Prosecution Insights
Last updated: April 19, 2026
Application No. 18/729,015

UPPER, SHOE, AND METHOD FOR MANUFACTURING UPPER

Final Rejection §102
Filed
Jul 15, 2024
Examiner
KANE, KATHARINE GRACZ
Art Unit
3732
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Asics Corporation
OA Round
2 (Final)
47%
Grant Probability
Moderate
3-4
OA Rounds
3y 8m
To Grant
92%
With Interview

Examiner Intelligence

Grants 47% of resolved cases
47%
Career Allow Rate
296 granted / 631 resolved
-23.1% vs TC avg
Strong +45% interview lift
Without
With
+45.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
61 currently pending
Career history
692
Total Applications
across all art units

Statute-Specific Performance

§101
1.4%
-38.6% vs TC avg
§103
48.6%
+8.6% vs TC avg
§102
26.9%
-13.1% vs TC avg
§112
18.1%
-21.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 631 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment Applicant’s amendment filed on 1/15/2026 has been received; Claims 1-13 are pending. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-13 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Hausmann (US 2017/0020231). Regarding Claim 1, Hausmann discloses an upper (Figures 11-13) comprising: a cloth-like base member (1124) including at least one layer; and a plurality of linear members (1152) disposed side by side on the base member and independently of each other (Figures 11 & 12), wherein each of the linear members includes: a first portion (1st, see annotated Figure 11 below) disposed in at least one end portion of the linear member along a length direction and fixed to the layer (Figures 11 & 12); and a second portion (2nd, see annotated Figure 11 below) disposed in a portion of the linear member other than the first portion and not fixed to the layer (Figures 11 & 12), the second portions of the adjacent linear members are interlocked with each other (Figure 11), and a part or all of the second portion of at least one of the linear members is exposed to an outside of the base member (Figure 11), the part of the second portion exposed to the outside of the base member is for pulling the second portion (Figure 11, Para. 31-33). Regarding Claim 2, Hausmann discloses the linear members extend in a first direction (Figures 11 & 12) and are disposed side by side in a second direction intersecting the first direction (Figures 11 & 12), and in the second portion of each of the linear members, a first interlocking portion to be interlocked with one of the linear members disposed on one side along the second direction and a second interlocking portion to be interlocked with one of the linear members disposed on the other side along the second direction are alternately disposed in the first direction (Figures 11 & 12). Regarding Claim 3, Hausmann discloses the layer is one layer, and the second portions of the linear members are exposed on a surface of the layer (Figures 11 & 12). Regarding Claim 4, Hausmann discloses the layer includes a first layer (1124) and a second layer (1122) disposed with a gap from the first layer, and the second portions of the linear members are positioned between the first layer and the second layer (Figures 11 & 12). Regarding Claim 5, Hausmann discloses a hole is disposed in at least one of the first layer and the second layer to expose the second portion of at least one of the linear members to an outside of the layer (Figures 11 & 12). Regarding Claim 6, Hausmann discloses the at least one of the linear members is disposed in a heel portion of a shoe, and the hole is disposed in the heel portion of the shoe (Figures 11 & 12). Regarding Claim 7, Hausmann discloses the at least one of the linear members is disposed in an instep portion of a shoe (Figures 11 & 12), and the hole is disposed in the instep portion of the shoe (Figures 11 & 12). Regarding Claim 8, Hausmann discloses an opening communicating with the gap between the first layer and the second layer is disposed in an outer edge of the base member to expose the second portion of at least one of the linear members to an outside of the layer (Figures 11 & 12). Regarding Claim 9, Hausmann discloses some of the linear members and remainders of the linear members differ in at least one of stretchability and tensile strength (Para. 33 & 34). Regarding Claim 10, Hausmann discloses at least a part of the layer has transparency (Figures 11 & 12). Regarding Claim 11, Hausmann discloses the base member includes an upper forefoot portion covering a forefoot position of a foot of a wearer (Figures 11 & 12), an upper midfoot portion covering a midfoot position of the foot of the wearer (Figures 11 & 12), and an upper rearfoot portion covering a rearfoot position of the foot of the wearer (Figures 11 & 12), the layer includes a first stretchable portion disposed in the upper midfoot portion (Figures 11 & 12, Para. 22, 27, 32, 76) and a second stretchable portion disposed in the upper forefoot portion, and stretchability of the first stretchable portion is higher than stretchability of the second stretchable portion (Figures 11 & 12, Para. 22, 27, 32, 76). Regarding Claim 12, Hausmann discloses the upper according to claim 1; and a sole positioned below the upper (Figures 11 & 12). Regarding Claim 13, Hausmann discloses a method for manufacturing the upper wherein the base member and the linear member are formed in a single process (single process of making a shoe). Para PNG media_image1.png 513 743 media_image1.png Greyscale Response to Amendment Applicant’s arguments with respect to the amended claims have been fully considered but are moot in view of the new grounds of rejection as discussed supra. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KATHARINE KANE whose telephone number is (571)272-3398. The examiner can normally be reached Mon-Fri 9am-6pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, KHOA HUYNH can be reached at 571-272-4888. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KATHARINE G KANE/Primary Examiner, Art Unit 3732
Read full office action

Prosecution Timeline

Jul 15, 2024
Application Filed
Oct 17, 2025
Non-Final Rejection — §102
Jan 15, 2026
Response Filed
Feb 05, 2026
Final Rejection — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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SOLE STRUCTURE HAVING A FLUID-FILLED CHAMBER FOR AN ARTICLE OF FOOTWEAR
2y 5m to grant Granted Nov 18, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
47%
Grant Probability
92%
With Interview (+45.4%)
3y 8m
Median Time to Grant
Moderate
PTA Risk
Based on 631 resolved cases by this examiner. Grant probability derived from career allow rate.

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