Prosecution Insights
Last updated: October 01, 2026
Application No. 18/729,809

TRANSPARENT SUBSTRATE PROVIDED WITH A FUNCTIONAL STACK OF THIN LAYERS

Non-Final OA §103§112§DOUBLEPATENT
Filed
Jul 17, 2024
Priority
Jan 27, 2022 — FR 2200706 +3 more
Examiner
KHAN, TAHSEEN
Art Unit
1781
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Compagnie de Saint-Gobain S.A.
OA Round
2 (Non-Final)
62%
Grant Probability
Moderate
2-3
OA Rounds
1y 1m
Est. Remaining
82%
With Interview

Examiner Intelligence

Grants 62% of resolved cases
62%
Career Allowance Rate
584 granted / 947 resolved
-3.3% vs TC avg
Strong +20% interview lift
Without
With
+20.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
59 currently pending
Career history
997
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
71.1%
+31.1% vs TC avg
§102
13.6%
-26.4% vs TC avg
§112
6.4%
-33.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 947 resolved cases

Office Action

§103 §112 §DOUBLEPATENT
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment The Examiner acknowledges the remarks and amendments filed on 6/25/26. Claim 1 has been amended. Claims 1-20 are pending. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claim 1 is provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claim 1 of copending Application No. 18729759 (reference application). Although the claims at issue are not identical, they are not patentably distinct from each other because the copending claim teaches all of the claimed limitations of instant Claim 1. This is a provisional nonstatutory double patenting rejection because the patentably indistinct claims have not in fact been patented. Claim 1 is provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-20 of copending Application No. 18860318 (reference application). Although the claims at issue are not identical, they are not patentably distinct from each other because the copending claim teaches all of the claimed limitations of instant Claim 1. This is a provisional nonstatutory double patenting rejection because the patentably indistinct claims have not in fact been patented. Claim 1 is provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-20 of copending Application No. 18721530 (reference application). Although the claims at issue are not identical, they are not patentably distinct from each other because the copending claim teaches all of the claimed limitations of instant Claim 1. This is a provisional nonstatutory double patenting rejection because the patentably indistinct claims have not in fact been patented. Claim 1 is provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-20 of copending Application No. 18729797 (reference application). Although the claims at issue are not identical, they are not patentably distinct from each other because the copending claim teaches all of the claimed limitations of instant Claim 1. This is a provisional nonstatutory double patenting rejection because the patentably indistinct claims have not in fact been patented. Claim 1 is provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-20 of copending Application No. 18860342 (reference application). Although the claims at issue are not identical, they are not patentably distinct from each other because the copending claim teaches all of the claimed limitations of instant Claim 1. This is a provisional nonstatutory double patenting rejection because the patentably indistinct claims have not in fact been patented. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(d): (d) REFERENCE IN DEPENDENT FORMS.—Subject to subsection (e), a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. The following is a quotation of pre-AIA 35 U.S.C. 112, fourth paragraph: Subject to the following paragraph [i.e., the fifth paragraph of pre-AIA 35 U.S.C. 112], a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. Regarding Claim 6, it does not offer a further limitation. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1-3, 5-8, 10, 14, 15, and 17 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hecq USPN_7005182_B1. 1. Regarding Claims 1, 6, Hecq discloses a clear (corresponds to claimed transparent) glass substrate (column 5, lines 1-2) provided on one of its main surfaces with a stack of thin layers, the stack of layers consisting of the following layers, starting from the glass substrate: a first tin oxide (corresponds to claimed first dielectric module), a tungsten oxide coating (corresponds to claimed absorbent layer), and another tin oxide (corresponds to claimed second dielectric module) (column 14, lines 14-34). Although Hecq does not disclose using nitride-based coatings in the aforementioned stacking embodiment, it does disclose using nitride-based coating as an alternative to the aforedescribed tin oxide layers in other embodiments (column 5, lines 3 - column 6, lines 1-23). It would have been obvious to one of ordinary skill in the art at the time the invention was filed to modify the tin oxide coatings, of Hecq, by trying other suggested alternative equivalents, such as nitride-based layers, as also proposed by Hecq. The substitution would be obvious and intuitive given that the same, single reference itself suggests a degree of equivalence between the two. Such a substitution would flow naturally out of a desire for optimization as is routinely done in this art. 2. Regarding Claims 2, 3, 14, and 15, Hecq discloses that said tungsten oxide coating (corresponds to claimed absorbent layer) contains 0.094 molar ratio of sodium to said tungsten (corresponds to claimed doping element of instant Claims 2 and 3) (column 14, lines 14-34). 