Prosecution Insights
Last updated: July 17, 2026
Application No. 18/723,094

TREATMENT FOR ACUTE MYELOID LEUKEMIA OR LYMPHOMA

Non-Final OA §DP
Filed
Jun 21, 2024
Priority
Dec 22, 2021 — provisional 63/292,481 +1 more
Examiner
SHIAO, REI TSANG
Art Unit
Tech Center
Assignee
University Health Network
OA Round
1 (Non-Final)
80%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
46%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allowance Rate
1639 granted / 2053 resolved
+19.8% vs TC avg
Minimal -34% lift
Without
With
+-34.0%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 0m
Avg Prosecution
52 currently pending
Career history
2081
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
33.2%
-6.8% vs TC avg
§102
3.8%
-36.2% vs TC avg
§112
9.4%
-30.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 2053 resolved cases

Office Action

§DP
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Priority and Status of Claims 1. This application is a 371 of PCT/CA2022/051876 12/21/2022, which claims benefit of 63/292,481 with a filing date 12/22/2021. 2. Claims 1-15, 23-25 and 30-31 are pending in the application. Double Patenting 3. The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the "right to exclude" granted by a patent and to prevent possible harassment by multiple assignees. See In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); and In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321 (c) may be used to overcome an actual or provisional rejection based on a nonstatutory double patenting ground provided the conflicting application or patent is shown to be commonly owned with this application. See 37 CFR 1.130(b). Effective January 1, 1994, a registered attorney or agent of record may sign a terminal disclaimer. A terminal disclaimer signed by the assignee must fully comply with 37 CFR 3.73(b). Claims 1, 15 and 23-24 are rejected under the judicially created doctrine of obviousness-type double patenting as being unpatentable independently over claims 1 and 11 of Bray et al. US 12,624,949, over claim 1 of Sampson et al. US 11,059,832, over claim 1 of Sampson et al. US 10,501,474 respectively. Although the conflicting claims are not identical, they are not patentably distinct from each other and reasons are as follows. Applicants claim a method of treating a subject with acute myeloid leukemia, comprising administering an effective amount of Compound (I): PNG media_image1.png 174 412 media_image1.png Greyscale or a pharmaceutically acceptable salt thereof, wherein the acute myeloid leukemia is FLT3 mutated acute myeloid leukemia; is acute myeloid leukemia with MLL-AF9 translocation; overexpresses wild-type FLT3;overexpresses transforming growth factor-b activated kinase 1 (TAK1);is TAK1 mutated; or is acute myeloid leukemia with increased TAK1 signaling, and the salt is tartrate salt, and ratio of compound (I) with tartaric acid is 1:1, see claims 1 and 23-24. Applicants claim a method of treating a subject with acute lymphoblastic leukemia, non- Hodgkin's lymphoma, Burkitt lymphoma, or diffuse large B-cell lymphoma, comprising administering an effective amount of Compound (I): PNG media_image1.png 174 412 media_image1.png Greyscale , or a pharmaceutically acceptable salt thereof, see claim 15. Bray et al. ‘049 claims a tartrate salt of Compound (I) represented by the following structural formula: PNG media_image1.png 174 412 media_image1.png Greyscale wherein the molar ratio between compound (I) and tartaric acid is 1:1, wherein the tartrate salt is in a single crystalline form, characterized by an X-ray powder diffraction pattern which comprises at least three peaks chosen from 11.9°, 15.4°, 16.9°, 17.2°, and 25.6°±0.2 in 2θ, and used for treating leukemia or lymphoma, see claims 1 and 11 in columns 19-20. Sampson et al. ‘832 claims a compound represented by Formula (I-A): PNG media_image2.png 222 420 media_image2.png Greyscale , see claim 1 in columns 94-95. A specific compound A30, i.e., PNG media_image1.png 174 412 media_image1.png Greyscale has been exemplified in column 55. Sampson et al. ‘832 compounds are used for treating leukemia or lymphoma, see column 12. Sampson et al. ‘474 claims a compound or pharmaceutically acceptable salt thereof, wherein the compound is PNG media_image1.png 174 412 media_image1.png Greyscale , see column 95. Sampson et al. ‘474 compound is used for treating leukemia or lymphoma, see column 12. The difference between instant claims and Bray et al. ‘049 Sampson et al. ‘832 and ‘474 is the instant claims are embraced within the scope of Bray et al. ‘049 Sampson et al. ‘832 and ‘474. One having ordinary skill in the art would find the claims 1, 15 and 23 prima facie obvious because one would be motivated to employ the compound and methods of use of Bray et al. ‘049 Sampson et al. ‘832 and ‘474 to obtain instant invention. Additionally, the discovery of a new property or use, i.e., with MLL-AF9 translocation; overexpresses wild-type FLT3; overexpresses transforming growth factor-b activated kinase 1 (TAK1); is TAK1 mutated; or is acute myeloid leukemia with increased TAK1 signaling, of a previously known compounds and methods of use for treating leukemia or lymphoma of Bray et al. ‘049 Sampson et al. ‘832 and ‘474, even when that property and use are unobvious from the prior art, cannot impart patentability to claims to the known compounds, see In re Spada, 15 USPQ2d 1655 (Fed. Cir. 1990), and MPEP 2112.01. Therefore Bray et al. ‘049 Sampson et al. ‘832 and ‘474 renders obviousness over the instant invention. Moreover, the crystalline compound of Bray et al. ‘049 would be converted into a free form after administration in a patient, thus it would not be distinct from the instant compound. The motivation to make the claimed methods of use derived from the known compound and methods of use of Bray et al. ‘049 Sampson et al. ‘832 and ‘474 would possess similar activity to that which is claimed in the reference. Claim Objections 4. Claims 2-14, 25 and 30-31 are objected to as being dependent on rejected claims 1 and 15. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to REI TSANG SHIAO whose telephone number is (571)272-0707. The examiner can normally be reached on 8:30 am-5:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Renee Claytor can be reached on 571-272-8394. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see https://ppair-my.uspto.gov/pair/PrivatePair. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /REI TSANG SHIAO/ Rei-tsang Shiao, Ph.D.Primary Examiner, Art Unit 1691 May 29, 2026
Read full office action

Prosecution Timeline

Jun 21, 2024
Application Filed
Jun 02, 2026
Non-Final Rejection mailed — §DP (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
80%
Grant Probability
46%
With Interview (-34.0%)
2y 0m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 2053 resolved cases by this examiner. Grant probability derived from career allowance rate.

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