Prosecution Insights
Last updated: April 19, 2026
Application No. 18/756,282

SIGNALING OF LOW DYNAMIC RANGE FOR IMAGE AND VIDEO CODING

Non-Final OA §103
Filed
Jun 27, 2024
Examiner
ZHOU, ZHIHAN
Art Unit
2482
Tech Center
2400 — Computer Networks
Assignee
Tencent America LLC
OA Round
1 (Non-Final)
79%
Grant Probability
Favorable
1-2
OA Rounds
2y 3m
To Grant
81%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allow Rate
784 granted / 987 resolved
+21.4% vs TC avg
Minimal +1% lift
Without
With
+1.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
28 currently pending
Career history
1015
Total Applications
across all art units

Statute-Specific Performance

§101
5.4%
-34.6% vs TC avg
§103
54.8%
+14.8% vs TC avg
§102
18.5%
-21.5% vs TC avg
§112
2.0%
-38.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 987 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION This office action is in response to an election filed, without traverse, on 01/07/2026 of a newly filed application in which claims 1-20 of the instant application are pending. Claims 1-7 and 13-20 are being examined while claims 8-12 are considered withdrawn. Claim Objections Claim 1 is objected to because “generate reconstructed samples from the reconstructed LDR samples according the selected LDR” should read “generate reconstructed samples from the reconstructed LDR samples according to the selected LDR”. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 15, and 16 are rejected under 35 U.S.C. 103 as being unpatentable over Zhai (US 2015/0302562) in view of Mertens (US 2014/0044372). As to claim 1, Zhai teaches a method for decoding a block in a bitstream of a video or an image, comprising ([0014] and [0092]): receiving the bitstream; determining, from the bitstream, that a Low Dynamic Range (LDR) is applied to the block; and when the low dynamic range is applied to the block: determining the LDR for encoding the block ([0014], [0037], [0043], [0046], [0049]-[0050], [0052]-[0054], and [0092]); decoding the block to generated reconstructed LDR samples of the block; and generate reconstructed samples from the reconstructed LDR samples according to the LDR ([0014], [0037], [0043], [0046], [0049]-[0050], [0052]-[0054], and [0092]). Zhai does not teach determining the LDR selected for encoding the block among a group of LDRs; and using the selected LDR. However, Mertens teaches determining a LDR selected for encoding a block among a group of LDRs; and using the selected LDR ([0010]-[0011], [0019]-[0020], [0061], [0067]-[0068], and [0071]-[0072]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify Zhai’s system with Mertens’s system to show determining the LDR selected for encoding the block among a group of LDRs; and using the selected LDR in order to provide techniques that have the benefits of encoding an optimal LDR-within-HDR framework in a single picture (Mertens; [0009]). As to claim 16, Zhai teaches a method for encoding a block in a bitstream of a video or an image, comprising ([0014] and [0092]): determining that a Low Dynamic Range (LDR) is to be applied to the block; and when it is determined that the low dynamic range is to be applied to the block: using the LDR for encoding the block ([0014], [0037], [0043], [0046], [0049]-[0050], [0052]-[0054], and [0092]); processing the block using the LDR to generated encoded LDR samples of block in the bitstream; and explicitly or implicitly signaling in the bitstream whether LDR is applied to the block and the LDR ([0014], [0037], [0043], [0046], [0049]-[0050], [0052]-[0054], and [0092]). Zhai does not teach selecting the LDR for encoding the block among a group of LDRs; and using the selected LDR. However, Mertens teaches selecting a LDR for encoding a block among a group of LDRs; and using the selected LDR ([0010]-[0011], [0019]-[0020], [0061], [0067]-[0068], and [0071]-[0072]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify Zhai’s system with Mertens’s system to show selecting the LDR for encoding the block among a group of LDRs; and using the selected LDR in order to provide techniques that have the benefits of encoding an optimal LDR-within-HDR framework in a single picture (Mertens; [0009]). As to claim 15, the combination of Zhai and Mertens teaches wherein the LDR selected for the encoding the block is implicitly derived based on coded information of the block (Zhai; [0014], [0037], [0043], [0046], [0049]-[0050], [0052]-[0054], and [0092]; Mertens; [0010]-[0011], [0019]-[0020], [0061], [0067]-[0068], and [0071]-[0072]). Claims 2, 5-7, 13, 17, and 20 are rejected under 35 U.S.C. 103 as being unpatentable over Zhai in view of Mertens and further in view of Francois (US 2018/0213259). As to claim 20, Zhai teaches a method for processing a block of a video or image, comprising converting the block to a bitstream, wherein the bitstream comprises ([0014] and [0092]): an encoded block generated by: determining that a Low Dynamic Range (LDR) is to be applied to the block; and when it is determined that the low dynamic range is to be applied to the block: using the LDR for encoding the block ([0014], [0037], [0043], [0046], [0049]-[0050], [0052]-[0054], and [0092]); processing the block using the LDR to generated encoded LDR samples of block in the bitstream; and explicitly or implicitly signaling in the bitstream whether LDR is applied to the block and the LDR ([0014], [0037], [0043], [0046], [0049]-[0050], [0052]-[0054], and [0092]). Zhai does not teach selecting the LDR for encoding the block among a group of LDRs; and using the selected LDR; and at least one syntax element for explicitly or implicitly indicating the LDR. However, Mertens teaches selecting a LDR for encoding a block among a group of LDRs; and using the selected LDR ([0010]-[0011], [0019]-[0020], [0061], [0067]-[0068], and [0071]-[0072]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify Zhai’s system with Mertens’s system to show selecting the LDR for encoding the block among a group of LDRs; and using the selected LDR in order to provide techniques that have the benefits of encoding an optimal LDR-within-HDR framework in a single picture (Mertens; [0009]). The combination of Zhai and Mertens does not teach at least one syntax element for explicitly or implicitly indicating the LDR. However, Francois teaches at least one syntax element for explicitly or implicitly indicating a LDR ([0055]-[0061], [0070]-[0071], [0078], [0083]-[0090], [0183]-[0185], and [0273]-[0286]; further see FIGs. 3, 11, and 22). