Prosecution Insights
Last updated: October 02, 2026
Application No. 18/758,146

FILTER-HOUSING INTERFACE DESIGNS FOR HEATING, VENTILATION, AND AIR CONDITIONING SYSTEMS

Non-Final OA §102§103
Filed
Jun 28, 2024
Priority
Jun 29, 2023 — provisional 63/524,029
Examiner
CLEMENTE, ROBERT ARTHUR
Art Unit
Tech Center
Assignee
Research Products Corporation
OA Round
1 (Non-Final)
81%
Grant Probability
Favorable
1-2
OA Rounds
2m
Est. Remaining
88%
With Interview

Examiner Intelligence

Grants 81% — above average
81%
Career Allowance Rate
1087 granted / 1343 resolved
+20.9% vs TC avg
Moderate +7% lift
Without
With
+7.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
34 currently pending
Career history
1368
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
39.7%
-0.3% vs TC avg
§102
28.5%
-11.5% vs TC avg
§112
19.4%
-20.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1343 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group II, claims 10 – 16, in the reply filed on July 30, 2026 is acknowledged. The examiner agrees that new claims 21 – 24 are also part of Group II. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 10, 11, 13, 15, 16, and 22 – 24 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by US Patent Application Publication No. 2014/0230385 to Schuld et al. (hereinafter referred to as Schuld). In regard to claim 10, as shown in figures 6 and 7, Schuld discloses an end cap (49) that forms a support element capable of being used for a filter element for a HVAC system. The support element (49) includes two ribs (67). One rib can be considered to form a first interface member extending along a longitudinal direction, and the other rib can be considered to form a second interface member spaced apart from the first interface member and extending parallel to the first interface member. The base member (65) forms a connecting member configured to couple the first interface member and the second interface member to a filter media pack (34). The connecting member (65) is shown to extend from the first interface member to the second interface member. As discussed in paragraph [0022], the end cap can include attached magnets (68) or be extruded from a magnetic material. In either case, the support element (49) includes a magnetic material disposed on a fist longitudinal end of at least one of the connecting member, the first interface member, or the second interface member. In regard to claim 11, in the case where the support element is extruded form a magnetic material, it inherently includes a magnet element having an elongated body that extends in the longitudinal direction from the first longitudinal end toward a second longitudinal end of the at least one of the connecting member, the first interface member, or the second interface member that is opposite from the first longitudinal end. In regard to claim 13, in the case where the support element is extruded form a magnetic material, it inherently includes a magnet material embedded within at least one of the connecting member, the first interface member, or the second interface member. In regard to claim 15, as shown in figures 6 and 7, the magnetic element can include a pair of magnetic elements (68). Each of the pair of magnetic elements contacts a respective one of the first interface member and the second interface member. Thus, the pair of magnetic elements is considered to be disposed on a respective one of the first interface member and the second interface member. In regard to claims 16 and 22, as discussed in paragraph [0022], the end cap (49), which includes the connecting member (65) and interface members (67) integrally formed together, can be made of plastic, which is a non-magnetic material. The magnetic material is formed by the magnets (68) that are inherently a ferromagnetic material or a permanent magnet. In regard to claims 23 and 24, as shown in figures 1, 3, and 6, and discussed in paragraph [0021], Schuld disclose a filter element (14) capable of being used for a HVAC system. The filter element (14) includes a filter media pack (34). As discussed above, the end cap (49) forms a support element as recited in claim 10 of the present application. The end cap (49) is coupled to the filter media pack (34) as the bottom end cap. A top end cap (48) can be considered to form a second support element coupled to an opposing end of the filter media pack (34) as the support element (49). As discussed in paragraphs [0005] and [0018], the filter media pack is reconfigurable between a collapsed position in which the first support element and the second support element are separated by a first distance along an expansion direction of the filter media pack, and an expanded position in which the first support element and the second support element are separated by a second distance along the expansion direction that is greater than the first distance. Claims 10 and 21 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by US Patent No. 5,689,969 to Conroy (hereinafter referred to as Conroy). In regard to claim 10, as shown in figure 2, Conroy discloses a frame (30) for a filter element capable of being used for a HVAC system. The frame (30) can be considered to form a support element. The top member (32) of the frame can be considered to form a first interface member extending along a longitudinal direction. The bottom frame member (36) can be considered to form a second interface member spaced apart from the first interface member and extending parallel to the first interface member. The two side members (38, 40) extend between the interface members (32, 36) to form the frame and together can be considered to form a connecting member configured to couple the first and second interface members to a filter media pack (20). The magnetic strip (40) forms a magnetic material disposed on a fist longitudinal end of at least one of the connecting member, the first interface member, or the second interface member. In regard to claim 21, the magnetic material (40) extends around the entire circumference of the frame and thus is disposed over a portion of the connecting member (38, 40) that is spaced apart from both the interface members (32, 36), as shown in figure 2. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 12 and 14 are rejected under 35 U.S.C. 103 as being unpatentable over Schuld. Schuld is discussed above in section 4. As discussed in paragraph [0022], Schuld discloses the magnets (68) to preferably be attached with an adhesive backing, but can be attached in any manner. There is no indication how the magnets are attached in critical. In regard to claim 12, Schuld does not disclose the connecting member (65) to define a recessed area at the first longitudinal end thereof, with the magnet being disposed over at least a portion of the recessed area. Press or interference fitting is a well-known connection method. Predictably, a magnet could be press fit into a recessed area of the connecting member to attach it to the connecting member. In regard to claim 14, Schuld does not disclose attaching the magnet as part of a clip that is pressed over a portion of the first longitudinal end. Clips are also well known attachment members. Similarly, a clip could predictably be pressed over a portion of first longitudinal end to attach the magnet onto the support element. Thus, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify Schuld to attach the magnet either by press fit, where it is disposed over a recessed area, or by using a clip that is pressed over a portion of the first longitudinal end as both press fitting and using clips are well known attachment means in the art that predictably can attach a magnet to the support element. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Other prior art references listed on the PTO-892 (Notice of References Cited) are considered to be of interest disclosing similar support elements for a filter element having magnetic attachment means. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Robert Clemente whose telephone number is (571)272-1476. The examiner can normally be reached M-F 9-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Benjamin Lebron can be reached at 571-272-0475. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ROBERT CLEMENTE/Primary Examiner, Art Unit 1773
Read full office action

Prosecution Timeline

Jun 28, 2024
Application Filed
Aug 17, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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SEPARATING DEVICE WITH A SEPARATING ELEMENT
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ADAPTER ELEMENT AND RETAINING DEVICE FOR AN AIR/OIL SEPARATOR OF A VACUUM PUMP
3y 7m to grant Granted Sep 22, 2026
Patent 12741250
CARBON MOLECULAR SIEVE MEMBRANES BASED ON OXYGEN-FREE POLYMERIC PRECURSORS
3y 7m to grant Granted Sep 22, 2026
Patent 12734471
EMBEDDING VARIABLE SLIT WIDTH EMBOSSED FILTER MEDIA PACKS
3y 2m to grant Granted Sep 15, 2026
Patent 12728375
Filter and Clamping Wedge for a Filter
3y 1m to grant Granted Sep 08, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
81%
Grant Probability
88%
With Interview (+7.2%)
2y 5m (~2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1343 resolved cases by this examiner. Grant probability derived from career allowance rate.

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