Prosecution Insights
Last updated: April 19, 2026
Application No. 18/749,015

TRANSPORTATION DEVICE AND THERMAL MANAGEMENT SYSTEM AND THERMAL MANAGEMENT METHOD THEREFOR

Non-Final OA §103
Filed
Jun 20, 2024
Examiner
NORMAN, MARC E
Art Unit
3763
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Contemporary Amperex Intelligence Technology (Shanghai) Limited
OA Round
1 (Non-Final)
84%
Grant Probability
Favorable
1-2
OA Rounds
2y 9m
To Grant
94%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allow Rate
1117 granted / 1331 resolved
+13.9% vs TC avg
Moderate +10% lift
Without
With
+10.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
41 currently pending
Career history
1372
Total Applications
across all art units

Statute-Specific Performance

§101
2.2%
-37.8% vs TC avg
§103
40.8%
+0.8% vs TC avg
§102
20.7%
-19.3% vs TC avg
§112
27.7%
-12.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1331 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Interpretation The following is a quotation of 35 U.S.C. 112(f): (f) Element in Claim for a Combination. – An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The following is a quotation of pre-AIA 35 U.S.C. 112, sixth paragraph: An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The claims in this application are given their broadest reasonable interpretation using the plain meaning of the claim language in light of the specification as it would be understood by one of ordinary skill in the art. The broadest reasonable interpretation of a claim element (also commonly referred to as a claim limitation) is limited by the description in the specification when 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is invoked. As explained in MPEP § 2181, subsection I, claim limitations that meet the following three-prong test will be interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph: (A) the claim limitation uses the term “means” or “step” or a term used as a substitute for “means” that is a generic placeholder (also called a nonce term or a non-structural term having no specific structural meaning) for performing the claimed function; (B) the term “means” or “step” or the generic placeholder is modified by functional language, typically, but not always linked by the transition word “for” (e.g., “means for”) or another linking word or phrase, such as “configured to” or “so that”; and (C) the term “means” or “step” or the generic placeholder is not modified by sufficient structure, material, or acts for performing the claimed function. Use of the word “means” (or “step”) in a claim with functional language creates a rebuttable presumption that the claim limitation is to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites sufficient structure, material, or acts to entirely perform the recited function. Absence of the word “means” (or “step”) in a claim creates a rebuttable presumption that the claim limitation is not to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is not interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites function without reciting sufficient structure, material or acts to entirely perform the recited function. Claim limitations in this application that use the word “means” (or “step”) are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. Conversely, claim limitations in this application that do not use the word “means” (or “step”) are not being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. This application includes one or more claim limitations that do not use the word “means,” but are nonetheless being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, because the claim limitation(s) uses a generic placeholder that is coupled with functional language without reciting sufficient structure to perform the recited function and the generic placeholder is not preceded by a structural modifier. Such claim limitation(s) is/are: “transportation device,” “control module,” “detection module,” “air conditioning system,” and “flow distribution component” used throughout the claims. Because this/these claim limitation(s) is/are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, it/they is/are being interpreted to cover the corresponding structure described in the specification as performing the claimed function, and equivalents thereof. For the record: “Transportation device” has been interpreted according to the corresponding structure described at para. 0003 as being a car, and equivalents thereof. “Control module” has been interpreted according to the corresponding structure described at para. 0064 as being an air conditioner controller, and equivalents thereof. “Detection module” has been interpreted according to the corresponding structure described at para. 0070, and equivalents thereof. “Air conditioning system” has been interpreted according to the corresponding structure of reference numeral 10 as illustrated in Figs. 1-8, and equivalents thereof. “Flow distribution component” has been interpreted according to the corresponding structure described at paras. 