Prosecution Insights
Last updated: July 17, 2026
Application No. 18/757,018

PREDICTING CHROMA DATA USING CROSS-COMPONENT PREDICTION FOR VIDEO CODING

Non-Final OA §103
Filed
Jun 27, 2024
Priority
Jun 30, 2023 — provisional 63/511,386
Examiner
BRUMFIELD, SHANIKA M
Art Unit
2487
Tech Center
2400 — Computer Networks
Assignee
Qualcomm Incorporated
OA Round
3 (Non-Final)
69%
Grant Probability
Favorable
3-4
OA Rounds
8m
Est. Remaining
83%
With Interview

Examiner Intelligence

Grants 69% — above average
69%
Career Allowance Rate
270 granted / 393 resolved
+10.7% vs TC avg
Moderate +14% lift
Without
With
+14.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
25 currently pending
Career history
416
Total Applications
across all art units

Statute-Specific Performance

§101
1.4%
-38.6% vs TC avg
§103
84.3%
+44.3% vs TC avg
§102
8.1%
-31.9% vs TC avg
§112
0.8%
-39.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 393 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 02 February 2026 has been entered. Response to Arguments Applicant’s arguments with respect to claim(s) 1, 4 – 9, 12 – 17, 20 and 21 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Claim Interpretation The following is a quotation of 35 U.S.C. 112(f): (f) Element in Claim for a Combination. – An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The following is a quotation of pre-AIA 35 U.S.C. 112, sixth paragraph: An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The claims in this application are given their broadest reasonable interpretation using the plain meaning of the claim language in light of the specification as it would be understood by one of ordinary skill in the art. The broadest reasonable interpretation of a claim element (also commonly referred to as a claim limitation) is limited by the description in the specification when 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is invoked. As explained in MPEP § 2181, subsection I, claim limitations that meet the following three-prong test will be interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph: (A) the claim limitation uses the term “means” or “step” or a term used as a substitute for “means” that is a generic placeholder (also called a nonce term or a non-structural term having no specific structural meaning) for performing the claimed function; (B) the term “means” or “step” or the generic placeholder is modified by functional language, typically, but not always linked by the transition word “for” (e.g., “means for”) or another linking word or phrase, such as “configured to” or “so that”; and (C) the term “means” or “step” or the generic placeholder is not modified by sufficient structure, material, or acts for performing the claimed function. Use of the word “means” (or “step”) in a claim with functional language creates a rebuttable presumption that the claim limitation is to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites sufficient structure, material, or acts to entirely perform the recited function. Absence of the word “means” (or “step”) in a claim creates a rebuttable presumption that the claim limitation is not to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is not interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites function without reciting sufficient structure, material or acts to entirely perform the recited function. Claim limitations in this application that use the word “means” (or “step”) are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. Conversely, claim limitations in this application that do not use the word “means” (or “step”) are not being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1, 4-9, 12 – 17, 20 and 21 is/are rejected under 35 U.S.C. 103 as being unpatentable over Tsai et al. (“Non-EE2: Cross-component Merge Mode for Chroma Intra Coding”, JVET-AC0315-v2, Joint Video Experts Team (JVET) of ITU-T SG 16 WP 3 and ISO/IEC JTC 1/SC 29 29th Meeting, by teleconference, 11-20 January 2023) (hereinafter Tsai), as cited by applicant, in view of Zhang et al. (WO 2024/182735) (hereinafter Zhang) in view of Youvalari et al. (“AHG12: Block Vector Guided CCCM”, Joint Video Experts Team (JVET) of ITU-T SG 16 WP 3 and ISO/IEC JTC 1/SC 29, 30th Meeting, Antalya, TR, 21-28 April 2023, JVET-AD0100-v2) (hereinafter Youvalari), as cited by applicant. Regarding claims 1, 9, and 17, Tsai teaches a method of decoding video data, a device for decoding video data, the device being configured to perform the method, and a device for decoding video data, the device comprising means for performing the method, the method comprising: Storing convolutional cross component residual model (CCCM) parameters for the first chrominance block as stored CCCM parameters for the first chrominance block (e.g. section 2: describing that the current block inherits CCCM parameters from a neighboring