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify Zhai’s system and Mertens’s system with Francois’s system to show at least one syntax element for explicitly or implicitly indicating the LDR in order to provide a coding scheme adapted for signaling two picture/video output formats, such as LDR and HDR picture formats, in a same bitstream (Francois; [0011] and [0014]). As to claim 2, the combination of Zhai and Mertens teaches wherein the group of LDRs are pre-defined (Mertens; [0010]-[0011], [0019]-[0020], [0061], [0067]-[0068], and [0071]-[0072]). The combination of Zhai and Mertens does not teach wherein an LDR index is explicitly signaled by an LDR syntax element in the bitstream or is implicitly derived from the bitstream. However, Francois teaches wherein an LDR index is explicitly signaled by an LDR syntax element in a bitstream or is implicitly derived from the bitstream ([0055]-[0061], [0070]-[0071], [0078], [0083]-[0090], [0183]-[0185], and [0273]-[0286]; further see FIGs. 3, 11, and 22). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify Zhai’s system and Mertens’s system with Francois’s system to show wherein an LDR index is explicitly signaled by an LDR syntax element in the bitstream or is implicitly derived from the bitstream in order to provide a coding scheme adapted for signaling two picture/video output formats, such as LDR and HDR picture formats, in a same bitstream (Francois; [0011] and [0014]). As to claim 17, the combination of Zhai and Mertens teaches wherein the group of LDRs are pre-defined (Mertens; [0010]-[0011], [0019]-[0020], [0061], [0067]-[0068], and [0071]-[0072]). The combination of Zhai and Mertens does not teach wherein an LDR index is explicitly signaled in an LDR syntax element in the bitstream. However, Francois teaches wherein an LDR index is explicitly signaled in an LDR syntax element in a bitstream ([0055]-[0061], [0070]-[0071], [0078], [0083]-[0090], [0183]-[0185], and [0273]-[0286]; further see FIGs. 3, 11, and 22). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify Zhai’s system and Mertens’s system with Francois’s system to show wherein an LDR index is explicitly signaled in an LDR syntax element in the bitstream in order to provide a coding scheme adapted for signaling two picture/video output formats, such as LDR and HDR picture formats, in a same bitstream (Francois; [0011] and [0014]). As to claim 5, the combination of Zhai, Mertens, and Francois teaches wherein the LDR index is explicitly signaled by the LDR syntax element as a high-level syntax in a sequence header, a picture header, a subpicture header, a frame header, a slice header, or a tile header (Francois; [0055]-[0061], [0070]-[0071], [0078], [0083]-[0090], [0183]-[0185], and [0273]-[0286]; further see [0153]-[0155], [0187]-[0193], and [0196]). As to claim 6, the combination of Zhai, Mertens, and Francois teaches wherein the LDR index is explicitly signaled by the LDR syntax element as a one or multiple block level syntax (Francois; [0055]-[0061], [0070]-[0071], [0078], [0083]-[0090], [0183]-[0185], and [0273]-[0286]; further see [0153]-[0155], [0187]-[0193], and [0196]). As to claim 7, the combination of Zhai, Mertens, and Francois teaches wherein the LDR index is signaled in one or more supplemental enhancement information (SEI) messages, each containing additional data inserted into the bitstream to convey extra information (Francois; [0055]-[0061], [0070]-[0071], [0078], [0083]-[0090], [0183]-[0185], and [0273]-[0286]; further see [0153]-[0155], [0187]-[0193], and [0196]). As to claim 13, the combination of Zhai and Mertens does not teach wherein LDRs for different color components of the block are separately signaled in the bitstream. However, Francois teaches wherein LDRs for different color components of a block are separately signaled in a bitstream ([0055]-[0061], [0070]-[0071], [0078], [0083]-[0090], [0183]-[0185], and [0273]-[0286]; further see [0120]-[0127], [0140]-[0143], [0204]-[0207], [0227]-[0229], and [0272]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify Zhai’s system and Mertens’s system with Francois’s system to show wherein LDRs for different color components of the block are separately signaled in the bitstream in order to provide a coding scheme adapted for signaling two picture/video output formats, such as LDR and HDR picture formats, in a same bitstream (Francois; [0011] and [0014]). Allowable Subject Matter Claims 3-4, 14, and 18-19 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ZHIHAN ZHOU whose telephone number is (571)270-7284. The examiner can normally be reached Mondays-Fridays 8:30am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Christopher Kelley can be reached at 571-272-7331. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ZHIHAN ZHOU/Primary Examiner, Art Unit 2482
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Prosecution Timeline

Jun 27, 2024
Application Filed
Feb 26, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
79%
Grant Probability
81%
With Interview (+1.3%)
2y 3m
Median Time to Grant
Low
PTA Risk
Based on 987 resolved cases by this examiner. Grant probability derived from career allow rate.

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