0077 and 0118, and equivalents thereof. If applicant does not intend to have this/these limitation(s) interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, applicant may: (1) amend the claim limitation(s) to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph (e.g., by reciting sufficient structure to perform the claimed function); or (2) present a sufficient showing that the claim limitation(s) recite(s) sufficient structure to perform the claimed function so as to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1-5, 11-14, and 18-19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Kim (US 10343483 B2) in view of Johnson et al. (US 2012/0183815 A1). As per claim 1, Kim discloses a thermal management system for a transportation device (vehicle), comprising: an air-conditioning system 40; a thermal management loop (50, 60, 10), wherein the thermal management loop is configured to: circulate a first heat-conducting medium to perform thermal management on a specified part of the transportation device (battery B, motor 16, control unit 17, charger 18); and exchange heat with the air-conditioning system to selectively transfer heat generated by the specified part to the air-conditioning system at least when the air- conditioning system is in a heating state (Figs. 4, 5, 8; etc.), to provide at least a partial heat source for an evaporation process of the air-conditioning system (at evaporator 47); and an auxiliary heater 25, wherein the auxiliary heater is configured to selectively replenish heat for the thermal management loop (col. 17, lines 29-32). As per claim 2, Kim discloses the system further comprising: controlling the auxiliary heater to replenish heat for the thermal management loop (col. 17, lines 29-32), although does not explicitly teach a control module or the heating supply demand being related to the heat generated by the specific part. Johnson et al. teach a control module (controller 109) and the concept of controlling a thermal management system according to the temperatures of specific parts of the system (para. 0028; etc.). It would have been obvious to one of ordinary skill in the art at the effective filing date of the application to similarly provide a control module to the system of Kim for the simple purpose of carrying out the various controls discussed therein. Further, it would have been obvious to one of ordinary skill in the art at the effective filing date of the application to utilize the heat generation of the specific part as a basis for the controls Kim since, as discussed in Johnson et al., it is well understood that the temperatures of (and thus heat generated by) each of the component parts of temperature control loops are well understood to affect the overall operation of the thermal system. As per claim 3, Kim discloses the system operating in heating mode and determining whether the required heat demand is being met (col. 17, lines 29-32), but does not teach the system further comprising: a detection module, wherein the detection module is configured to detect an operating state or an operating environment of the air-conditioning system when the air-conditioning system is in the heating state; wherein the control module is further configured to determine, based on a detection result of the detection module, whether the heat generated by the specified part meets the heat supply demand of the air-conditioning system. Johnson et al. teach a detection module (temperature detectors), wherein the detection module is configured to detect an operating state (temperature) or an operating environment of the air-conditioning system, wherein the control module is further configured to determine, based on a detection result of the detection module (para. 0028; etc.). It would have been obvious to one of ordinary skill in the art at the effective filing date of the application to apply the temperature detection arrangement of Johnson e al. to the system of Kim in order to determine whether the heat generated by the specified part meets the heat supply demand of the air-conditioning system as simply a particular application of the teachings of Johnson et al. regarding the effect the temperature of a particular component of a thermal system has of the operation of the system. As per claim 4, Kim does not teach wherein the operating environment comprises temperature of the first heat-conducting medium, the detection module is configured to detect the temperature of the first heat-conducting medium before heat exchange between the first heat-conducting medium and the air-conditioning system, and the control module is configured to determine, in response to the temperature detected by the detection module being lower than a preset temperature threshold, that the heat generated by the specified part does not meet the heat supply demand of the air-conditioning system. Johnson et al. teach detecting temperature at various regions of the coolant loop (para. 0028) in order determine operation of thermal components of the thermal system (para. 0028; etc.). It would have been obvious to one of ordinary skill in the art at the effective filing date of the application to apply such coolant loop temperature detection to determine whether the heat generated by the specific part meets the heat demand as simply a particular application of the basic monitoring arrangement discussed by Johnson et al. for the purpose of ensuring proper operation of the system. As per claim 5, Kim does not teach wherein the control module is further configured to control, in response to a heat supply demand of the specified part itself, the auxiliary heater to replenish heat for the thermal management loop, so as to heat the specified part through the first heat-conducting medium. Johnson et al. teach the concept of controlling thermal components (including heater 247) according to