Prosecution Insights
Last updated: May 29, 2026
Application No. 18/760,087

NOVEL HIGH EFFICIENCY LINE INTERACTIVE UPS

Non-Final OA §102§103
Filed
Jul 01, 2024
Priority
Jul 28, 2023 — IN 202311051023
Examiner
ROSARIO BENITEZ, GUSTAVO A
Art Unit
2838
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Schneider Electric It Corporation
OA Round
1 (Non-Final)
82%
Grant Probability
Favorable
1-2
OA Rounds
8m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allowance Rate
606 granted / 744 resolved
+13.5% vs TC avg
Strong +25% interview lift
Without
With
+25.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
27 currently pending
Career history
774
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
83.8%
+43.8% vs TC avg
§102
4.3%
-35.7% vs TC avg
§112
11.0%
-29.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 744 resolved cases

Office Action

§102 §103
DETAILED ACTION This office action is in response to the application filed on 01/12/2026. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement (IDS) submitted on 09/27/2024 and 01/06/2025 has been considered by the examiner. Specification The lengthy specification has not been checked to the extent necessary to determine the presence of all possible minor errors. Applicant’s cooperation is requested in correcting any errors of which applicant may become aware in the specification. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-9, 11-14 and 21 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Ito et al. US 2001/0026460. Regarding Claim 1, Ito teach (Figures 1-12) a power-conditioning system (Fig. 1) comprising: a load output (at 11) configured to be coupled to a load (11); a power-factor-correction circuit (L1, s1-s4 and C) comprising a first switching leg and a second switching leg (S1-S4), wherein the first switching leg and the second switching leg are configured to be controlled based on a first modulation index (See fig. 5, same controlled modulation); an inverter (s3-s5) comprising the second switching leg and a third switching leg, wherein the third switching leg is configured to be controlled based on a second modulation index (s5-s6 modulation control according to fig. 5); and a capacitor (c2) coupled to an inverter output (at 6) of the inverter and being coupled in series with the load output (11). (For example: Par. 60-74) Regarding Claims 2 and 12, Ito teach (Figures 1-12) wherein the first modulation index is different than the second modulation index (see fig. 5, the operation is different and see fig. 10-12 with Vr1-vr3 values and ranges). (For example: Par. 118-128) Regarding Claim 3, Ito teach (Figures 1-12) further comprising at least one controller (2) coupled to the PFC and the inverter (see fig. 1). Regarding Claims 4 and 13, Ito teach (Figures 1-12)wherein the at least one controller (2) is configured to modify at least one of the first modulation index or the second modulation index (see the operation between figures 4-5 and the levels for the Vr1-Vr3 signals at figures 10-12) to modify an output AC voltage output by the inverter (buck and boost modes). (For example: Par. 60-74 and 118-128) Regarding Claims 5 and 14, Ito teach (Figures 1-12) wherein modifying a value of the at least one of the first modulation index or the second modulation index modifies a phase of the output AC voltage (phase is modified by the operation of the system with the boost and buck modes). (For example: Par. 60-74 and 118-128) Regarding Claim 6, Ito teach (Figures 1-12)further comprising a first AC input and a second AC input (fig. 1, terminals 4-5). Regarding Claim 7, Ito teach (Figures 1-12)wherein the first AC input is coupled to the capacitor (6, through operation of the system) and to a midpoint of the second switching leg (at 9 and 5). Regarding Claim 8, Ito teach (Figures 1-12) further comprising an inductor (L1) having a first connection coupled to the second AC input (when the combination of S1 and S4 or S2 and S3 are one the current loop formed makes the elements connected) and a second connection coupled to a midpoint of the first switching leg (at 8, fig. 1). Regarding Claim 9, Ito teach (Figures 1-12) further comprising an inductor (L2) having a first connection coupled to the load output (at 11) and a second connection coupled to a midpoint of the third switching leg (10). Regarding Claim 11, Ito teach (Figures 1-12) a method of operating a load-conditioning system (Fig. 1) comprising a load output (at 11) configured to be coupled to a load (11), a power-factor-correction circuit (L1, s1-s4 and C) comprising a first switching leg and a second switching leg (s1-s4), an inverter (s3-s6) comprising the second switching leg and a third switching leg (s3-s6), and a capacitor (c2) coupled to an inverter output (at 6) of the inverter and being coupled in series with the load output, the method comprising: controlling the first switching leg and the second switching leg (s1-s4) based on a first modulation index(See fig. 5, same controlled modulation); controlling the third switching leg based on a second modulation index (s5-s6 modulation control according to fig. 5); and providing, by the inverter, an output AC voltage (Vo) to the capacitor based on the first modulation index and the second modulation index(with 2). (For example: Par. 60-74) Regarding Claim 21, Ito teach (Figures 1-12) a power-conditioning system (Fig. 1) comprising: a load output (at 11) configured to be coupled to a load (11); a power-factor-correction circuit (L1, s1-s4 and C) comprising a first switching leg and a second switching leg (S1-S4), wherein the first switching leg and the second switching leg are configured to be controlled based on a first switching frequency (See abstract, 50hz); an inverter (s3-s5) comprising