Prosecution Insights
Last updated: July 17, 2026
Application No. 18/738,879

CUTTING ASSEMBLY FOR LONGWALL MINING SYSTEM

Final Rejection §103
Filed
Jun 10, 2024
Priority
Nov 16, 2020 — provisional 63/114,235 +1 more
Examiner
KRECK, JANINE MUIR
Art Unit
3672
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Joy Global Underground Mining LLC
OA Round
3 (Final)
78%
Grant Probability
Favorable
4-5
OA Rounds
2m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allowance Rate
1051 granted / 1346 resolved
+26.1% vs TC avg
Moderate +14% lift
Without
With
+13.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
26 currently pending
Career history
1367
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
63.2%
+23.2% vs TC avg
§102
6.5%
-33.5% vs TC avg
§112
14.7%
-25.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1346 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . The amendment dated 16 March has been entered. The rejections set forth in the Non-Final rejection dated 30 June 2025 have been overcome. Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 21, 22, 24, 25, 39 is/are rejected under 35 U.S.C. 103 as being unpatentable over CN110318751 in view of GB2068041. CN110318751 described the cutting assembly for a longwall mining machine comprising: a housing 21 configured to be coupled to an end of a pivotable support arm 1/11 drum supported for rotation relative to the housing about an axis of rotation; a gear drive 4/5/6 at least partially supported by and positioned within the housing, the gear drive including at least one planetary gear 5 transmitting torque to the drum three motors 22 (fig 6) at least partially supported by and positioned within the housing, each of the three motors oriented parallel to the axis of rotation and laterally offset from the axis of rotation, each of the three motors generating torque to drive the drum via the gear drive. CN110318751 lacks explicit disclosure of the cutting bits. GB2068041—in the same field of endeavor—described cutting assembly for longwall mining machine with cutting bits 25. One of ordinary skill would have understood that the bits would have bene advantageous to effectively cut coal and therefore would have found it obvious to have modified CN110318751 to have bits as claimed. Regarding claim 22: “ motor unit 2” is illustrated located at rear side in fig 2. Regarding claim 24: see fig 4 and 5 and accompanying translated text1 Regarding claim 25: CN110318751 describes multiple planetary stages and therefore differs from the claimed invention in the four-stage transmission. Examiner finds that duplication of parts-in this case transmission stages-is prima facie obvious absent any new and unexpected results. ALTERNATIVELY, design of transmission gears including number of transmission stages would have been an obvious design consideration, and one of ordinary skill in the art would have found four stages to be obvious based on torque and/or speed requirements. Regarding claim 39: CN110318751 abstract2 suggests the each motor engaged with the sun gear. Claim(s) 27, 29, 31, 32, 40 is/are rejected under 35 U.S.C. 103 as being unpatentable over CN110318751 in view of STALKER US3290096 CN110318751 described the cutting assembly for a mining machine comprising: a housing 21 configured to be coupled to an end of a pivotable support arm 1/11 drum supported for rotation relative to the housing about an axis of rotation; a gear drive 4/5/6 at least partially supported by and positioned within the housing, the gear drive including a plurality of planetary gear stages transmitting torque to the drum; three motors 22 (fig 6) at least partially supported by and positioned within the housing, each of the three motors oriented parallel to the axis of rotation and laterally offset from the axis of rotation, each of the three motors generating torque to drive the drum via the gear drive. The invention of claim 27 differs from CN110318751 in the features of the cutting bits and ring spacer. CN110318751 lacks explicit disclosure of the cutting bits. STALKER—in the same field of endeavor—described cutting assembly for mining machine with cutting bits 17. One of ordinary skill would have understood that the bits would have bene advantageous to effectively cut coal and therefore would have found it obvious to have modified CN110318751 to have bits as claimed. Regarding the ring spacer: Examiner finds that the prior art includes each element claimed, albeit no in a single reference. As STALKER shows a spacer ring in similar drum as early as 1963, one of ordinary skill in the art could have combined the features using known techniques and the results would have been predictable (KSR A). Therefore the combination recited in claim 27 is unpatentable. Regarding claim 29: STALKER shows the spacer coupled to the ring gear 68. Modification of CN110318751 to have the spacer would result in at least one ring gear directly coupled to the spacer and inherently result in the remaining ring gears at least indirectly coupled to the spacer. Regarding claim 31: CN110318751 described two stages (abstract) Regarding claim 32: CN110318751 describes multiple planetary stages but lacks the at least a four-stage transmission. Examiner finds that duplication of parts-in this case transmission stages-is prima facie obvious absent any new and unexpected results. ALTERNATIVELY, design of transmission gears including number of transmission stages would have been an obvious design consideration, and one of ordinary skill in the art would have