block based on the CCCM candidate indicated by the merge candidate index [see, e.g. section 2.2: describing that the cross-component prediction model used for the current block is indicted by the merge candidate index, the cross-component prediction model being a CCCM model], wherein it is inherent to those of ordinary skill in the art that in order to use the same CCCM parameters of a neighboring block, the CCCM parameters of the neighboring block must necessarily be stored), constructing a merge candidate list for a current block of video data, the current block neighboring the first chrominance block, including adding the first chrominance block as a first merge candidate to the merge candidate list and adding a second merge candidate that was predicted using a second CCCM to the merge candidate list, the first CCCM being different than the second CCCM (e.g. sections 2 and 2.1: describing that the system generates a merge candidate list for a current chroma block, the candidate list including a first merge candidate generated according to a first neighboring block, the first neighboring block coded using a CCCM model, and a second merge candidate generated according to a second neighboring block, the second neighboring block coded using a different CCCM model); decoding a merge index value for the current block of video data, the merge index value indicating the first merge candidate (e.g. section 2.2: describing that the system obtains a merge candidate index from the bitstream, the merge candidate index indicating which candidate in the merge candidate list is to be used for the current chroma block); and in response to the merge index value indicating the first merge candidate, forming a prediction block for the current block using the first CCCM, including using the stored CCCM parameters for the first chrominance block to form the prediction block (e.g. sections 1 and 2: describing that based on the merge candidate indicated by merge candidate index, the system generates a prediction block for the current chroma block using the CCCM parameters used to generate the indicated candidate [see, e.g. section 2.1: describing that the current block inherits all model parameters of CCCM candidate indicated, the inherited parameters used to generate a prediction for the current chroma block, wherein it is inherent to those of ordinary skill in the art that in order to use the same CCCM parameters of a neighboring block, the CCCM parameters of the neighboring block must necessarily be stored]). Tsai does not explicitly teach: wherein the device comprises a memory configured to store video data and a processing system comprising one or more processors implemented in circuitry, the processing system being configured to perform the method; wherein the method further comprises: decoding the current block using the prediction block, and predicting a first chrominance block of video data using a first convolutional cross component residual model comprising a block vector guided convolutional cross component model (BVG-CCCM), wherein predicting includes: determining a block vector of a collocated luminance block to the first chrominance block; determining a reference area for calculating CCCM parameters using the block vector of the collocated luminance block to the first chrominance block; and calculating the CCCM parameters using the reference area. Zhang, however, teaches a method and device for decoding video data: wherein the device comprises a memory configured to store video data and a processing system comprising one or more processors implemented in circuitry, the processing system being configured to perform the method (e.g. Fig. 45 and pars. 164 – 176: depicting and describing an electronic device [element 4500] including memory configured to store video data [elements 4525 and 4530] and one or more processors [element 4510] configured to implement a coding method); and wherein the method further comprises: decoding the current block using the prediction block (e.g. Fig. 45 and pars. 164 – 176: depicting and describing the system decodes the current block according to the coding method, the coding method using a prediction of the current block). Youvalari, however, teaches a method and device for decoding video data: predicting a first chrominance block of video data using a first convolutional cross component residual model comprising a block vector guided convolutional cross component model (BVG-CCCM) (e.g. section 2: describing that the CCCM includes block vector guided CCCM), wherein predicting includes: determining a block vector of a collocated luminance block to the first chrominance block (e.g. section 2: describing that the system determines a block vector of a collocated luma block of the chroma block); determining a reference area for calculating CCCM parameters