Prosecution Insights
Last updated: July 17, 2026
Application No. 18/746,374

METHODS, APPARATUS, SYSTEMS AND PROCEDURES FOR UPLINK (UL) CHANNEL RECIPROCITY

Non-Final OA §103
Filed
Jun 18, 2024
Priority
Aug 10, 2016 — provisional 62/373,203 +7 more
Examiner
KAMARA, MOHAMED A
Art Unit
2412
Tech Center
2400 — Computer Networks
Assignee
InterDigital Inc.
OA Round
1 (Non-Final)
89%
Grant Probability
Favorable
1-2
OA Rounds
3m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 89% — above average
89%
Career Allowance Rate
956 granted / 1072 resolved
+31.2% vs TC avg
Moderate +9% lift
Without
With
+8.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
25 currently pending
Career history
1101
Total Applications
across all art units

Statute-Specific Performance

§101
5.1%
-34.9% vs TC avg
§103
71.1%
+31.1% vs TC avg
§102
4.0%
-36.0% vs TC avg
§112
10.3%
-29.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1072 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION This office action is in response to the application filed on 06/18/2024. Claims 2-20 are currently pending. Claim 1 is canceled in a preliminary amendment. Claims 2-20 are newly added. Claims 2-20 are rejected. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 2-17 are rejected under 35 U.S.C. 103 as being unpatentable Stefan Parkvall et al (US 20170201300 A1) in view of Chester Park et al (US 20140029650 A1). For Claim 2, Parkvall discloses a method of uplink (UL) transmission implemented by a Wireless Transmit/Receive Unit (WTRU) using a plurality of Sounding Reference Signals (SRSs) (Parkvall teaches, in ¶ 0073, lines 1-3, a method in the communications network 100 for transmitting data from the wireless device 108 to the RN 106), the method comprising: precoding, by the WTRU, the plurality of SRSs using first precoding information which is based on the measured one or more DL RSs (Parkvall teaches, in ¶ 0095 & FIG. 3, step 306, that the wireless device 108 transmits, to the RN 106, at least one SRS precoded with a respective at least one precoder comprised in the subset); transmitting, by the WTRU to a network entity, the plurality of SRSs that are precoded (Parkvall teaches, in ¶ 0095 & FIG. 3, step 306, that the wireless device 108 transmits, to the RN 106, at least one SRS precoded with a respective at least one precoder comprised in the subset); receiving, by the WTRU, an UL grant including an indicator indicating second precoding information (Parkvall teaches, in ¶ 0103 & FIG. 3, step 309, that the RN 106 may transmit a signal indicative of a selected precoder to be used for the transmission to the RN 106, which signal is received by the wireless device 108. In some embodiments, the RN 106 may additionally or alternatively transmit, to the wireless device 108, a scheduling grant which scheduling grant is based on the selected precoder); precoding, by the WTRU, UL data symbols using the indicated second precoding information; and transmitting, by the WTRU, the UL data symbols that are precoded using the indicated second precoding information (Parkvall teaches, in ¶ 0106 & FIG. 3, step 310, that the wireless device 108 transmits data to the RN 106 in accordance with the received scheduling grant. Thus, the wireless device 108 transmits data to the RN 106 using the selected precoder). Parkvall also teaches, in ¶ 0294, that The RN 106 may request a sounding reference signal of one or more of the beam directions in the subset S in order to assess the channel quality using the different corresponding precoders. However, it should be understood that this action may be optional and that the RN 106 may schedule data transmissions on different precoders (e.g. beams) in the subset S without a preceding sounding reference signal. Parkvall fails to expressly disclose measuring, by the WTRU, one or more downlink (DL) reference signals (RSs). However, Park, in the analogous art, discloses measuring, by the WTRU, one or more downlink (DL) reference signals (RSs) (Park teaches, in ¶ 0033, that Based on the estimated channel state information, the transmitting device 200 or the receiving device 300 selects a precoding matrix from a codebook, such as the exemplary codebook shown in FIG. 4 or 5. The precoder selection takes place upon receiving a reference signal that can be used for CSI estimation, for example, a DM-RS reference signal or a SRS reference signal). