Prosecution Insights
Last updated: July 17, 2026
Application No. 18/730,555

METHODS, DEVICES AND COMPUTER STORAGE MEDIA FOR COMMUNICATION

Non-Final OA §102
Filed
Jul 19, 2024
Priority
Jan 25, 2022 — nonprovisional of PCTCN2022073882
Examiner
NGUYEN, KHAI MINH
Art Unit
Tech Center
Assignee
NEC Coporation
OA Round
1 (Non-Final)
87%
Grant Probability
Favorable
1-2
OA Rounds
4m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allowance Rate
1121 granted / 1288 resolved
+27.0% vs TC avg
Minimal +4% lift
Without
With
+4.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
22 currently pending
Career history
1315
Total Applications
across all art units

Statute-Specific Performance

§101
2.0%
-38.0% vs TC avg
§103
63.4%
+23.4% vs TC avg
§102
20.2%
-19.8% vs TC avg
§112
4.5%
-35.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1288 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application is being examined under the pre-AIA first to invent provisions. The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 64-83 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Matsumura et al. (US 20240251405 A1). Considering claim 64, Matsumura teaches a method, performed by a terminal device, the method comprising: receiving downlink control information comprising a first sounding reference signal resource indicator (SRI), a second SRI ([0064]-[0065]), a first transmit precoding matrix indication (TPMI) and a second TPMI, transmitting, to a network device ([0068], an uplink transmission based on the downlink control information ([0414]), wherein: in a case where a first transmission mode (Different layers, Fig.3B-C) of multiple panel simultaneous uplink transmission is configured via a radio resource control (RRC) message ([0060]), the first TPMI (Fig.6) is used to indicate a first precoder (Fig.9-10)to be applied over at least one layer {0 ... v1-1 } of the uplink transmission corresponding to the first SRI (Fig.3B-C, 6-10, [0096]-[0099], [0128]-[0130]), and the second TPMI (Fig.6) is used to indicate a second precoder (Fig.9-10) to be applied over at least one layer {v1 ... v2+v1-1 } of the uplink transmission corresponding to the second SRI (Fig.3B-C, 6A-B, [0096]-[0099], [0128]-[0130]), where v1 is a first number of layers indicated by the first TPMI and v2 is a second number of layers indicated by the second TPMI (Fig.3B-C, 6A-B, [0060], [0096]-[0099], [0196] correspondences between a precoding information and number of layers field value and the number of layers and a TPMI); in a case where a second transmission mode (L layers, Fig.3A) of multiple panel (panel #1, panel #2) simultaneous uplink transmission is configured via the RRC message ([0081] UE may be configured with two SRS resources by RRC), the first TPMI (Fig.6) is used to indicate the first precoder (Fig.9-10) to be applied over at least one layer {0 ... v-1 } of the uplink transmission corresponding to the first SRI (Fig.3A, [0052] apply a precoder for each coherent antenna port, and the like, [0055], [0128]-[0129]), and the second TPMI (Fig.6) is used to indicate the second precoder (Fig.9-10) to be applied over at least one layer {0 ... v-1 } of the uplink transmission corresponding to the second SRI (Fig.3A, [0052] apply a precoder for each coherent antenna port, and the like, [0055], [0128]-[0129]), where v is a number of layers of the uplink transmission corresponding to the first TPMI and the second TPMI respectively (Fig.3A, 6-10, [0060], [0094]-[0095], [0196] correspondences between a precoding information and number of layers field value and the number of layers and a TPMI). Considering claim 71, Matsumura teaches a method, performed by a network device, the method comprising: transmitting downlink control information comprising a first sounding reference signal resource indicator (SRI), a second SRI ([0064]-[0065]), a first transmit precoding matrix indication (TPMI) and a second TPMI ([0068]), receiving, from a terminal device, an uplink transmission associated with the downlink control information ([0414]), wherein: in a case where a first transmission mode (Different layers, Fig.3B-C) of multiple panel simultaneous uplink transmission is configured via a radio resource control (RRC) message ([0060]), the first TPMI (Fig.6) is used to indicate a first precoder (Fig.9-10)to be applied over at least one layer {0 ... v1-1 } of the uplink transmission corresponding to the first SRI (Fig.3B-C, 6-10, [0096]-[0099], [0128]-[0130]), and the second TPMI (Fig.6) is used to indicate a second precoder (Fig.9-10) to be applied over at least one layer {v1 ... v2+v1-1 } of the uplink transmission corresponding to the second SRI (Fig.3B-C, 6A-B, [0096]-[0099], [0128]-[0130]), where v1 is a first number of layers indicated by the first TPMI and v2 is a second number of layers indicated by the second TPMI (Fig.3B-C, 6A-B, [0060], [0096]-[0099], [0196] correspondences between a precoding information and number of layers field value and the number of layers and a TPMI); in a case where a second transmission mode (L layers, Fig.3A) of multiple panel (panel #1, panel #2) simultaneous uplink transmission is configured via the RRC message ([0081] UE may be configured with two SRS resources by RRC), the first TPMI (Fig.6) is used to indicate the first precoder (Fig.9-10) to be applied over at least one layer {0 ... v-1 } of the uplink transmission corresponding to the first SRI (Fig.3A, [0052] apply a precoder for each coherent antenna port, and the like, [0055], [0128]-[0129]), and the second TPMI (Fig.6) is used to