Prosecution Insights
Last updated: October 02, 2026
Application No. 18/726,167

Cluster Linear Cup Optics

Non-Final OA §102§103
Filed
Jul 02, 2024
Priority
Jan 06, 2022 — provisional 63/296,948 +2 more
Examiner
DUNAY, CHRISTOPHER E
Art Unit
2875
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Signify Holding B.V.
OA Round
1 (Non-Final)
76%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
90%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allowance Rate
576 granted / 754 resolved
+8.4% vs TC avg
Moderate +14% lift
Without
With
+14.0%
Interview Lift
resolved cases with interview
Fast prosecutor
1y 10m
Avg Prosecution
23 currently pending
Career history
775
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
52.6%
+12.6% vs TC avg
§102
21.9%
-18.1% vs TC avg
§112
21.4%
-18.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 754 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Preliminary Amendment The applicant’s amendment filed 7/2/2024 has been entered. Information Disclosure Statement The information disclosure statement (IDS) submitted on 7/2/2024 was filed and is being considered by the examiner. State of the Claims Negley et al (US 2011/0182065 A1) was presented in the PCT, and it appears to be a proper anticipatory reference. This must be addressed first by the applicant in order to best advance prosecution. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Negley et al (US 2011/0182065 A1). In regard to claim 1, Negley et al disclose an illumination module comprising: a retaining cup (12) having a first end, a second end, and a sidewall extending from the first end to the second end, wherein the second end of the retaining cup defines an exit aperture of the illumination module; a plurality of light sources (14) disposed on a portion of a light source board, wherein the portion of the light source board covers the first end of the retaining cup; and a total internal reflection (TIR) optical device (11, 12; see [0412]) having an optical film (see [0320]), wherein the TIR optical device includes a plurality of integrated TIR lenes, the TIR optical device being disposed within the retaining cup and abutting the light source, wherein each TIR lenes corresponds to a respective light source(s). (See at least Figure 1) In regard to claim 2, Negley et al disclose the light source comprises a light emitting diode (LED). In regard to claim 3, Negley et al disclose the light source comprises two or more LEDs. In regard to claim 4, Negley et al disclose the optical film is disposed directly on the TIR optical device. In regard to claim 5, Negley et al disclose the TIR optical device comprises a TIR lens. In regard to claim 6, Negley et al disclose the TIR optical device comprises an arrangement of at least two TIR lenses. In regard to claim 7, Negley et al disclose the optical film is disposed directly on the arrangement of at least two TIR lenses. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 8 is/are rejected under 35 U.S.C. 103 as being unpatentable over Negley et al (US 2011/0182065 A1). In regard to claim 8, Negley et al disclose the TIR optical device is configured to receive a light beam from the light source and the optical film is configured to create a beam pattern from the light beam. Negley et al fails to expressly disclose one or more of the following beam patterns from the light beam: a graze pattern; a narrow pattern; a medium pattern; a stack pattern; a batwing pattern; and an asymmetric pattern. However, these beam patterns are both broad under BRI and are known, and it would have been obvious to one of ordinary skill in the art at the time of filing to form any particular beam pattern as each beam pattern has a particular use. This is at least obvious to try—a PHOSITA knows how to alter the optics to form different beam patterns, and is motivated to do so because each pattern/distribution has a different use case that is known to the PHOSITA. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: Kakkar et al (US 2026/0085813 A1) disclose multi-optics. Liu et al (US 12,276,799 B2) disclose an illumination module. Yeo et al (US 2023/0400166 A1) disclose an optical arrangement. Vasylyev et al (US 2020/0150333 A1) disclose an illumination device. Owens et al (US 2020/0049325 A1) disclose a lighting device. Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHRISTOPHER E DUNAY whose telephone number is (571)270-1222. The examiner can normally be reached 7:00 am - 6:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, James (Jong-Suk) Lee can be reached at 571-272-7044. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CHRISTOPHER E DUNAY/ Primary Examiner, Art Unit 2875
Read full office action

Prosecution Timeline

Jul 02, 2024
Application Filed
Jun 05, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
76%
Grant Probability
90%
With Interview (+14.0%)
1y 10m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 754 resolved cases by this examiner. Grant probability derived from career allowance rate.

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