using the block vector of the collocated luminance block to the first chrominance block (e.g. section 2: describing that the system uses the determined block vector to determine a reference area for calculating CCCM parameters); and calculating the CCCM parameters using the reference area (e.g. section 2: describing that the system uses the determined reference area to calculate CCCM parameters). It therefore would have been obvious to one of ordinary skill in the art to modify the teachings of Tsai by adding the teachings of Zhang in order for the device to comprise a memory configured to store video data and a processing system comprising one or more processors implemented in circuitry, the processing system being configured to perform the method and in order for the method to further comprise decoding the current block using the prediction block, and by adding the teachings of Youvalari in order to predict a first chrominance block using BVG-CCCM. One of ordinary skill in the art would have been motivated to make such a modification because the modification improves coding effectiveness and coding efficiency of cross component prediction (Zhang, e.g. par. 4: describing a desire to improve coding effectiveness and coding efficiency of cross component prediction), and because the modification improves coding efficiency of cross component prediction (Youvalari, e.g. section 2: describing a desire to improve coding efficiency of cross component prediction). Turning to claims 4, 12, and 20, Tsai, Zhang, and Youvalari teach all of the limitations of claims 1, 9, and 17, respectively, as discussed above. Tsai further teaches: wherein the second CCCM comprises one of cross-component linear model (CCLM), single model CCCM, multi-model CCCM, gradient and location based CCCM (GL-CCCM), or enhanced BVG-CCCM (EBVG-CCCM) (Tsai, e.g. section 1: describing that the cross component prediction model includes a CCLM model, a single model CCCM or a multi-model CCCM [MMLM]). Regarding claims 5, 13, and 21, Tsai, Zhang, and Youvalari teach all of the limitations of claims 1, 9, and 17, respectively, as discussed above. Tsai further teaches: wherein the current block comprises a current block of chrominance (chroma) data (e.g. section 2: describing that the current block is a chroma block). Tsai does not explicitly teach: wherein the first CCCM comprises EBVG-CCCM, and wherein for a subsequent chrominance (chroma) block of the video data: determining a second block vector referring to a reference block; determining neighboring reference chrominance (chroma) data to the subsequent chroma block and neighboring reference luminance (luma) data to a collocated luma block to the subsequent chroma block; calculating filter coefficients to be used to filter the subsequent chroma block from the reference block, the neighboring reference chroma data, and the neighboring reference luma data; and filtering one or more samples of a prediction block for the subsequent chroma block using the filter coefficients. Youvalari, however, teaches a method and electronic device for decoding video data: wherein the first CCCM comprises EBVG-CCCM (e.g. section 2: describing CCCM includes block vector guided CCCM), and wherein for a subsequent chrominance (chroma) block of the video data: determining a second block vector referring to a reference block (e.g. Fig. 3 and section 2: depicting and describing that the system determines a block vector that refers to a reference block); determining neighboring reference chrominance (chroma) data to the subsequent chroma block and neighboring reference luminance (luma) data to a collocated luma block to the subsequent chroma block (e.g. Fig. 3 and section 2: depicting and describing that the system determines reference chroma and luma blocks of the chroma block and co-located luma block); calculating filter coefficients to be used to filter the subsequent chroma block from the reference block, the neighboring reference chroma data, and the neighboring reference luma data (e.g. section 2: describing that the system uses the reference area referenced by the block vector, the reference luma area and the reference chroma area to determine CCCM parameters, the CCCM parameters being filter coefficients to be used on the chroma block [see, e.g. section 1: describing that CCCM predicts chroma samples from luma samples using a 7-tap filter]); and filtering one or more samples of a prediction block for the subsequent chroma block using the filter coefficients (e.g. sections 1 and section 2: describing that the system forms a prediction block by filtering the co-located luma block of the chroma block using the determined CCCM parameters). It therefore would have been obvious to one of ordinary skill in the art to modify the teachings of Tsai by adding the teachings of Youvalari in order for