the detected temperatures of specified parts (e.g., battery 241) according to the thermal needs of the system. It would have been obvious to one of ordinary skill in the art at the effective filing date of the application to similarly control the heater 25 according to the detected temperature of the battery B of Kim for the same purpose ensuring desired thermal operation according to the requirements of the system. As per claim 11, Kim discloses wherein the thermal management loop comprises at least two thermal management sub- loops (10, 50, 60), the at least two thermal management sub-loops are configured to perform thermal management on different specified parts (loop 10 manages parts 16-18; loop 60 manages battery B); the thermal management system further comprising: a thermal management switching component (switching valves V1-V7); wherein the control module is further configured to control the thermal management switching component to selectively switch a heat exchange relationship between the at least two thermal management sub-loops and the air-conditioning system (various flow arrangements shown in Figs. 1-8). As per claim 12, Kim discloses wherein: the specified part comprises the battery module B and a motor module 16 of the transportation device, and the at least two thermal management sub-loops comprise a first thermal management sub-loop 60 and a second thermal management sub-loop 10; the first thermal management sub-loop is configured to perform thermal management on the battery module B, and comprises a first main heat exchange zone for heat exchange with the battery module (where coolant line passes through B) and the auxiliary heat exchange zone for heat exchange with the auxiliary heater (where coolant line passes through 25); the second thermal management sub-loop is configured to perform thermal management on the motor module and comprises a second main heat exchange zone for heat exchange with the motor module (where coolant passes through 16) and an external heat exchanger 12 for heat exchange with an external environment; and controlling, in response to the air-conditioning system being in the heating state (Figs. 4, 5, 8; etc.), the thermal management switching component to switch at least one of the first thermal management sub-loop and the second thermal management sub-loop to exchanging heat with the air-conditioning system (heat exchange with air conditioning cycle 40 as shown in Figs. 4, 5, 8; etc.). Again, the concept of a control module to carry out the controls is taught by Johnson et al. as already discussed above. As per claim 13, Kim discloses controlling, in response to the air-conditioning system being in the heating state, the thermal management switching component to switch the first thermal management sub-loop and the second thermal management sub-loop to simultaneously exchanging heat with the air- conditioning system (Figs. 2-5 and 7; etc.). Again, the concept of a control module to carry out the controls is taught by Johnson et al. as already discussed above. As per claim 14, Kim discloses controlling the thermal management switching component to connect the first thermal management sub-loop and the second thermal management sub-loop, so that the first heat-conducting medium circulates in an entire loop formed by the first thermal management sub-loop and the second thermal management sub-loop (Figs. 1-5 and 7). Again, the concept of a control module to carry out the controls is taught by Johnson et al. as already discussed above. As per claim 18, Kim discloses a first refrigerant loop condensing heat exchanger 42 exchanging heat with heat exchange medium to heat the specific region (battery B, etc.) and liquid reservoir (receiver 43 downstream of the condensing heat exchanger. Kim discloses wherein: the air-conditioning system comprises a first air-conditioning loop (refrigerant loop 40) and a second air- conditioning loop (coolant loop 60-50-10); the first air-conditioning loop is configured to circulate a refrigerant and comprises a compressor 48, a condensing heat exchanger 42, a liquid reservoir (receiver 43), an evaporation heat exchanger 47, and a and the refrigerant absorbs heat by evaporation in the evaporation heat exchanger, to absorb heat from the thermal management loop; and the second air-conditioning loop is configured to circulate a second heat-conducting medium and comprises a heating heat exchanger 31, wherein the heating heat exchanger exchanges heat with the condensing heat exchanger, to heat the specified region by air conditioning (Fig. 1; etc.). Kim does not teach the first air conditioning loop comprising and additional evaporation heat exchanger, wherein the refrigerant absorbs heat by evaporation in the first evaporation heat exchanger, to cool a specified region of the transportation device by air conditioning. Johnson et al. teach wherein: the air-conditioning system comprises a first air-conditioning loop and a second air- conditioning loop; the first air-conditioning loop is configured to circulate a refrigerant and comprises a compressor 201, a condensing heat exchanger 203, a first evaporation heat exchanger 211, and a second evaporation heat exchanger 215, wherein the refrigerant absorbs heat by evaporation in the first evaporation heat exchanger, to cool a specified region of the transportation device by air conditioning (evaporator 211 serves to cool vehicle interior), and the refrigerant absorbs heat