3. Regarding Claims 5 and 17, Hecq discloses wherein said tungsten oxide coating (corresponds to claimed absorbent layer) has a thickness of 15 nm to 500 nm (corresponds to claimed limitation of instant Claim 5) (column 5, lines 3-25). 4. Regarding Claim 7, Hecq discloses a titanium nitride coating (corresponds to claimed second dielectric nitride module) (column 5, lines 3-25). 5. Regarding Claim 8, Hecq discloses the afore-mentioned as part of a glazing (Abstract). 6. Regarding Claim 10, Hecq discloses using sputtering methods (column 4, lines 25-42). Claim(s) 4 and 16 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hecq USPN_7005182_B1, as applied to Claims 1-3, 5-8, 10, 14, 15, and 17, and in view of Guimard EP_3421439_A1. 7. Regarding Claims 4 and 16, Hecq does not disclose the use of cesium as its dopant. 8. Guimard discloses using cesium as a dopant for its tungsten oxide as CsxWyOz wherein 0.001≤x/y≤1 and 2.2≤z/y≤3.0 (paragraph 0016) as part of a substrate used in automotive glazings (paragraphs 0002, 0042). 9. It would have been obvious to one of ordinary skill in the art at the time the invention was filed to modify the dopant, of Hecq, by trying the use of cesium, of Guimard. One of ordinary skill in the art would have been motivated in trying to see the advantages that can be derived from the use of other similar group 1 alkali metals at the same molar ratio within the endeavor of glazings used in automotive applications. Claim(s) 9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hecq USPN_7005182_B1, as applied to Claims 1-3, 5-8, 10, 14, 15, and 17, and in view of Kamimori USPN_4338000. 10. Regarding Claim 9, Hecq does not disclose the claimed laminated glass. 11. Kamimori discloses window glass for cars (column 1, lines 14-20) comprising a first transparent plate (corresponds to claimed first transparent substrate), an interlayer having adhesive contact (column 2, lines 20-21), a tungsten oxide film, and a second transparent plate (corresponds to claimed second transparent substrate) (Abstract). 12. It would have been obvious to one of ordinary skill in the art at the time the invention was filed to modify the automotive glazing, of Hecq, by trying the setup of the glass automotive window, of Kamimori. One of ordinary skill in the art would have been motivated in doing so in order to further the utility of its invention in other like automotive glass applications. 13. Regarding Claims 11, 13, 18, and 20, Hecq in view of Kamimori suggests a deposition temperature as low as 20C and a pressure of 1 to 5X10-5 torr (Kamimori: column 3, lines 43-47). Claim(s) 12 and 19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hecq USPN_7005182_B1, as applied to Claims 1-3, 5-8, 10, 14, 15, and 17, and in view of Meyer USPN_6440592_B1. 14. Regarding Claims 12 and 19, Hecq does not disclose the claimed atmospheric condition. 15. Meyer discloses forming windows (column 1, lines 1-5) comprising tungsten (abstract) having an argon to oxygen ratio of 0.15 (column 5, lines 45-50). 16. It would have been obvious to one of ordinary skill in the art at the time the invention was filed to modify the argon to oxygen ratio, of Hecq, by using the ratio, of Meyer. One of ordinary skill in the art would have been motivated in selecting a ratio that is used in the same field of endeavor. Response to Arguments Applicant’s arguments, filed 6/25/26, with respect to the rejection(s) of all claim(s) under 35 USC 102 under Hecq have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of 35 USC 103 under Hecq. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to TAHSEEN KHAN whose telephone number is (571)270-1140. The examiner can normally be reached Mondays-Saturdays 08:00AM-10:00PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Frank Vineis can be reached at 5712701547. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TAHSEEN KHAN/Primary Examiner, Art Unit 1781 August 17, 2026
Read full office action

Prosecution Timeline

Jul 17, 2024
Application Filed
Apr 10, 2026
Non-Final Rejection mailed — §103, §112, §DOUBLEPATENT
Jun 25, 2026
Response Filed
Aug 19, 2026
Non-Final Rejection mailed — §103, §112, §DOUBLEPATENT (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
62%
Grant Probability
82%
With Interview (+20.5%)
3y 3m (~1y 1m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 947 resolved cases by this examiner. Grant probability derived from career allowance rate.

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