Prosecution Insights
Last updated: May 29, 2026
Application No. 18/754,832

THIN FILM CAPACITOR, SUBSTRATE, AND ELECTRONIC DEVICE

Non-Final OA §102
Filed
Jun 26, 2024
Priority
Jun 28, 2023 — JP 2023-105878
Examiner
THOMAS, ERIC W
Art Unit
2848
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
TDK Corporation
OA Round
1 (Non-Final)
82%
Grant Probability
Favorable
1-2
OA Rounds
4m
Est. Remaining
80%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allowance Rate
1031 granted / 1249 resolved
+14.5% vs TC avg
Minimal -2% lift
Without
With
+-2.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
33 currently pending
Career history
1282
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
77.0%
+37.0% vs TC avg
§102
9.4%
-30.6% vs TC avg
§112
4.2%
-35.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1249 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Specification The title of the invention is not descriptive. A new title is required that is clearly indicative of the invention to which the claims are directed. The lengthy specification has not been checked to the extent necessary to determine the presence of all possible minor errors. Applicant’s cooperation is requested in correcting any errors of which applicant may become aware in the specification. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-9 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Hiraoka et al. (US 2019/0295774). PNG media_image1.png 262 420 media_image1.png Greyscale PNG media_image2.png 234 474 media_image2.png Greyscale Regarding claim 1, Hiraoka et al. disclose in fig. 1-2, a thin film capacitor (100) comprising: a first electrode layer (10); a second electrode layer (50); and a dielectric layer (20) provided between the first electrode layer (10) and the second electrode layer (50), wherein the thin film capacitor (100) comprises an intermediate layer (40) between the dielectric layer (20) and the second electrode layer (50), the intermediate layer (40) comprises at least one stacking unit (40m) including a first intermediate layer (40a) and a second intermediate layer (40b) stacked in (direct) contact with the first intermediate layer (40a), the first intermediate layer (40a) of the at least one stacking unit (40m) closest to the dielectric layer (20) is stacked in contact (indirect contact) with the dielectric layer (20), the first intermediate layer (40a) comprises a first metal (M1) as a main component [0039], and the second intermediate layer (40b) comprises a second metal (M2), different from the first metal, as a main component [0039]. Regarding claim 2, Hiraoka et al. disclose the first intermediate layer (40a) has a thickness of 8 to 80 nm [0043], and the second intermediate layer has a thickness of 8 to 80 nm [0043]. Regarding claim 3, Hiraoka et al. disclose the first metal (M1) comprises at least one selected from a group consisting of Cu, Cr, Au, Ru, Rh, Ir, Mo, Ti, and W [0040], and the second metal (M2) comprises at least one selected from a group consisting of Ni, Pd, Pt, Au, Ru, Rh, and Ir [0041]. Regarding claim 4, Hiraoka et al. disclose the at least one stacking unit comprises stacking units repeatedly stacked in a range of 2 to 10 in the intermediate layer (40m (4) – Fig. 2). Regarding claim 5, Hiraoka et al. disclose a ratio (t2/t1) of a thickness (t2) of the second intermediate layer to a thickness (t1) of the first intermediate layer is 0.2 to 1.0 [0077]. Regarding claim 6, Hiraoka et al. disclose a thin film capacitor (100) comprising: a first electrode layer (10); a second electrode layer (50); and a dielectric layer (20) provided between the first electrode layer (10) and the second electrode layer (50), wherein the thin film capacitor (100) comprises an intermediate layer (40) between the dielectric layer (20) and the second electrode layer (50), the intermediate layer (40) comprises at least one stacking unit (40m) including a first intermediate layer (40a) and a second intermediate layer (40b) stacked in (direct) contact with the first intermediate layer (40a), the first intermediate layer (40a) of the at least one stacking unit (40m) closest to the dielectric layer (20) is stacked in (indirect) contact with the dielectric layer (20), the first intermediate layer (40a) comprises a second metal (M2) as a main component, the second intermediate layer (40b) comprises a first metal (M1), different from the second metal [0039], as a main component, the first intermediate layer (40a) has a thickness of 8 to 80 nm [0043], and the second intermediate layer has a thickness of 8 to 80 nm [0043]. Regarding claim 7, Hiraoka et al. disclose the at least one stacking unit (40m) comprises stacking units (40m) repeatedly stacked in a range of 4 to 10 in the intermediate layer (4) – Fig. 2. Regarding claim 8, Hiraoka et al. disclose a substrate comprising the thin film capacitor according to claim 1 [0034]. Regarding claim 9, Hiraoka et al. disclose an electronic device (not illustrated – but inherent to the capacitor) comprising the thin film capacitor according to claim 1. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US 5,005,102 A – Multilayered electrodes for a capacitor US 2020/0243266 – MIM thin film capacitor US 2019/0287726 – thin film capacitor Any inquiry concerning this communication or earlier communications from the examiner should be directed to ERIC THOMAS whose telephone number is (571)272-1985. The examiner can normally be reached Monday-Friday, 6:00 AM-2:30 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Timothy Dole can be reached at (571)272-2229. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERIC W THOMAS/Primary Examiner, Art Unit 2847 ERIC THOMAS Primary Examiner Art Unit 2847
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Prosecution Timeline

Jun 26, 2024
Application Filed
Apr 29, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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2y 0m to grant Granted May 19, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
82%
Grant Probability
80%
With Interview (-2.4%)
2y 3m (~4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1249 resolved cases by this examiner. Grant probability derived from career allowance rate.

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