indicate the second precoder (Fig.9-10) to be applied over at least one layer {0 ... v-1 } of the uplink transmission corresponding to the second SRI (Fig.3A, [0052] apply a precoder for each coherent antenna port, and the like, [0055], [0128]-[0129]), where v is a number of layers of the uplink transmission corresponding to the first TPMI and the second TPMI respectively (Fig.3A, 6-10, [0060], [0094]-[0095], [0196] correspondences between a precoding information and number of layers field value and the number of layers and a TPMI). Considering claim 78, Matsumura teaches a terminal device, comprising a processor configured to cause the terminal device to: receive downlink control information comprising a first sounding reference signal resource indicator (SRI), a second SRI ([0064]-[0065]), a first transmit precoding matrix indication (TPMI) and a second TPMI, transmitting, to a network device ([0068], an uplink transmission based on the downlink control information ([0414]), wherein: in a case where a first transmission mode (Different layers, Fig.3B-C) of multiple panel simultaneous uplink transmission is configured via a radio resource control (RRC) message ([0060]), the first TPMI (Fig.6) is used to indicate a first precoder (Fig.9-10)to be applied over at least one layer {0 ... v1-1 } of the uplink transmission corresponding to the first SRI (Fig.3B-C, 6-10, [0096]-[0099], [0128]-[0130]), and the second TPMI (Fig.6) is used to indicate a second precoder (Fig.9-10) to be applied over at least one layer {v1 ... v2+v1-1 } of the uplink transmission corresponding to the second SRI (Fig.3B-C, 6A-B, [0096]-[0099], [0128]-[0130]), where v1 is a first number of layers indicated by the first TPMI and v2 is a second number of layers indicated by the second TPMI (Fig.3B-C, 6A-B, [0060], [0096]-[0099], [0196] correspondences between a precoding information and number of layers field value and the number of layers and a TPMI); in a case where a second transmission mode (L layers, Fig.3A) of multiple panel (panel #1, panel #2) simultaneous uplink transmission is configured via the RRC message ([0081] UE may be configured with two SRS resources by RRC), the first TPMI (Fig.6) is used to indicate the first precoder (Fig.9-10) to be applied over at least one layer {0 ... v-1 } of the uplink transmission corresponding to the first SRI (Fig.3A, [0052] apply a precoder for each coherent antenna port, and the like, [0055], [0128]-[0129]), and the second TPMI (Fig.6) is used to indicate the second precoder (Fig.9-10) to be applied over at least one layer {0 ... v-1 } of the uplink transmission corresponding to the second SRI (Fig.3A, [0052] apply a precoder for each coherent antenna port, and the like, [0055], [0128]-[0129]), where v is a number of layers of the uplink transmission corresponding to the first TPMI and the second TPMI respectively (Fig.3A, 6-10, [0060], [0094]-[0095], [0196] correspondences between a precoding information and number of layers field value and the number of layers and a TPMI). Considering claims 65, 72, 79, Matsumura teaches wherein the first precoder (M, Fig.9-10) indicated by the first TPMI (Fig.6) and the second precoder indicated by the second TPMI (Fig.6) correspond to different antenna ports (Fig.6-10, [0046], [0060]). Considering claims 66, 73, 80, Matsumura teaches wherein: for the first transmission mode, different layers of the uplink transmission are separately transmitted to two transmit and receive points (TRPs) (Fig.3B-C, [0096]-[0099]); for the second transmission mode, same layers of the uplink transmission are transmitted to the two TRPs (Fig.3A, [0094]-[0095]). Considering claims 67, 74, 81, Matsumura teaches wherein: the first SRI and the first TPMI are associated with a first sounding reference signal (SRS) resource set (Fig.6-10, [0130], [0217]), and the second SRI and the second TPMI are associated with a second SRS resource set (Fig.6-10, [0130], [0217]). Considering claims 68, 75, 82, Matsumura teaches wherein: a parameter of maximum number of layers is configured corresponding to different transmission mode ([0094]-[0099] Coherent and non-Coherent), and a same value of the parameter is associated with the first TPMI and the second TPMI (Fig.6-10, [0231]-[0236]). Considering claims 69, 76, 83, Matsumura teaches wherein a total number of layers of the uplink transmission corresponds to one codeword (Fig.6-10, [0231]-[0236]). Considering claims 70, 77, Matsumura teaches wherein transmission capability information associated with the first transmission mode or the second transmission mode is transmitted to the network device/ or received from the terminal device (Fig.1-10, [0195]-[0200]). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to KHAI MINH NGUYEN whose telephone number is (571)272-7923. The examiner can normally be reached 6-3. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Charles Appiah can be reached at 571-272-7904. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KHAI M NGUYEN/Primary Examiner, Art Unit 2641
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Prosecution Timeline

Jul 19, 2024
Application Filed
Jul 02, 2026
Non-Final Rejection mailed — §102 (current)

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Prosecution Projections

1-2
Expected OA Rounds
87%
Grant Probability
92%
With Interview (+4.5%)
2y 4m (~4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1288 resolved cases by this examiner. Grant probability derived from career allowance rate.

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