found four stages to be obvious based on torque requirements. Regarding claim 40: CN110318751 abstract suggests the each motor engaged with the sun gear. Claim(s) 33, 34, 36, 37, 38 is/are rejected under 35 U.S.C. 103 as being unpatentable over CN110318751 in view of DE3829225. CN110318751 described the cutting assembly for a longwall mining system comprising: support arm 1/11 having first and second ends (left and right in fig 2) the first end supported for pivoting (one of ordinary skill in the art would have understood “rocker” means pivoting axis normal to the mine face) forward surface (bottom fig 2) and rear surface; housing 21; drum supported for rotation relative to the housing about an axis of rotation; a gear drive 4/5/6 at least partially supported by and positioned within the housing, the gear drive including at least one planetary gear stages transmitting torque to the drum; three motors 22 (fig 6) at least partially supported by and positioned within the housing, each of the three motors oriented parallel to the axis of rotation and laterally offset from the axis of rotation, each of the three motors generating torque to drive the drum via the gear drive. Claim 33 differs from CN110318751 in the drum extending around a portion of the housing and the bits. CN110318751 lacks explicit disclosure of the cutting bits. DE3829225—in the same field of endeavor—illustrated cutting assembly for mining machine with cutting bits (figure 1 between drum and coal). One of ordinary skill would have understood that the bits would have bene advantageous to effectively cut coal and therefore would have found it obvious to have modified CN110318751 to have bits as claimed. Regarding the drum extending around a portion of the housing: DE3829225 also illustrated a drum 3 extending around a portion of the gear housing. Examiner finds that the prior art includes each element claimed, albeit no in a single reference. As DE3829225 shows a drum surrounding a gear housing as early as 1990, one of ordinary skill in the art could have combined the features using known techniques and the results would have been predictable (KSR A). Therefore the combination recited in claim 33 is unpatentable. Regarding claim 34: CN110318751 described the motors adjacent a rear side of the housing and as DE3829225 suggests the drum adjacent the forward side of the housing, modification of CN110318751 to have the drum both extending around and adjacent the forward side of the housing is unpatentable by the same KSR A rationale. Regarding claim 36: CN110318751 described (e.g. abstract) the first and second gear stages as claimed. Regarding claim 37: CN110318751 described the arm at least partially hollow, as evidence by #7 and 8 in fig 2. Regarding claim 38: CN110318751 abstract suggests the each motor engaged with the sun gear. Claim(s) 26 is/are rejected under 35 U.S.C. 103 as being unpatentable over CN110318751 in view of GB2068041 as applied to claim 21 above, and further in view of KELLEY US3721135. CN110318751 -as modified-lacks the compound gear with first and second portions of claim 26. KELLEY described the use of such a compound gear in a planetary gear stage. One of ordinary skill in the art would have found it obvious to have further modified CN110318751 to have the compound gear as claimed, in order to simplify the system with fewer discrete parts. Claim(s) 28 is/are rejected under 35 U.S.C. 103 as being unpatentable over CN110318751 in view of STALKER US3290096 as applied to claim 27 above, and further in view of KELLEY US3721135. CN110318751 -as modified-lacks the compound gear with first and second portions of claim 26. KELLEY described the use of such a compound gear in a planetary gear stage. One of ordinary skill in the art would have found it obvious to have further modified CN110318751 to have the compound gear as claimed, in order to simplify the system with fewer discrete parts.. Response to Arguments Applicant’s arguments have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Janine M KRECK whose telephone number is (571)272-7042. The examiner can normally be reached telework: M-F 0600-1530 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Nicole Coy can be reached at 5712725405. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Janine M Kreck/Primary Examiner, Art Unit 3672 1 primary gear 4, as shown in FIG. 5, form a first level speed-reducing torque-increasing part, the primary gear 4 of the central rotating shaft and a plurality of planet gears arranged in planetary 5 meshing transmission, pattern as shown in FIG. 4, form a secondary speed-reducing torque-increasing part 2 output shaft of the motor in the motor unit are synchronously engaged with a primary gear in the gear-box, form a first level speed-reducing torque-increasing part, the central rotating shaft of the primary gear
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Prosecution Timeline

Jun 10, 2024
Application Filed
Feb 18, 2025
Final Rejection mailed — §103
May 19, 2025
Request for Continued Examination
May 21, 2025
Response after Non-Final Action
Jun 30, 2025
Non-Final Rejection mailed — §103
Oct 30, 2025
Response Filed
Mar 16, 2026
Response Filed
Jun 02, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

4-5
Expected OA Rounds
78%
Grant Probability
92%
With Interview (+13.6%)
2y 3m (~2m remaining)
Median Time to Grant
High
PTA Risk
Based on 1346 resolved cases by this examiner. Grant probability derived from career allowance rate.

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