Prosecution Insights
Last updated: August 16, 2026
Application No. 18/762,830

SELF-POWERED AIR CONDITIONING SYSTEMS

Non-Final OA §102§103§112
Filed
Jul 03, 2024
Priority
Jul 11, 2023 — provisional 63/513,018
Examiner
BRADFORD, JONATHAN
Art Unit
3763
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Carrier Corporation
OA Round
3 (Non-Final)
76%
Grant Probability
Favorable
3-4
OA Rounds
7m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allowance Rate
898 granted / 1183 resolved
+5.9% vs TC avg
Strong +22% interview lift
Without
With
+21.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
39 currently pending
Career history
1201
Total Applications
across all art units

Statute-Specific Performance

§101
1.7%
-38.3% vs TC avg
§103
49.0%
+9.0% vs TC avg
§102
19.2%
-20.8% vs TC avg
§112
26.1%
-13.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1183 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 8-19 and 21 are rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the written description requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor or a joint inventor, or for applications subject to pre-AIA 35 U.S.C. 112, the inventor(s), at the time the application was filed, had possession of the claimed invention. Regarding claims 8-19, the claims recite that the energy storage device is located remotely from the flow of air. However, the claims depend from claim 1 which recites that the energy storage device includes a housing having a flow channel formed therein for receiving the flow of air. The only embodiments disclosed with housing air flow channels are configured for direct cooling, not remote cooling, of the energy storage device (see paragraph 152 of the specification). Therefore the claimed embodiment of a housing with air flow channels, wherein the energy storage device is located remotely from the flow of air, is considered to be a presentation of new matter. As to claim 21, the claim recites that the energy storage device is both upstream from a heat exchanger relative to a flow of air and also remotely located from the flow path of air. The disclosed embodiments appear to show a storage device that is either upstream of the exchanger in regards to the flow of air (see Fig. 22 of the instant application) OR located remotely from the flow of air (Figs. 23-25), but not both. The claimed embodiment is therefore considered to be a presentation of new matter. Claims 8-19 and 21 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claims 8-19, the claims recite that the energy storage device is located remotely from the flow of air. However, the claims depend from claim 1 which recites that the energy storage device includes a housing having a flow channel formed therein for receiving the flow of air. Thus the limitation is indefinite as it is unclear whether the claimed storage device is in the flow of air or not. As to claim 21, the claim recites that the energy storage device is both upstream from a heat exchanger relative to a flow of air and also remotely located from the flow path of air. It is unclear how this configuration is to be achieved, and thus the claim is indefinite. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-2, 20, and 22 are rejected under 35 U.S.C. 103 as being unpatentable over Takeuchi (US 2015/0295285). As to claim 1, Takeuchi teaches an air conditioning system comprising: a vapor compression cycle having a heat transfer fluid circulating between a compressor 11, an expansion device 21, and at least one heat exchanger 15, the heat transfer fluid being conditioned by a flow of air (Fig. 1); and an energy storage device 55; wherein the flow of air provided to the exchanger 15 to condition the heat transfer fluid is also provided to the energy storage device 55, wherein the energy storage device 55 includes a housing 50/51 having a flow channel formed for receiving the flow of air, the energy storage device 55 being arranged upstream from the exchanger 15 relative to the flow of air (Fig. 1; paragraph 73). Takeuchi does not explicitly teach that the energy storage device 55 is selectively operable to supply power to the compressor 11. However, Official Notice is taken that using the vehicle battery to power the vehicle air conditioning compressor is a common and typical feature of the art that would have been obvious to use in conjunction with the battery 55 and compressor 11 of Takeuchi for the purpose of providing reliable air conditioning operations. As to claim 2, Takeuchi teaches the energy storage device 55 arranged within a flow path of the flow of air such that the flow of air is configured to directedly cool the device 55 (Fig. 1). As to claim 20, Takeuchi discloses the device 55 as a battery. As to claim 22, Takeuchi teaches most of the limitations of the claims as discussed in the rejections above, and also teaches the exchanger 15 capable of both heat absorption and heat rejection (Figs. 1, 3-4, and 6). Examiner Note In regards to claims 8-19 and 21, Ishizeki (US 2022/0363110) appears to teach what is intended to be claimed, wherein battery 55 is remote from a flow of air and is cooled by a coolant loop (the disclosure of Ishizeki appears to show a refrigeration circuit constructed in the manner as disclosed at Figs. 23-25 of the instant application). However, it is unclear what exactly is required by the claims as noted in the 112 rejections above. Response to Arguments Applicant’s arguments, see pages 6-9, filed 6/10/2026, with respect to the rejection(s) of claim(s) under 35 U.S.C. 102 have been fully considered and are persuasive Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of Takeuchi (US 2015/0295285) as discussed above. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JONATHAN BRADFORD whose telephone number is (571)270-5199. The examiner can normally be reached Monday-Friday 8:00 - 4:00 ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jerry-Daryl Fletcher can be reached at (571)270-5054. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JONATHAN BRADFORD/ Primary Examiner, Art Unit 3763
Read full office action

Prosecution Timeline

Jul 03, 2024
Application Filed
Dec 09, 2025
Non-Final Rejection mailed — §102, §103, §112
Mar 09, 2026
Response Filed
Apr 10, 2026
Final Rejection mailed — §102, §103, §112
Jun 10, 2026
Response after Non-Final Action
Jul 10, 2026
Request for Continued Examination
Jul 20, 2026
Response after Non-Final Action
Jul 31, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
76%
Grant Probability
97%
With Interview (+21.5%)
2y 8m (~7m remaining)
Median Time to Grant
High
PTA Risk
Based on 1183 resolved cases by this examiner. Grant probability derived from career allowance rate.

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