the first CCCM comprises EBVG-CCCM and in order for forming the prediction block to comprise forming the prediction block according to EBVG-CCCM. One of ordinary skill in the art would have been motivated to make such a modification because the modification improves coding efficiency of cross component prediction (Youvalari, e.g. section 2: describing a desire to improve coding efficiency of cross component prediction). Turning to claims 6 and 14, Tsai, Zhang, and Youvalari teach all of the limitations of claims 1 and 5, and claims 9 and 13, respectively, as discussed above. Tsai does not explicitly teach: wherein the second block vector comprises a chroma block vector referring to a reference chroma block, the method further comprising determining a luma block vector referring to a reference luma block, wherein calculating the filter coefficients comprises calculating the filter coefficients using the reference luma block. Youvalari, however, teaches a method and electronic device for video decoding: wherein the second block vector comprises a chroma block vector referring to a reference chroma block, the method further comprising determining a luma block vector referring to a reference luma block, wherein calculating the filter coefficients comprises calculating the filter coefficients using the reference luma block (e.g. Fig. 3 and section 2: depicting and describing that the block vector is a chroma block vector referring to a reference chroma block and a luma block vector referring to a reference luma block, and the CCCM parameters are determined using the reference luma block, wherein the CCCM parameters are the equivalent of the filter coefficients). It therefore would have been obvious to one of ordinary skill in the art to modify the teachings of Tsai by adding the teachings of Youvalari in order for the block vector comprises a chroma block vector referring to a reference chroma block, the method further comprising determining a luma block vector referring to a reference luma block, wherein calculating the filter coefficients comprises calculating the filter coefficients using the reference luma block. One of ordinary skill in the art would have been motivated to make such a modification because the modification improves coding efficiency of cross component prediction (Youvalari, e.g. section 2: describing a desire to improve coding efficiency of cross component prediction). Regarding claims 7 and 15, Tsai, Zhang, and Youvalari teach all of the limitations of claims 1 and 5, and claims 9 and 13, respectively, as discussed above. Tsai does not explicitly teach: wherein determining the second block vector comprises determining the second block vector according to direct block vector (DVB) mode. Youvalari, however, teaches a method and electronic device for video decoding: wherein determining the second block vector comprises determining the second block vector according to direct block vector (DVB) mode (e.g. section 2: describing that the system determines a block vector according to direct block vector mode). It therefore would have been obvious to one of ordinary skill in the art to modify the teachings of Tsai by adding the teachings of Youvalari in order to determine the block vector comprises determining the block vector according to direct block vector (DVB) mode. One of ordinary skill in the art would have been motivated to make such a modification because the modification improves coding efficiency of cross component prediction (Youvalari, e.g. section 2: describing a desire to improve coding efficiency of cross component prediction). Turning to claims 8 and 16, Tsai, Zhang, and Youvalari teach all of the limitations of claims 1, 9, and 17, respectively, as discussed above. Tsai does not explicitly teach: further comprising encoding the current block prior to decoding the current block. Zhang, however, teaches a method and device: further comprising encoding the current block prior to decoding the current block (e.g. Fig. 45 and pars. 175 – 176: depicting and describing that the system performs an encoding video data prior to the decoding of the video data, the video data including the current block). It therefore would have been obvious to one of ordinary skill in the art to modify the teachings of Tsai by adding the teachings of Zhang in order to encode the current block prior to decoding the current block. One of ordinary skill in the art would have been motivated to make such a modification because the modification improves coding effectiveness and coding efficiency of cross component prediction (Zhang, e.g. par. 4: describing a desire to improve coding effectiveness and coding efficiency of cross component prediction). Claim(s) 22 - 24 is/are rejected under 35 U.S.C. 103 as being unpatentable over Tsai et al. (“Non-EE2: Cross-component Merge Mode for Chroma