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the system in Parkvall with the CSI estimate taught in Park. The motivation is so that suitable precoder can be selected from the codebook to precode transmit signals at a transmitter [Park: ¶ 0004]. For Claim 3, Parkvall discloses a method, wherein the transmitting of the SRSs that are precoded includes sending an indication to the network entity of a set of first precoders (Parkvall teaches, in ¶ 0176, that The wireless device 108 may transmit the update request to the RN 106 in order to inform the RN 106 that an update of the subset is needed or would be beneficial. Thereby, the RN 106 may prepare for the update of the subset. However, the wireless device 108 may also in some embodiments transmit the update request to the RN 106 in order to receive a permission or instruction from the RN 106 to perform the update of the subset). For Claim 4, Parkvall discloses a method, further comprising: determining, by the WTRU, a subset, as the second precoding information, of the set of first precoders based on the indicator included in the UL grant (Parkvall teaches, in ¶ 0103 & FIG. 3, step 309, that the RN 106 may transmit a signal indicative of a selected precoder to be used for the transmission to the RN 106, which signal is received by the wireless device 108. In some embodiments, the RN 106 may additionally or alternatively transmit, to the wireless device 108, a scheduling grant which scheduling grant is based on the selected precoder). For Claim 5, Parkvall discloses a method, wherein the second precoding information is used to generate any of a beam: (1) in a particular direction; (2) to avoid or to substantially avoid an interference direction; (3) to cancel or to reduce interference between or among the WTRU and one or more further WTRUs; or (4) having a null space that corresponds to an interference direction associated with at least one other WTRU. (Parkvall teaches, in ¶ 0070 that A Radio Node (RN) 106, e.g. an eNodeB (eNB), or a second wireless device in case of D2D communication, may then configure the wireless device 108 to transmit one or more, or in some embodiments more than one, sounding reference signals weighted by different precoders, i.e. in different beams or beam directions, in the determined subset to further determine upon which beam(s) to schedule uplink data transmissions). For Claim 6, Parkvall discloses a method, wherein the plurality of SRSs and the UL data symbols are precoded differently (Parkvall teaches, in ¶ 0106 & FIG. 3, step 310, that the wireless device 108 transmits data to the RN 106 in accordance with the received scheduling grant. Thus, the wireless device 108 transmits data to the RN 106 using the selected precoder). Since the precoder used in step 310 is selected by RN 106, Examiner believes said step 310 precoder is different for that used to transmit the SRS in step 306. For Claim 7, Parkvall discloses all of the claimed subject matter with the exception that the first precoding information is determined by the WTRU based on the measured one or more DL RSs. However, Park, in the analogous art, discloses that the first precoding information is determined by the WTRU based on the measured one or more DL RSs (Park teaches, in ¶ 0033, that Based on the estimated channel state information, the transmitting device 200 or the receiving device 300 selects a precoding matrix from a codebook, such as the exemplary codebook shown in FIG. 4 or 5. The precoder selection takes place upon receiving a reference signal that can be used for CSI estimation, for example, a DM-RS reference signal or a SRS reference signal). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the system in Parkvall with the CSI estimate taught in Park. The motivation is so that suitable precoder can be selected from the codebook to precode transmit signals at a transmitter [Park: ¶ 0004]. For Claim 8, Parkvall discloses all of the claimed subject matter with the exception that the measured one or more DL RSs are channel state information (CSI) RSs. However, Park, in the analogous art, discloses that the measured one or more DL RSs are channel state information (CSI) RSs (Park teaches, in ¶ 0026, that Examples of reference signals include SRS and DM-RS signals. Based on the estimated CSI, the receiver selects a precoder and informs the transmitter of the selected precoder for use in precoding transmit signals). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the system in Parkvall with the CSI estimate taught in Park. The motivation is so that suitable precoder can be selected from the codebook to precode transmit signals at a transmitter [Park: ¶ 0004]. For Claim 9, Parkvall discloses a method, wherein the indicator is an index to identify the second precoding information (Parkvall teaches, in ¶ 0081, that If for example, the subset comprises five precoders the wireless device 108 may transmit, to the RN 106, the number five or information relating to the five precoders, e.g. a respective index for each precoder. However, if the subset comprises five precoders but only three of them are unique, the wireless device 108 may transmit only information relating to the three unique precoders). For Claims 10-17, please refer to the rejection of For Claims 2-9, above. Claims 18-20 are rejected under 35 U.S.C. 103 as being unpatentable Stefan Parkvall et al (US 20170201300 A1) in view of Niklas Wernersson et al (US 20170257154 A1). For Claim 18, Parkvall discloses a Network Access Point (NAP) configured to provide precoding assistance to a Wireless Transmit/Receive Unit (WTRU) using a plurality of Sounding Reference Signals (SRSs) (Parkvall teaches, in ¶ 0073, lines 1-3, a method in the communications network 100 for transmitting data from the wireless device 108 to the RN 106), the NAP comprising: a processor and a transceiver which are