Prosecution Insights
Last updated: April 19, 2026
Application No. 18/761,931

POLYIMIDE FILM, METHOD FOR PRODUCING POLYIMIDE FILM, AND POLYIMIDE PRECURSOR RESIN COMPOSITION

Non-Final OA §103
Filed
Jul 02, 2024
Examiner
KAHN, RACHEL
Art Unit
1766
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Dai Nippon Printing Co. Ltd.
OA Round
1 (Non-Final)
28%
Grant Probability
At Risk
1-2
OA Rounds
3y 9m
To Grant
44%
With Interview

Examiner Intelligence

Grants only 28% of cases
28%
Career Allow Rate
179 granted / 649 resolved
-37.4% vs TC avg
Strong +16% interview lift
Without
With
+15.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
65 currently pending
Career history
714
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
48.5%
+8.5% vs TC avg
§102
15.5%
-24.5% vs TC avg
§112
23.7%
-16.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 649 resolved cases

Office Action

§103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims 1-10 are pending as filed on 7/2/2024. Election/Restrictions Applicant's election with traverse of species wherein the polyimide is formed from 6FDA as tetracarboxylic dianhydride, TFMB as diamine and wherein the inorganic particle is strontium carbonate in the reply filed on 2/2/2026 is acknowledged. The traversal is on the ground(s) that the species are sufficiently related such that there would be no search burden. This is not found persuasive for the reasons set forth in paragraph 5 of the requirement mailed on 12/1/2025. The requirement is still deemed proper and is therefore made FINAL. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-10 is/are rejected under 35 U.S.C. 103 as being unpatentable over Jung et al (US 2011/0311796) in view of Sato (WO 2016/147997; English equivalent US 2017/0275425 cited herein) and Koike et al (JP 2004/035347; included machine translation cited herein). As to claims 1-6, 9 and 10, Jung discloses a polyimide film that is colorless and transparent, has a low birefringence, and is suitable to be utilized for flexible display substrates [0024, 0036]. Jung teaches that the aromatic dianhydride and diamine components of the polyimide are not particularly limited, and names both 6FDA and 2,2’-TFDB among monomers to be included [0038-9]. Jung exemplifies a polyimide formed from 6FDA and 2,2’-TFDB in Example 3 [0062], meeting the elected species (and having a structure encompassed by instant General formulas 1 and 3 recited in claims 2 and 5). A polyimide from 6FDA and TFDB is entirely aromatic, i.e., 100% of hydrogen atoms are directly bound to an aromatic ring, meeting instant claim 3. Jung teaches that the polyimide film has an average transmittance of 85% or more at 380-780 nm for a film thickness of 25-100 microns [0034], which meets the presently recited range of 80% or more total light transmittance at a thickness of 10 micron. Jung further teaches that a polyimide film may be manufactured using a polyamic acid solution, and a filler may be added to the polyamic acid solution. Jung names several examples of suitable inorganic fillers [0044]. Jung further teaches that when a film has a low birefringence, the distortion of an image is reduced [0032], and therefore a film for application to LCDs preferably has a birefringence as close to zero as possible [0033]. However, Jung fails to specifically teach inorganic particles having refractive indices as presently recited, and fails to teach a size shrinkage ratio and a birefringence index of 0.020 or less as presently recited. Sato teaches that polyimide is being applied to a wide range of fields [0002], and teaches that a stretched film is preferred over a non-stretched film in consideration of enhancement of mechanical strength and heat resistance of the film [0141]. Sato describes methods for stretching a pre-formed polyimide film in [0146-152] for enhancement of physical properties by stretching [0149], and teaches that biaxial stretching is preferable in consideration of reduction in anisotropy (i.e., birefringence) [0145]. Koike discloses that an optical material made of a polymer resin is generally lighter weight and lower in cost and superior in processability and productivity compared to optical glass [0003], but that conventional polymeric materials exhibit birefringence [0004]. Koike teaches that in various processes for forming optical resins into optical devices in which a force is exerted to orient a main chain, such as stretching, a birefringence occurs, and there is an increasing need to avoid such problems [0014-15]. Koike teaches a method for producing strontium carbonate having an orientation birefringence, and using it to provide non-birefringent optical material containing the particulate strontium carbonate [0001]. In particular, Koike teaches utilizing a technique known as crystal doping in which the orientation birefringence of a polymer resin and inorganic fine particle cancel each other out [0020-21]. The long axis (major axis) of the strontium carbonate has a refractive index of 1.520 [0056], which is smaller than the refractive indices of each of the other optical axis directions (i.e., directions perpendicular to the major axis) [0055, 0080]. Considering Koike’s disclosure ([0014-15]) as discussed above, it was known in the art to orient optical resins by stretching. In view of Sato’s disclosure ([0141, 0149]) discussed above, it was known in the art that stretching a polyimide film results in enhancement of physical properties, such as mechanical strength and heat resistance. Both Koike ([0014-15]) and Sato ([0145]) further recognize that stretching a polymer resin can result in an undesired increase in birefringence/anisotropy. Therefore, in view of both Koike and Sato, the person having ordinary skill in the art would have been motivated to stretch a polyimide optical film in order to enhance physical properties of the film. Additionally, the person having ordinary skill in the art would have been motivated to add Koike’s strontium carbonate particles to