the second switching leg and a third switching leg, wherein the third switching leg is configured to be controlled based on a second switching frequency (see abstract, 20khz); and a capacitor (c2) coupled to an inverter output (at 6) of the inverter and being coupled in series with the load output (11). (For example: Par. 43-52) Claim(s) 19-20 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Schneider et al. US 9787211. Regarding Claim 19, Ito teach (Figures 1 and 9-17) a non-transitory computer-readable medium storing thereon sequences of computer-executable instructions (see col. 15 lines 1-12) for operating a load-conditioning system (fig. 9) comprising a load output (at Vo) configured to be coupled to a load (108), a power-factor-correction circuit (S3-S5, Li, C3, 1101 and 206) comprising a first switching leg and a second switching leg(s3-s5), an inverter (s1-s4) comprising the second switching leg and a third switching leg (S1-s4), and a capacitor (C2) coupled to an inverter output of the inverter (at Vo) and being coupled in series with the load output (108), the sequences of computer-executable instructions including instructions that instruct at least one processor to: control the first switching leg and the second switching leg based on a first modulation index (see table 1); control the third switching leg based on a second modulation index (see table 2); and provide, by the inverter, an output AC voltage (Vo) to the capacitor based on the first modulation index and the second modulation index (with 102). (For example: Col. 7-11) Regarding Claim 20, Schneider teach (Figures 1 and 9-17) wherein the instructions further instruct the at least one processor (see col. 15 lines 1-12) to modify at least one of the first modulation index or the second modulation index to modify the output AC voltage (with the operation as mentioned in tables 1 and 2). (For example: Col. 7-11) Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 10 and 15-18 is/are rejected under 35 U.S.C. 103 as being unpatentable over Ito in view of Maoh A modular three-phase voltage regulator with fictitious dc-link. Regarding Claim 10, Ito teach (Figures 1-12) the capacitor. Ito does not teach wherein the capacitor is coupled in parallel with the inverter. Maoh teaches (Figure 4) wherein the capacitor is coupled in parallel with the inverter. (see Section III) It would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to modify the circuit of Ito to include wherein the capacitor is coupled in parallel with the inverter as taught by Maoh to provide compensation to the system in response to voltage disturbances. Regarding Claim 15-17, Ito teach (Figures 1-12) the capacitor. Ito does not teach further comprising receiving, from an input coupled in series with the capacitor, an input AC voltage; wherein providing the output AC voltage to the capacitor includes generating a differential voltage across the capacitor, the output AC voltage being in-phase with the input AC voltage; further comprising providing, by the capacitor, a load AC voltage to the load, wherein the load AC voltage is a sum of the input AC voltage and the output AC voltage. Maoh teaches (Figures 4-5) further comprising receiving, from an input coupled in series with the capacitor (Fig. 4. At Vs), an input AC voltage (Vs); wherein providing the output AC voltage to the capacitor includes generating a differential voltage across the capacitor (Vsr across Cf capacitor which receives Vs and the voltage from the inverter with switches s5-s6), the output AC voltage being in-phase with the input AC voltage (see fig. 5, Vs and Vo); further comprising providing, by the capacitor, a load AC voltage to the load (VL), wherein the load AC voltage is a sum of the input AC voltage and the output AC voltage (the charge accumulated by the capacitor by receiving power from Vs and the converter module). (see Section III) It would have been obvious to one of ordinary skill in the art before the effective filling date of the claimed invention to modify the circuit of Ito to include further comprising receiving, from an input coupled in series with the capacitor, an input AC voltage; wherein providing the output AC voltage to the capacitor includes generating a differential voltage across the capacitor, the output AC voltage being in-phase with the input AC voltage; further comprising providing, by the capacitor, a load AC voltage to the load, wherein the load AC voltage is a sum of the input AC voltage and the output AC voltage, as taught by Maoh to provide compensation to the system in response to voltage disturbances. Regarding Claim 18, Ito teach (Figures 1-12) further comprising selecting at least one of the first modulation index and the second modulation index to maintain the load AC voltage at a desired level (using one of the operation modes of figures 3-5, either as buck or boost modes of operation). (For example: Par. 60-74 and 118-128) Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to GUSTAVO A ROSARIO-BENITEZ whose telephone number is (571)270-7888. The examiner can normally be reached M-F 9AM-5PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, MONICA LEWIS can be reached at 5712721838. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /GUSTAVO A ROSARIO-BENITEZ/Primary Examiner, Art Unit 2838
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Prosecution Timeline

Jul 01, 2024
Application Filed
Mar 13, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
82%
Grant Probability
99%
With Interview (+25.2%)
2y 7m (~8m remaining)
Median Time to Grant
Low
PTA Risk
Based on 744 resolved cases by this examiner. Grant probability derived from career allowance rate.

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