Office Action Predictor
Last updated: April 15, 2026
Application No. 18/758,238

METHOD AND APPARATUS FOR SILICON PHOTONICS TESTING

Non-Final OA §102§103
Filed
Jun 28, 2024
Examiner
SMITH, MAURICE C
Art Unit
2877
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Marvell Asia Pte LTD
OA Round
1 (Non-Final)
84%
Grant Probability
Favorable
1-2
OA Rounds
2y 1m
To Grant
82%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allow Rate
594 granted / 704 resolved
+16.4% vs TC avg
Minimal -2% lift
Without
With
+-2.3%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
33 currently pending
Career history
737
Total Applications
across all art units

Statute-Specific Performance

§101
3.7%
-36.3% vs TC avg
§103
47.3%
+7.3% vs TC avg
§102
17.1%
-22.9% vs TC avg
§112
30.2%
-9.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 704 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1 & 2 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Khanna US 20200033533. With respect to claim 1, Khanna teaches a first photonics integrated circuit (PIC) chip, the first PIC chip having originated from a PIC wafer, the first PIC chip comprising: a substrate (fig 1, 100); one or more optical communication components (fig 1, 125 & 135) fabricated on the substrate; and optical testing components (fig 1, 120 & 110) fabricated on the substrate “forming the test gap between the two test edge couplers” (0005, lines 1-2), the optical testing components configured to, prior to die singulation “prior to dicing” (0005, lines 7-10) of the PIC wafer, transfer light “inject test light” (0048, lines 15-17) “optical coupling therebetween” (0038, lines 1-2) to a second PIC chip (fig 2, 110) on the PIC wafer for testing one or more operational attributes “determining coupling loss” (abstract, lines 8-10) of optical components disposed on the second PIC chip, wherein the second PIC chip (fig 1) was adjacent to the first PIC chip on the PIC wafer prior to die singulation of the PIC wafer “prior to dicing” (0005, lines 7-10). With respect to claim 2 according to claim 1, Khanna teaches the first PIC chip wherein the optical testing components comprise: a first edge coupler (fig 1, 125) fabricated “forming the test gap between the two test edge couplers” (0005, lines 1-2) on the substrate, the first edge coupler configured to, prior to die singulation of the PIC wafer “prior to dicing” (0005, lines 7-10), transfer light to a second edge coupler of the second PIC chip for testing at least a first operational attribute “determining coupling loss” (abstract, lines 8-10) among the one or more operational attributes “estimating a coupling loss of one edge coupler” of the optical components disposed on the second PIC chip “two or more test structures on the number of edge coupler pairs therein” (0007, col 2, lines 6-8). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 3 & 4 is/are rejected under 35 U.S.C. 103 as being unpatentable over Khanna US 20200033533 in view of Traverso US 20180313718. With respect to claim 3 according to claim 2, Khanna does not teach an optical coupler being configured to receive light from an optical testing probe and a waveguide optically coupled to the optical coupler and the first edge coupler, the waveguide being configured to transfer light between the optical coupler and the first edge coupler. Traverso, in the same field of endeavor of diced wafer substrates, teaches an optical coupler i.e. grating coupler (fig 2, 240) fabricated on a wafer substrate, wherein the optical coupler is configured to receive light from an optical testing probe (0042, lines 1-2). Traverso further teaches a waveguide (fig 2, 220B) fabricated on the substrate is optically coupled to the optical coupler and a first edge coupler (fig 2, 225B) transferring light from the optical coupler to the edge coupler. At the time prior to the effective filing date of the invention it would have been obvious to one of ordinary skill in the art to combine Traverso’s optical coupler and waveguide with Khanna’s first edge coupler as a known technique to enable light from the outside light source to travel to the edge couplers. With respect to claim 4 according to claim 3, the combination teaches the optical coupler comprises a grating coupler (fig 2, 240 Traverso). Allowable Subject Matter Claims 9-25 are allowed. Claims 5-8 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten to include all of the limitations of the base claim and any intervening claims or to include the limitation(s) and any intervening claims into the base claim. The following is a statement of reasons for the indication of allowable subject matter: As to claim 5, the prior art of record, taken alone or in combination, fails to disclose or render obvious “a third edge coupler fabricated on the substrate, the third edge coupler configured to, prior to die singulation of the PIC wafer, receive light from a fourth edge coupler of the second PIC chip for testing at least a second operational attribute among the one or more operational attributes of the optical components disposed on the second PIC chip”, in combination with the rest of the limitations of claim 5. As to claim 8, the prior art of record, taken alone or in combination, fails to disclose or render obvious “generate one or more electrical signals associated with at least a first operational attribute among the one or more operational attributes of the optical components disposed on the second PIC chip; and provide the one or more electrical signals to the one or more electrical pads for output to an electrical testing probe mechanism”, in combination with the rest of the limitations of claim 8. As to claim 9, the prior art of record, taken alone or in combination, fails to disclose or render obvious “fabricating on the substrate testing components distinct from the one or more optical components and the one or more electrical components corresponding to the at least one of i) the optical communication transmitter, and ii) the optical communication receiver, the testing components configured to, while the PIC chip and another PIC chip adjacent to the PIC chip are integral with the PIC wafer, transfer light to the other PIC chip for testing one or more operational attributes of optical components disposed on the other PIC chip”, in combination with the rest of the limitations of claim 9. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MAURICE C SMITH whose telephone number is (571)272-2526. The examiner can normally be reached Monday-Friday 9am-5pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kara Geisel can be reached at (571) 272-2416. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MAURICE C SMITH/Examiner, Art Unit 2877
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Prosecution Timeline

Jun 28, 2024
Application Filed
Dec 29, 2025
Non-Final Rejection — §102, §103
Mar 31, 2026
Response Filed

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
84%
Grant Probability
82%
With Interview (-2.3%)
2y 1m
Median Time to Grant
Low
PTA Risk
Based on 704 resolved cases by this examiner. Grant probability derived from career allow rate.

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