by evaporation in the second evaporation heat exchanger, to absorb heat from the thermal management loop (via heat exchange shown in Fig. 1; etc.); and the second air-conditioning loop is configured to circulate a second heat-conducting medium and comprises a heating heat exchanger 247. It would have been obvious to one of ordinary skill in the art at the effective filing date of the application to combine the additional evaporating heat exchanger of Johnson et al. into the system of Kim for the same purpose of using the refrigeration cycle to more effectively directly cool the air directed into the vehicle for air conditioning rather than using heat exchanger 33, which involves less efficient indirect heat exchange via heat exchange loop 60. As per claim 19, Kim discloses controlling, in response to the air-conditioning system being in a refrigeration state, the thermal management switching component to switch the second thermal management sub-loop 10 to exchanging heat with the condensing heat exchanger 42, to transfer heat released by the condensing heat exchanger to the external heat exchanger 12 (Figs. 2-3; etc.). Again, the concept of a control module to carry out the controls is taught by Johnson et al. as already discussed above. Allowable Subject Matter Claims 6-10, 15-17, and 20 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: As per claim 6 (and claims 7-10 which depend therefrom), there is no teaching or motivation in the art to further modify the system of Kim wherein the thermal management loop comprises a main heat exchange zone for exchanging heat with the specified part and an auxiliary heat exchange zone for exchanging heat with the auxiliary heater, and the thermal management loop further comprises a flow distribution component and a bypass line connected in parallel with the main heat exchange zone, wherein the control module is further configured to control, based on the heat supply demand of the specified part and the heat supply demand of the air-conditioning system, the flow distribution component to perform flow distribution on the first heat-conducting medium between the main heat exchange zone and the bypass line. As per claim 15, there is no teaching or motivation in the art to further modify the system of Kim wherein the first thermal management sub-loop further comprises a first flow distribution component and a first bypass line connected in parallel with the first main heat exchange zone, and wherein the control module is further configured to control, based on the heat supply demand of the specified part and the heat supply demand of the air-conditioning system, the first flow distribution component to perform flow distribution on a first heat-conducting medium in the first thermal management sub-loop between the first main heat exchange zone and the first bypass line. As per claim 16 (and claim 17 which depends therefrom), there is no teaching or motivation in the art to further modify the system of Kim wherein the second thermal management sub-loop further comprises a second flow distribution component and a second bypass line connected in parallel with the external heat exchanger, and wherein the control module is further configured to control, based on a heat dissipation demand of the motor module, the heat supply demand of the air-conditioning system, or the external environment of the external heat exchanger, the second flow distribution component to perform flow distribution on a first heat- conducting medium in the second thermal management sub-loop between the external heat exchanger and the second bypass line. As per claim 20, there is no teaching or motivation in the art to further modify the system of Kim wherein the air-conditioning system further comprises a first air-conditioning switching component, the second thermal management sub-loop and the second air-conditioning loop are each connected to the condensing heat exchanger through the first air-conditioning switching component, and the control module is further configured to control the first air-conditioning switching component to selectively supply the first heat-conducting medium in the second thermal management sub-loop and the second heat- conducting medium in the second air-conditioning loop to the condensing heat exchanger. Cited Prior Art The following references not applied in the rejections above are considered pertinent to Applicant’s disclosed invention. He et al. (US 2020/0047591 A1) and Richter et al. (US 2011/0174000 A1) teach alternative vehicle heating and cooling control arrangements including component heating by a heat exchange fluid in combination with a refrigeration cycle. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MARC E NORMAN whose telephone number is (571)272-4812. The examiner can normally be reached 8:00-4:30 M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Frantz Jules can be reached at 571-272-6681. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MARC E NORMAN/Primary Examiner, Art Unit 3763 /FRANTZ F JULES/Supervisory Patent Examiner, Art Unit 3763
Read full office action

Prosecution Timeline

Jun 20, 2024
Application Filed
Jan 16, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
84%
Grant Probability
94%
With Interview (+10.0%)
2y 9m
Median Time to Grant
Low
PTA Risk
Based on 1331 resolved cases by this examiner. Grant probability derived from career allow rate.

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