configured to: receive, from the WTRU, the plurality of SRSs that are precoded (Parkvall teaches, in ¶ 0095 & FIG. 3, step 306, that the wireless device 108 transmits, to the RN 106, at least one SRS precoded with a respective at least one precoder comprised in the subset), determine a set of precoders associated with the precoded SRSs that are recommended by the WTRU (Parkvall teaches, in ¶ 0176, that The wireless device 108 may transmit the update request to the RN 106 in order to inform the RN 106 that an update of the subset is needed or would be beneficial. Thereby, the RN 106 may prepare for the update of the subset. However, the wireless device 108 may also in some embodiments transmit the update request to the RN 106 in order to receive a permission or instruction from the RN 106 to perform the update of the subset), select a subset of the set of precoders, transmit, to the WTRU, an UL grant including an indicator indicating the selected subset of the set of recommended precoders (Parkvall teaches, in ¶ 0103 & FIG. 3, step 309, that the RN 106 may transmit a signal indicative of a selected precoder to be used for the transmission to the RN 106, which signal is received by the wireless device 108. In some embodiments, the RN 106 may additionally or alternatively transmit, to the wireless device 108, a scheduling grant which scheduling grant is based on the selected precoder), receive UL data symbols from the WTRU (Parkvall teaches, in ¶ 0106 & FIG. 3, step 310, that the wireless device 108 transmits data to the RN 106 in accordance with the received scheduling grant. Thus, the wireless device 108 transmits data to the RN 106 using the selected precoder). Parkvall fails to expressly disclose to decode the UL data symbols using the subset of the set of recommended precoders. However, Wernersson, in the analogous art, discloses to decode the UL data symbols using the subset of the set of recommended precoders (Wernersson teaches, in ¶ 0077, that the receiving node 50 decodes the precoded transmission of the auxiliary-elements reference signal using the respective coarse-granularity precoders). Wernersson also teaches, in ¶ 0077, that the receiving node 50 in one embodiment selects the recommended precoder a multi-granular precoder X,.sub.mg in a multi-granular codebook C.sub.mg , from amongst a subset of multi-granular precoders in the codebook that factorize into any of the one or more coarse-granularity precoders indicated by the codebook subset restriction signaling. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the system in Parkvall with the coarse-granularity precoders taught in Wernersson. The motivation is to reduce inter-stream interference at the receiving node [Wernersson: ¶ 0002]. For Claim 19, Parkvall discloses a Network Access Point (NAP), wherein the plurality of SRSs and the UL data symbols are precoded differently (Parkvall teaches, in ¶ 0106 & FIG. 3, step 310, that the wireless device 108 transmits data to the RN 106 in accordance with the received scheduling grant. Thus, the wireless device 108 transmits data to the RN 106 using the selected precoder). Since the precoder used in step 310 is selected by RN 106, Examiner believes said step 310 precoder is different for that used to transmit the SRS in step 306. For Claim 20, Parkvall discloses a Network Access Point (NAP), wherein the indicator is an index to identify the subset of the set of precoders (Parkvall teaches, in ¶ 0081, that If for example, the subset comprises five precoders the wireless device 108 may transmit, to the RN 106, the number five or information relating to the five precoders, e.g. a respective index for each precoder. However, if the subset comprises five precoders but only three of them are unique, the wireless device 108 may transmit only information relating to the three unique precoders). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Xu et al (US 20090046800 A1) teaches Techniques for sending a MIMO transmission in a wireless communication system. The transmitter selects the precoding matrix based on the second reference signal and in accordance with the same selection criterion used by the receiver. The transmitter then sends a MIMO transmission to the receiver based on the CQI or MCS information obtained from the receiver and the precoding matrix selected by the transmitter. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MOHAMED A KAMARA whose telephone number is (571)270-5629. The examiner can normally be reached M-F 9AM-4PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, CHARLES JIANG can be reached on 5712707191. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MOHAMED A KAMARA/Primary Examiner, Art Unit 2412
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Prosecution Timeline

Jun 18, 2024
Application Filed
Jun 10, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
89%
Grant Probability
98%
With Interview (+8.8%)
2y 4m (~3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1072 resolved cases by this examiner. Grant probability derived from career allowance rate.

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