Prosecution Insights
Last updated: April 19, 2026
Application No. 18/729,988

SPECTROMETRY APPARATUS AND SPECTROMETRY METHOD

Non-Final OA §103
Filed
Jul 19, 2024
Examiner
TABA, MONICA TERESA
Art Unit
2878
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Osaka University
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
2y 2m
To Grant
95%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allow Rate
171 granted / 191 resolved
+21.5% vs TC avg
Moderate +5% lift
Without
With
+5.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
30 currently pending
Career history
221
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
54.8%
+14.8% vs TC avg
§102
27.1%
-12.9% vs TC avg
§112
13.0%
-27.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 191 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 6-7, and 12 are rejected under 35 U.S.C. 103 as being unpatentable over U.S. Patent Publication No. 2010/0265502 ("Nelson") in view of U.S. Patent Publication No. 2020/0003618 ("Fujita"). Regarding claim 1, Nelson discloses a spectrometry apparatus comprising: a light source (410, Fig. 4 or 510, Fig. 5) that produces illumination light (inherent, paragraph [0023]); a spectrophotometer (460, Fig. 4, or 570, Fig. 5) that disperses signal light rays (dispersive spectrograph, paragraph [0024]) from a sample (420, Fig. 4, or 520, Fig. 5) illuminated with the illumination light (see also 610, Fig. 6) and detects the signal light rays by a two-dimensional array photodetector (CCD, Figs 4-5, paragraphs [0023]-[0025]; a fiber unit (440, Fig. 4, or 550, Fig. 5) having a plurality of fibers (Fig. 5, fiber array, paragraphs [0023]-[0024]) laid out in an optical path from the sample (420, Fig. 4, or 520, Fig. 5) to the spectrophotometer (460, Fig. 4, or 570, Fig. 5), the plurality of fibers being adjacently arranged (see Figs. 4-5) at an entrance end surface of the fiber unit (440, Fig. 4, or 550, Fig. 5), and the plurality of fibers being arranged in a multi-line shape at intervals at an exit end surface (see 4X x 1D End, Figs. 4-5); and a processing unit (paragraph [0016]) that, by referring to a layout relationship among the plurality of fibers at the entrance end surface (440, Fig. 4, or 550, Fig. 5) and the exit end surface of the fiber unit (450, Fig. 4, or 560, Fig. 5), generates a spectroscopic image (480, 490, Fig. 4, or 590, 595, Fig. 5) of the sample from a result of detection by the two-dimensional array photodetector (470b, or 580b, Fig. 5), and selectively illuminate a plurality of spots (see spots A, B, C, Figs. 4-5) on a region of interest of the sample (420, Fig. 4, or 520, Fig. 5), wherein signal light rays from the plurality of spots enter the fibers of the fiber unit (see spots A, B, C on fiber unit 440, Fig. 4, or 550, Fig. 5), respectively. Nelson does not disclose a spatial light modulator for modulating illumination light. However, Fujita discloses a spatial light modulator (117, Fig. 9) that modulates the illumination light from the light source (laser light source, not shown in Fig. 9, see paragraph [0110]) so as to selectively illuminate a plurality of spots on a region of interest of the sample (138, Fig. 9, paragraph [0112]). It would have been obvious to one of ordinary skill in the art before the effective filing date to include a spatial light modulator as disclosed by Fujita in the device of Nelson in order to illuminate the sample with multi-line illumination. Regarding claim 7, Nelson discloses a spectrometry method comprising steps of: illuminating a sample (420, Fig. 4, or 520, Fig. 5, paragraph [0023]) using illumination light from a light source (410, Fig. 4 or 510, Fig. 5); causing signal light rays from the sample (420, Fig. 4, or 520, Fig. 5) to enter a fiber unit (440, Fig. 4, or 550, Fig. 5) from an entrance end surface (440, Fig. 4, or 550, Fig. 5) at which a plurality of fibers are adjacently arranged (see Figs. 4-5); causing the signal light rays to exit from an exit end surface of the fiber unit (450, Fig. 4, or 560, Fig. 5) at which the plurality of fibers are arranged in a multi-line shape at intervals (see 4X x 1D End, Figs. 4-5); dispersing the signal light rays (dispersive spectrograph, paragraph [0024]) exited from the exit end surface (450, Fig. 4, or 560, Fig. 5) and detecting the signal light rays by a two-dimensional array photodetector (470b, or 580b, Fig. 5); and referring to a layout relationship among the plurality of fibers at the entrance end surface (440, Fig. 4, or 550, Fig. 5) and the exit end surface of the fiber unit (450, Fig. 4, or 560, Fig. 5), generating a spectroscopic image of the sample (480, 490, Fig. 4, or 590, 595, Fig. 5) from a result of detection by the two-dimensional array photodetector (470b, or 580b, Fig. 5), wherein selectively illuminate a plurality of spots (see spots A, B, C, Figs. 4-5) on a region of interest of the sample (420, Fig. 4, or 520, Fig. 5), and signal light rays from the plurality of spots enter the fibers of the fiber unit (see spots A, B, C on fiber unit 440, Fig. 4, or 550, Fig. 5), respectively. Nelson does not disclose that a spatial light modulator modulates light from the light source. However, Fujita discloses a