Prosecution Insights
Last updated: October 02, 2026
Application No. 18/729,949

SPIROCYCLIC PIPERIDINYL DERIVATIVES AS COMPLEMENT FACTOR B INHIBITORS AND USES THEREOF

Non-Final OA §102
Filed
Jul 18, 2024
Priority
Jan 24, 2022 — provisional 63/302,246 +1 more
Examiner
FETTEROLF, BRANDON J
Art Unit
Tech Center
Assignee
Novartis AG
OA Round
1 (Non-Final)
52%
Grant Probability
Moderate
1-2
OA Rounds
1y 4m
Est. Remaining
69%
With Interview

Examiner Intelligence

Grants 52% of resolved cases
52%
Career Allowance Rate
115 granted / 221 resolved
-8.0% vs TC avg
Strong +17% interview lift
Without
With
+17.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
64 currently pending
Career history
269
Total Applications
across all art units

Statute-Specific Performance

§101
2.1%
-37.9% vs TC avg
§103
28.6%
-11.4% vs TC avg
§102
21.0%
-19.0% vs TC avg
§112
27.6%
-12.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 221 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Application Status The preliminary amendment filed on 12/17/2025 is acknowledged. Claims 1-2, 4, 6-7, 11, 15, 18, 20-22, 24-29, 35 and 47 are currently pending and under consideration. Information Disclosure Statement The information disclosure statement filed on 7/18/2024 is acknowledged and has been considered except wherein lined through. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-2, 4, 6-7, 11, 15, 18, 20, 22, 24-29 and 35 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Hansoh Bio LLC (WO2023072197A1, 2023-05-04 priority to US63263108 filed 2021-10-27). Hansoh Bio LLC teach piperidinyl indole derivatives, pharmaceutical compositions comprising the compounds and pharmaceutical uses for the treatment of disease or disorders mediated by complement activation (Abstract). With regards to the disease or disorders mediated by complement activation, the WO document teaches that the disease or disorders include, but are not limited, age-related macular degeneration, diabetic retinopathy and macular edema (page 30, lines 10 to page 31, line 16). With regards to the piperidinyl indole derivatives, Hansoh Bio LLC teach that the compounds include, but are not limited to, PNG media_image1.png 143 471 media_image1.png Greyscale PNG media_image2.png 162 158 media_image2.png Greyscale PNG media_image3.png 158 158 media_image3.png Greyscale PNG media_image4.png 135 144 media_image4.png Greyscale , which read on the instant claims when X is CRX1RX2, RX1 and RX2 are F, R1 is C1-C6 alkoxyl, R2 is a C1-C6 alkyl, A is a phenyl, R5 is -CO2R5b, R5b is H, m is either 0 or 1 and n is either 0, 1 or 2 (see compounds on page 20+). Note: The examiner did their best to determine the compounds within the priority document and should not be construed as limited to compounds which read on the claims and not identified. Claim(s) 1-2, 4, 6-7, 11, 15, 18, 20-22, 24-29, 35 and 47 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Chinook Therapeutics Inc (WO2022256586A2, 2022-18-08, IDS priority to US63196339 and US63290019 filed on 2021-06-03 and 1021-12-15). Chinook Therapeutics teach substituted indole compound, wherein the compounds are inhibitors of the alternative pathway of the complement system, in particular, inhibitors of complement factor B (CFB) (Abstract). With regards to the substituted indole compounds, Chinook teaches that the substituted indole compounds include, but are not limited to, PNG media_image5.png 155 136 media_image5.png Greyscale PNG media_image6.png 147 137 media_image6.png Greyscale PNG media_image7.png 138 141 media_image7.png Greyscale PNG media_image8.png 144 135 media_image8.png Greyscale PNG media_image9.png 142 144 media_image9.png Greyscale PNG media_image10.png 146 302 media_image10.png Greyscale PNG media_image11.png 171 153 media_image11.png Greyscale PNG media_image12.png 182 170 media_image12.png Greyscale PNG media_image13.png 148 306 media_image13.png Greyscale PNG media_image14.png 143 149 media_image14.png Greyscale PNG media_image15.png 178 183 media_image15.png Greyscale PNG media_image16.png 181 181 media_image16.png Greyscale PNG media_image17.png 180 361 media_image17.png Greyscale PNG media_image18.png 136 283 media_image18.png Greyscale PNG media_image19.png 178 391 media_image19.png Greyscale wherein the compounds read on the instant claims which read on the instant claims when X is O or CRX1RX2, RX1 and RX2 are F, alkyl, H or OH or RX1 and RX2 together for a ring, R1 is C1-C6 alkoxyl, R2 is a C1-C6 alkyl, A is a phenyl, R5 is -CO2R5b, R5b is H, m is 1 and n is either 0, 1 or 2 (see paragraph 000181 and 000182). Moreover, the WO document teaches pharmaceutical compositions comprising the substituted indole compound in combination with a pharmaceutically acceptable carrier, wherein the composition can further comprise an additional antibacterial or antifungal agent (paragraph 000310 and 000320). The WO document further teaches of method of treatment of diseases or disorders that are mediated by or otherwise affected via complement factor B (CFB) including, but not limited to, age-related macular degeneration, diabetic retinopathy and macular edema (paragraph 000328). Note: The examiner did their best to determine the compounds within the priority documents and should not be construed as limited to compounds which read on the claims and not identified. Conclusion Therefore, No claim is allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to BRANDON J FETTEROLF whose telephone number is (571)272-2919. The examiner can normally be reached M-F 6AM-4PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jeffrey S Lundgren can be reached at 571-272-5541. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. BRANDON J. FETTEROLF, PHD Primary Patent Examiner Art Unit 1626 /BRANDON J FETTEROLF/Primary Examiner, Art Unit 1626
Read full office action

Prosecution Timeline

Jul 18, 2024
Application Filed
Aug 12, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12747200
NOVEL CAPSAICIN ANALOGS AND USES THEREOF
3y 4m to grant Granted Sep 29, 2026
Patent 12747226
METHOD OF PREPARING PRALSETINIB
3y 4m to grant Granted Sep 29, 2026
Patent 12747243
SUBSTITUTED HETEROCYCLES FOR TREATING CANCER
3y 1m to grant Granted Sep 29, 2026
Patent 12747244
SYNTHESIS OF BTK INHIBITOR AND INTERMEDIATES THEREOF
2y 10m to grant Granted Sep 29, 2026
Patent 12741972
METHOD FOR CARRYING OUT REACTION OF ISATIN COMPOUND AND CYCLOPROPENONE COMPOUND AT LOW CATALYTIC AMOUNT
2y 10m to grant Granted Sep 22, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
52%
Grant Probability
69%
With Interview (+17.4%)
3y 6m (~1y 4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 221 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month