Intra Coding”, JVET-AC0315-v2, Joint Video Experts Team (JVET) of ITU-T SG 16 WP 3 and ISO/IEC JTC 1/SC 29 29th Meeting, by teleconference, 11-20 January 2023) (hereinafter Tsai), as cited by applicant, in view of Zhang et al. (WO 2024/182735) (hereinafter Zhang) in view of Youvalari et al. (“AHG12: Block Vector Guided CCCM”, Joint Video Experts Team (JVET) of ITU-T SG 16 WP 3 and ISO/IEC JTC 1/SC 29, 30th Meeting, Antalya, TR, 21-28 April 2023, JVET-AD0100-v2) (hereinafter Youvalari), as cited by applicant as applied to claims 1, 9, and 17, respectively, above, and further in view of Zhao et al. (US 2024/0137541) (hereinafter Zhao). Regarding claims 22, 23, and 24, Tsai, Zhang, and Youvalari teach all of the limitations of claims 1, 19, and 17, respectively, as discussed above. Tsai does not explicitly teach: Generating a second prediction block for the current block using a direct block vector (DBV) mode; and Calculating a weighted average of the prediction block formed using the first CCCM and the second prediction block to generate a final prediction for the current block, Wherein decoding the current block comprises decoding the current block using the final prediction block. Zhao, however, teaches a method and device for decoding video data: Generating a second prediction block for the current block using a direct block vector (DBV) mode (e.g. Fig. 10 and pars. 104 – 110: depicting and describing that the system generates a prediction block using a candidate intra prediction mode, the candidate intra prediction mode being a block vector mode [see, e.g. par. 83: describing that the candidate intra prediction mode can be any intra prediction mode]); and Calculating a weighted average of the prediction block formed using the first CCCM and the second prediction block to generate a final prediction for the current block (e.g. Fig. 10 and pars. 104 – 110: depicting and describing that the system calculates a weighted sum of the prediction block generated using the normal intra prediction mode and the prediction block generated using CCCM [see, e.g. par. 83: describing that the multiple intra prediction modes being fused include a CCCM mode and a normal intra prediction mode, the direct block vector mode being the equivalent of the normal intra prediction mode], wherein the weighted sum is the equivalent of the weighted average), Wherein decoding the current block comprises decoding the current block using the final prediction block (e.g. Fig. 10, and pars. 104 – 110: depicting and describing that the system uses the weighted sum of the candidate prediction modes to decode the current block). It therefore would have been obvious to one of ordinary skill in the art to modify the teachings of Tsai by adding the teachings of Zhao in order to generate a second prediction block using a second prediction mode, calculate a weighted average of the prediction block formed using CCCM and the prediction block formed using the second prediction mode, and predicting the current block using the weighted average prediction block. One of ordinary skill in the art would have been motivated to make such a modification because the modification improves prediction accuracy (Zhao, e.g. par. 82: describing a desire to fuse multiple prediction modes to improve prediction accuracy). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: WO2024080771 – describing fusing of multiple intra prediction modes, specifically fusion of CCCM predictor and a non-CCCM predictor WO2024075520 – describing a coding system that generates a first prediction block using a CCCM mode, generates a second prediction block using a non-CCCM prediction mode, and weighting the two prediction blocks together to obtain a final prediction value US2024/0137542 – generally describes intra prediction fusion and its interoperability with other coding tools Any inquiry concerning this communication or earlier communications from the examiner should be directed to SHANIKA M BRUMFIELD whose telephone number is (571)270-3700. The examiner can normally be reached M-F 8:30 - 5 PM AWS. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, David Czekaj can be reached at 571-272-7327. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. SHANIKA M. BRUMFIELD Examiner Art Unit 2487 /SHANIKA M BRUMFIELD/Examiner, Art Unit 2487 /Dave Czekaj/Supervisory Patent Examiner, Art Unit 2487
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Prosecution Timeline

Jun 27, 2024
Application Filed
Jul 14, 2025
Non-Final Rejection mailed — §103
Oct 14, 2025
Response Filed
Nov 05, 2025
Final Rejection mailed — §103
Dec 22, 2025
Response after Non-Final Action
Feb 02, 2026
Request for Continued Examination
Feb 13, 2026
Response after Non-Final Action
Apr 23, 2026
Non-Final Rejection mailed — §103 (current)

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