spatial light modulator (117, Fig. 9) modulates the illumination light from the light source (laser light source, not shown in Fig. 9, see paragraph [0110]) so as to selectively illuminate a plurality of spots on a region of interest of the sample (138, Fig. 9, paragraph [0112]). It would have been obvious to one of ordinary skill in the art before the effective filing date to include a spatial light modulator as disclosed by Fujita in the device of Nelson in order to illuminate the sample with multi-line illumination. Regarding claims 6 and 12, Nelson in view of Fujita discloses the spectrometry apparatus according to claim 1 and method of claim 7, and Nelson further discloses that signal light rays exited from different ones of the fibers (560, Fig. 5) are detected without being overlapped (paragraphs [0025], [0032]) at a light-receiving surface of the two-dimensional array photodetector (see 580b, Fig. 5). Claims 3 and 9 are rejected under 35 U.S.C. 103 as being unpatentable over Nelson in view of Fujita further in view of U.S. Patent Publication No. 2014/0268104 ("Treado"). Regarding claims 3 and 9, Nelson in view of Fujita discloses the spectrometry apparatus according to claim 1 and method of claim 7, but does not disclose further comprising a camera that captures an optical image of the sample, wherein the plurality of spots on the region of interest of the sample extracted based on the optical image are selectively illuminated. However, Treado discloses a camera that captures an optical image of the sample (paragraph [0070], [0086]), wherein the plurality of spots on the region of interest of the sample extracted based on the optical image are selectively illuminated (paragraph [0056], region of interest is illuminated for further interrogation after initial imaging). It would have been obvious to one of ordinary skill in the art before the effective filing date to use a camera for identifying regions of interest as disclosed by Treado in the device of Nelson in view of Fujita in order to help in surveillance and detection of regions of interest. Claims 4 and 10 are rejected under 35 U.S.C. 103 as being unpatentable over Nelson in view of Fujita further in view of U.S. Patent No. 5,615,673 ("Berger"). Regarding claims 4 and 10, Nelson in view of Fujita discloses the spectrometry apparatus according to claim 1 and method according to claim 7, but does not disclose that the plurality of fibers have a hexagonal close-packed arrangement at the entrance end surface of the fiber unit. However, Berger discloses the plurality of fibers have a hexagonal close-packed arrangement (see Fig. 2) at the entrance end surface of the fiber unit (202, Fig. 2, col. 6, lines 39-41). It would have been an obvious matter of design choice to one of ordinary skill in the art before the effective filing date to arrange the fiber bundle into any shape as required for an application. Claims 5 and 11 are rejected under 35 U.S.C. 103 as being unpatentable over Nelson in view of Fujita further in view of U.S. Patent Publication No. 2015/0085099 ("Kleppe"). Regarding claims 5 and 11, Nelson in view of Fujita discloses the spectrometry apparatus according to claim 1 and method of claim 7, but does not disclose that the entrance end surface of the fiber unit is laid out at a position conjugate to the sample. However, Kleppe discloses the entrance end surface of the fiber unit () is laid out at a position conjugate to the sample (paragraph [0106]). It would have been obvious to one of ordinary skill in the art before the effective filing date to place the entrance end surface of the fiber unit at a position conjugate to the sample as disclosed by Kleppe in the device of Nelson in view of Fujita in order to correctly transfer the spatial information from the sample to into the fibers, as it preserves spatial mapping. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MONICA T. TABA whose telephone number is (571)272-1583. The examiner can normally be reached Monday - Friday 9 am - 6 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Georgia Epps can be reached at 571-272-2328. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MONICA T TABA/Examiner, Art Unit 2878
Read full office action

Prosecution Timeline

Jul 19, 2024
Application Filed
Feb 04, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12590833
PROXIMITY SENSOR USING PARTIAL-TRANSMISSIVE-PARTIAL-REFLECTIVE OPTICAL ELEMENT AND MANUFACTURING METHOD THEREOF
2y 5m to grant Granted Mar 31, 2026
Patent 12584790
SENSOR AND SENSOR ARRAY AND DISPLAY PANEL AND ELECTRONIC DEVICE
2y 5m to grant Granted Mar 24, 2026
Patent 12578248
DISPLAY DEVICE WITH INTEGRATED DEFECT DETECTION FOR LOUVERED BLIND LAMELLAE
2y 5m to grant Granted Mar 17, 2026
Patent 12564003
Substrate Mapping Apparatus And Method Therefor
2y 5m to grant Granted Feb 24, 2026
Patent 12546651
OUTPUT CIRCUIT THAT OUTPUTS AMPLITUDE MODULATED SIGNAL HAVING VOLTAGE VALUE SELECTED FROM THREE OR MORE VOLTAGE VALUES
2y 5m to grant Granted Feb 10, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
95%
With Interview (+5.3%)
2y 2m
Median Time to Grant
Low
PTA Risk
Based on 191 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month