Unit
2871
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Pioneer Smart Sensing Innovations Corporation
OA Round
2 (Final)
75%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 75% — above average
75%
Career Allowance Rate
500 granted / 663 resolved
+7.4% vs TC avg
Strong +22% interview lift
Without
With
+22.2%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
46 currently pending
Career history
695
Total Applications
across all art units

Statute-Specific Performance

§103
58.8%
+18.8% vs TC avg
§102
26.4%
-13.6% vs TC avg
§112
13.0%
-27.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 663 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant's arguments filed 6/23/26 have been fully considered but they are not persuasive. The applicant states that Danziger fails to disclose a first and second slope, where the different time periods correspond to when the movable reflection unit is radiated and is not radiated. The examiner respectfully disagrees, as Paragraph 0089 discloses a radiation period and a not radiated period, as detailed in the rejection of claim 1 below. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-2, 5, 11 are rejected under 35 U.S.C. 103 as being unpatentable over Yanai et al (US Publication No.: US 2023/0082295 A1 of record, “Yanai”) in view of Danziger (US Publication No.: US 2019/0107607 A1 of record). Regarding Claim 1, Yanai discloses an optical device (Figure 1; Paragraph 0025) comprising: A signal generation unit which generates a drive signal for driving a movable reflection unit which reflects beam emitted from a light-emitting element in a predetermined direction (Figure 1, signal generation unit 70, light-emitting element 60, movable reflection unit 12; Paragraphs 0027-0028 discloses a drive signal generation unit which gives instructions on the movement of the movable reflection unit 12), wherein A predetermined first time period in which the drive signal transitions from one of a maximum value and a minimum value of the drive signal to an other one of the maximum value and minimum value (Paragraph 0037; Paragraph 0039; Figure 3C discloses a vertical drive signal according to the timing of the frame pulse; Figure 3D discloses a horizontal drive signal according to the timing of the line pulse) Includes a time period in which the movable reflection unit is not irradiated with beams and the drive signal has a predetermined first slope (Paragraph 0041 discloses a timing when sampling is not performed), and A time period in which the movable reflection unit is irradiated with the beams and the drive signal has a second slope different from the first slope (Figures 3C-3D; Paragraph 0040 discloses a scanning angle during a sampling time period where the reflection unit is irradiated). Yanai fails to disclose that an absolute value of the second slope is smaller than an absolute value of the first slope. However, Danziger discloses a similar device where an absolute value of the second slope is smaller than an absolute value of the first slope (Danziger, Figure 17, second slope 500 is smaller than first slope 400; Paragraph 0132 and Paragraph 0089 discloses a time period when the movable reflection unit is not irradiated, “lidar system 100 may not send out pulses or acquire distance data during a retrace 400”). It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify the slopes as disclosed by Yanai to be different as disclosed by Danziger. One would have been motivated to do so for the purpose of achieving a uniform scan while being able to reset the scan starting point (Danziger, Paragraph 0132). Regarding Claim 2, Yanai in view of Danziger discloses the optical device according to claim 1, wherein the drive signal further includes a second time period in which the drive signal transitions from the other of the maximum value and the minimum value of the drive signal to the other one, in addition to the predetermined first time period (Yanai, Figure 3C discloses a first time period that goes from minimum to maximum and a second time period that goes from maximum to minimum), and wherein a length of the first time period is shorter than a length of the second time period (Yanai, Figure 3C, the first time period is 40 rounds trips, whereas the second time period is 80 rounds trips). Regarding Claim 5, Yanai in view of Danziger discloses the optical device according to claim 1, wherein the first time period and a second time period in which the drive signal transitions from the other of the maximum value and the minimum value of the drive signal to the one are alternately repeated (Yanai, Figure 3C and Figure 3D disclose alternately repeating time periods). Regarding Claim 11, Yanai in view of Danziger discloses the optical device according to claim 1, further comprising a light-receiving element configured to receive reflected light or scattered light of the beams reflected by the movable reflection unit (Yanai, Paragraph 0026 discloses a light receiving element 14). Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim 3 is rejected under 35 U.S.C. 102(a)(2) as being anticipated by Yanai. Regarding Claim 3, an optical device (Figure 1; Paragraph 0025) comprising: A signal generation unit which generates a drive signal for driving a movable reflection unit which reflects beam emitted from a light-emitting element in a predetermined direction (Figure 1, signal generation unit 70, light-emitting element 60, movable reflection unit 12; Paragraphs 0027-0028 discloses a drive signal generation unit which gives instructions on the movement of the movable reflection unit 12), wherein A predetermined first time period in which the drive signal transitions from one of a maximum value and a minimum value of the drive signal to an other one of the maximum value and minimum value (Paragraph 0037; Paragraph 0039; Figure 3C discloses a vertical drive signal according to the timing of the frame pulse; Figure 3D discloses a horizontal drive signal according to the timing of the line pulse) Includes a time period in which the movable reflection unit is not irradiated with beams and the drive signal has a predetermined first slope (Paragraph 0041 discloses a timing when sampling is not performed), and A time period in which the movable reflection unit is irradiated with the beams and the drive signal has a second slope different from the first slope (Figures 3C-3D; Paragraph 0040 discloses a scanning angle during a sampling time period where the reflection unit is irradiated), wherein The drive signal further includes a second time period in which the drive signal transitions from the other of the maximum value and the minimum value of the drive signal to the other one, in addition to the predetermined first time period (Figure 3C discloses a first time period that goes from minimum to maximum and a second time period that goes from maximum to minimum), and wherein A length of the first time period is shorter than a length of the second time period (Figure 3C, the first time period is 40 rounds trips, whereas the second time period is 80 rounds trips). Allowable Subject Matter Claims 4, 6, 10, 12-15 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MARIAM QURESHI whose telephone number is (571)272-4434. The examiner can normally be reached 9AM-5PM EST M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael Caley can be reached at 571-272-2286. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MARIAM QURESHI/Examiner, Art Unit 2871
Read full office action

Prosecution Timeline

Jun 17, 2024
Application Filed
Apr 01, 2026
Non-Final Rejection mailed — §102, §103
Jun 17, 2026
Applicant Interview (Telephonic)
Jun 17, 2026
Examiner Interview Summary
Jun 23, 2026
Response Filed
Jul 21, 2026
Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12704709
OPTICAL MODULE
3y 0m to grant Granted Aug 11, 2026
Patent 12704705
MICROSCOPE OBJECTIVE AND MICROSCOPE OBSERVATION SYSTEM
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Patent 12699253
IMAGING OPTICAL LENS ASSEMBLY, IMAGING APPARATUS AND ELECTRONIC DEVICE
4y 1m to grant Granted Aug 04, 2026
Patent 12699269
OPTICAL MODULE AND HEAD MOUNT DISPLAY
2y 8m to grant Granted Aug 04, 2026
Patent 12693490
LENS MODULE AND ELECTRONIC DEVICE
2y 7m to grant Granted Jul 28, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
75%
Grant Probability
98%
With Interview (+22.2%)
2y 1m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 663 resolved cases by this examiner. Grant probability derived from career allowance rate.

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