a polymer (crystal doping technique) in order to reduce birefringence caused by orienting a polymer intended to be used as an optical substrate. It would have been obvious to the person having ordinary skill in the art, therefore, to have prepared a polyimide film comprising inorganic particles and having low birefringence suitable for a flexible display substrate, as disclosed by Jung, by including a step of stretching Jung’s polyimide film, as disclosed by Sato, in order to improve physical properties (such as strength and heat resistance) of the film. It would have been additionally obvious to the person having ordinary skill in the art to have prepared a stretched polyimide film intended for applications requiring low birefringence, as disclosed by modified Jung, by utilizing Koike’s strontium carbonate inorganic particles as the inorganic filler disclosed by Jung, in order to reduce any birefringence in the polyimide film caused by the step of stretching/orientation to a value as close to zero as possible, as desired by Jung (including to within the range or 0.020 or less or 0.010 or less, as recited in instant claims 1 and 6). As to the presently recited size shrinkage ratio: According to the instant specification, in general, size shrinkage is observed in the in-plane direction of polyimide films, and in a polyimide film having a size shrinkage of 0.1% or more, it is clear that the polyimide film is a stretched film [0027]. Sato teaches a stretching ratio which is preferably 1.1 times or more and 2.5 times or less in both directions in order to achieve sufficient stretch orientation and enhancement of mechanical strength and heat resistance, while also avoiding breaking, defects and variation in orientation due to stretching [0147]. Sato further teaches performing heat fixation in order to suppress thermal shrinkage of the film in reheating [0152], and teaches heating within particular temperatures and durations in order to suppress shrinkage while also maintaining stretch orientation of the film [0153]. Considering Sato’s disclosure, the person having ordinary skill in the art would have been motivated to select an appropriate stretching ratio within a range of 1.1 to 2.5 in order to enhance properties of a polyimide film, while also avoiding defects and breaking due to stretching. Additionally, the person having ordinary skill in the art would have been motivated to select an appropriate temperature and duration within the ranges disclosed by Sato for thermally fixing a stretched film in order to suppress shrinkage, yet also maintain stretch orientation and minimize thermal history/deterioration. Therefore, it would have been obvious to the person having ordinary skill in the art to have formed a polyimide film, as suggested by modified Jung, by selecting any appropriate stretching ratio within the range taught by Sato, and, to have selected appropriate heat fixation conditions as taught by Sato, including selecting a stretching ratio and heat fixation conditions corresponding to a size shrinkage ratio within a range of 0.1% or more (or within a range of 0.1-40%, or 0.1 to 9.7%, as recited in claims 9 and 10, respectively). As to claim 7, modified Jung suggests a film according to claim 1, as set forth above, wherein the film comprises strontium carbonate particles as disclosed by Koike. Koike further teaches that a high transparency is maintained at a particle addition concentration of 5 wt% or less [0054]. It would have been obvious to the person having ordinary skill in the art, therefore, to have selected any appropriate concentration of strontium carbonate particles within Koike’s range of 5 wt% or less in order to reduce birefringence while also maintaining sufficient transparency, including a concentration within the presently claimed range of 0.01 to 1.1 mass%. As to claim 8, modified Jung suggests a film according to claims 1-7, 9 and 10, as set forth above. Modified Jung is silent as to the flex resistance recited in claim 8. However, every exemplified polyimide film in the instant specification has a flex resistance of 2 mm (Table 5). Modified Jung suggests a polyimide film formed from the same monomers, having the same inorganic particles, and formed via substantially the same method (imidization, stretching) as utilized to form the exemplified polyimide films. There is reasonable basis to conclude, therefore, that modified Jung suggests a polyimide film having substantially the same flex resistance property as the polyimide films shown in instant table 5 (which falls within the presently claimed range of 5 or less). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to RACHEL KAHN whose telephone number is (571)270-7346. The examiner can normally be reached Monday to Friday, 8-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Randy Gulakowski can be reached at 571-272-1302. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /RACHEL KAHN/Primary Examiner, Art Unit 1766
Read full office action

Prosecution Timeline

Jul 02, 2024
Application Filed
Mar 09, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12578342
POLYMERIC DYES HAVING A BACKBONE COMPRISING ORGANOPHOSPHATE UNITS
2y 5m to grant Granted Mar 17, 2026
Patent 12552903
CHALCOGENIDE HYBRID ORGANIC/INORGANIC POLYMERS AND METHODS FOR PRODUCING AND USING THE SAME
2y 5m to grant Granted Feb 17, 2026
Patent 12545765
OLIGOMER OR POLYMER, COMPOSITION, USE OF THE OLIGOMER OR POLYMER AND INTERMEDIATE
2y 5m to grant Granted Feb 10, 2026
Patent 12503631
CURABLE SILICONE PRESSURE SENSITIVE ADHESIVE EMULSION AND METHOD FOR ITS PREPARATION
2y 5m to grant Granted Dec 23, 2025
Patent 12497482
METHOD FOR PREPARING AN ELASTOMER FROM A HYDROXYLATED FATTY ACID AND ELASTOMER OBTAINED BY SUCH A METHOD
2y 5m to grant Granted Dec 16, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
28%
Grant Probability
44%
With Interview (+15.9%)
3y 9m
Median Time to Grant
Low
PTA Risk
Based on 649 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month