Prosecution Insights
Last updated: July 17, 2026
Application No. 18/726,948

AIR HANDLING UNIT

Non-Final OA §102§103
Filed
Jul 05, 2024
Priority
Jul 19, 2022 — CN 202210847448.1 +2 more
Examiner
RUPPERT, ERIC S
Art Unit
3763
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Midea Group Co., Ltd.
OA Round
1 (Non-Final)
60%
Grant Probability
Moderate
1-2
OA Rounds
9m
Est. Remaining
84%
With Interview

Examiner Intelligence

Grants 60% of resolved cases
60%
Career Allowance Rate
456 granted / 765 resolved
-10.4% vs TC avg
Strong +24% interview lift
Without
With
+24.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
46 currently pending
Career history
810
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
84.9%
+44.9% vs TC avg
§102
5.9%
-34.1% vs TC avg
§112
7.9%
-32.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 765 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 17-18, 30 is/are rejected under 35 U.S.C. 102 (a) (1) as being anticipated by Zhang (CN212157600U). Regarding claim 17, Zhang discloses an air handling unit (see Fig. 1-13) comprising: a heat exchange cabinet (second box 200 with evaporator 310), including two first assembly components (connecting portion 240 with “screws and other connecting pieces” Page 7-8 via holes 244) each being at one of two ends of the heat exchange cabinet in a height direction of the heat exchange cabinet; and a fan cabinet (first box 100 with fan 400), including a second assembly component (mounting portion 140 with “screws and other connecting pieces” Page 7-8 via holes 144) at one end of the fan cabinet in a height direction and corresponding to the first assembly components; wherein the heat exchange cabinet is configured to be in one of: a first assembly state (see Fig. 10), in which the first assembly component at one of the two ends of the heat exchange cabinet is connected to the second assembly component; and a second assembly state (see Fig. 12), in which the first assembly component at another one of the two ends of the heat exchange cabinet is connected to the second assembly component. Regarding claim 18, Zhang discloses the limitations of claim 17 and Zhang further discloses each of the first assembly components includes a first positioning frame and a first connection mechanism (connecting portion 240 with “screws and other connecting pieces” Page 7-8); the second assembly component includes a second positioning frame and a second connection mechanism (mounting portion 140 with “screws and other connecting pieces” Page 7-8 via holes 144); the first positioning frame and the second positioning frame are configured to match (see matching shapes of 140 & 240 in Fig. 4-5) each other for positioning when the heat exchange cabinet is in the first assembly state or the second assembly state; and the first connection mechanism and the second connection mechanism are configured to be detachably connected (detachably connected – Page 2) to each other when the heat exchange cabinet is in the first assembly state or the second assembly state. Regarding claim 30, Zhang discloses the limitations of claim 18,and Zhang further discloses wherein one of the first connection mechanism and the second connection mechanism comprises a connection arm (143), another one of the first connection mechanism and the second connection mechanism includes a fitting hole (244), and the connection arm extends towards the fitting hole and is connected to the fitting hole by a fastener (screws). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 19-23 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zhang (CN212157600U) in view of Zen (EP3264001A). Regarding claim 19, Zhang teaches the limitations of claim 18, and Zhang does not teach the first positioning frame includes one of a positioning protrusion and a positioning recess, and the second positioning frame includes another one of the positioning protrusion and the positioning recess. Zen teaches (see Fig. 6-7) the first positioning frame (plastic frame 21 w/ male upright 28) includes one of a positioning protrusion (projection 16) and a positioning recess, and the second positioning frame (plastic frame 21 w/ female upright 27) includes another one of the positioning protrusion and the positioning recess (groove 15). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have modified Zhang to include the positioning frame and recess of Zen, in order to prevent air leakages (¶[0005]). Regarding claim 20, Zhang as modified teaches the limitations of claim 19, and Zen further teaches the positioning protrusion (16) is provided with a first matching surface, the positioning recess (15) is provided with a second matching surface configured to abut against the first matching surface, and the first matching surface and the second matching surface are inclined surfaces or arc surfaces that match each other (see arcuate shapes thereof). Regarding claim 21, Zhang as modified teaches the limitations of claim 18, and Zhang does not teach the heat exchange cabinet includes an enclosure plate, the enclosure plate including a sheet metal member and extending along a circumferential direction of the heat exchange cabinet; and the two first positioning frames each include a plastic member and are connected to two ends of the enclosure plate, respectively. Zen teaches (see Fig. 1-6) the heat exchange cabinet includes an enclosure plate (32), the enclosure plate including a sheet metal member and extending along a circumferential direction of the heat exchange cabinet; and the two first positioning frames (21) each include a plastic member and are connected to two ends of the enclosure plate, respectively. Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have modified Zhang to include the frame and sheet of Zen, in order to prevent thermal and air leakages (¶[0005]). Regarding claim 22, Zhang as modified teaches the limitations of claim 21, and Zen further teaches the enclosure plate includes, at each end of the two ends of the enclosure plate: a positioning member (see bolt extending through 27/28) arranged around a part of an outer peripheral wall of the first positioning frame at the end; and an installation member (mounting system 49) extending towards a center of the heat exchange cabinet; and each of the two first positioning frames is fixedly connected to the corresponding installation member. Regarding claim 23, Zhang as modified teaches the limitations of claim 21, and Zen further teaches the outer peripheral wall of the first positioning frame is provided with a positioning groove (see corresponding groove), and the corresponding positioning member is disposed in the positioning groove. Claim(s) 31-32 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zhang (CN212157600U) in view of Ferguson (US7575617B2). Regarding claims 31-32, Zhang teaches the limitations of claim 17, and Zhang further teaches a filter screen plate (290) connected to the first positioning frame adjacent to an air intake side of the heat exchange cabinet, however, does not teach the filter screen plate removably connected; wherein the first positioning frame is provided with a plurality of magnets along a circumferential direction, and the filter screen plate is connected to the plurality of magnets. Ferguson teaches (See Fig. 7-8) a filter screen plate (24) removably connected; wherein the first positioning frame (16) is provided with a plurality of magnets (35) along a circumferential direction, and the filter screen plate is connected to the plurality of magnets. Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have modified Zhang to include the magnetically detachable filter configuration of Ferguson, in order to provide means for easily cleaning or replacing the filter (Col. 1, lines 30-45). Allowable Subject Matter Claims 24-29 objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. It is noted Zhang does not teach these limitations, and while Lei (CN112856590A) is considered pertinent to claims 24-29, it does not cure the deficiencies of Zhang. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ERIC S RUPPERT whose telephone number is (571)272-9911. The examiner can normally be reached Monday - Friday 8 am - 4 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Len Tran can be reached at 571-272-1184. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERIC S RUPPERT/Primary Examiner, Art Unit 3763
Read full office action

Prosecution Timeline

Jul 05, 2024
Application Filed
May 27, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

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COOLER, HOUSING, AND ROTATING ELECTRIC MACHINE
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2y 8m to grant Granted Jun 23, 2026
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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
60%
Grant Probability
84%
With Interview (+24.0%)
2y 9m (~9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 765 resolved cases by this examiner. Grant probability derived from career allowance rate.

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