Prosecution Insights
Last updated: April 19, 2026
Application No. 18/762,909

NO-FROST HEAT PUMP

Final Rejection §102§103
Filed
Jul 03, 2024
Examiner
MA, KUN KAI
Art Unit
3763
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Addison Hvac LLC
OA Round
4 (Final)
79%
Grant Probability
Favorable
5-6
OA Rounds
2y 10m
To Grant
92%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allow Rate
624 granted / 790 resolved
+9.0% vs TC avg
Moderate +13% lift
Without
With
+12.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
39 currently pending
Career history
829
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
44.8%
+4.8% vs TC avg
§102
25.0%
-15.0% vs TC avg
§112
24.1%
-15.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 790 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This action is responsive to the claim amendment filed on 02/20/2026. Claims 1-20 are pending in this application. Claims 1, 10 and 11 have been amended. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 10 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Aoki et al. (JP2010164257A, previously cited and applied). Regarding claim 10, Aoki discloses a heat pump (see figure 1) comprising: a compressor (1) connected to a closed-loop refrigerant circuit, wherein the compressor circulates a refrigerant through the closed-loop refrigerant circuit (see figure 1); a source coil (6) connected to the closed-loop refrigerant circuit and disposed downstream of the compressor (see figure 1); wherein the source coil (6) discharges refrigerant from the source coil (6) to a suction accumulator (4) disposed upstream of the compressor (1; see figure 1); a load coil (2) connected to the closed-loop refrigerant circuit and disposed downstream of the compressor (1; see figure 1); wherein the load coil (2) receives the refrigerant from the compressor (1) and discharges the refrigerant to the source coil (6; see figure 1); an expansion valve (the expansion valve 3 or 5) connected to the closed-loop refrigerant circuit and disposed upstream of the compressor (1; see figure 1), the expansion valve (3 or 4) regulating supply of refrigerant to the compressor (1; see figure 1); a discharge valve (8) connected to the closed-loop refrigerant circuit and disposed downstream of the compressor (1; see figure 1) and upstream of the source coil (6; the heat pump of Aoki is a reversable heat pump; the discharge valve 8 disposed upstream of the source coil 6; see figure 2); a controller (20) operatively connected to and in communication with the discharge valve (8; see figure 1), the controller (20) configured to modulate circulation of the refrigerant through a cycle of evaporation and condensation between the source coil (6) and the load coil (2; see figure 1); and wherein the heat pump is configured as an air-to-water heat pump system to generate potable hot water (the heat exchanger 2 generate portable hot water; see figure 1). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-9 and 11-20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Kurita et al. (JP2011174639A, previously cited and applied) in view of Aoki and Lin et al. (CN112304152A, previously cited and applied). Regarding claim 1, Kurita discloses a heat-pump comprising: a compressor (1) connected to a closed-loop refrigerant circuit, wherein the compressor (1) circulates a refrigerant through the closed-loop refrigerant circuit (see figure 1); a source coil (3) connected to the closed-loop refrigerant circuit and disposed downstream of the compressor (1; see figure 1); a load coil (7) connected to the closed-loop refrigerant circuit and disposed downstream of the compressor (1; see figure 1); wherein the load coil (7) receives the refrigerant from the compressor (1) and discharges the refrigerant to the source coil (3; see figure 1); an expansion valve (the expansion valve 4 or 8) connected to the closed-loop refrigerant circuit and disposed upstream of the compressor (1), the expansion valve (4 or 8) regulating supply of refrigerant to the compressor (1; see figure 1); a discharge valve (5) connected to the closed-loop refrigerant circuit and disposed downstream of the compressor (1; see figure 1) and upstream of the source coil (3; see figure 1); a controller (16) operatively connected to and in communication with the discharge valve (6), the controller (16) comprising processor-executable instructions (see figure 2) to: circulate the refrigerant through a cycle of evaporation and condensation between the source coil (3) and the load coil (7; see figures 1-2); and activate the discharge valve (6) to automatically inject the refrigerant directly into an inlet end of the source coil (3) to prevent the formation of ice during operation at a certain ambient temperature (paragraphs 2-5 of page 6 and paragraphs 4-7 of page 7; see figures 1-2). However, Kurita fails to disclose wherein the source coil discharges refrigerant from the source coil to a suction accumulator disposed upstream of the compressor; the controller (16) comprising a tangible, non-transitory machine-readable media having processor-executable instructions. Aoki teaches a heat-pump comprising the source coil (6) discharges refrigerant from the source coil (6) to a suction accumulator (4) disposed upstream of the compressor (1; see figure 1). It would have been obvious to one having ordinary skill in the art at the time before the effective filing date of the claim invention to modify the heat-pump of Kurita to incorporate the claimed suction accumulator as taught by Aoki in order to prevent flooding or slugging at the inlet of the compressor by having the suction accumulator to ensure vapor refrigerant entering the compressor. Lin teaches a heat-pump comprising controller comprising a tangible, non-transitory machine-readable media having processor-executable instructions (paragraph 4 of page 16). It would have been obvious to one having ordinary skill in the art at the time before the effective filing date of the claim invention to modify the heat pump of Kurita to substitute the controller of Kurita with the claimed controller comprising a tangible, non-transitory machine-readable media having processor-executable instructions as taught by Lin such that the control instructions of Kurita is executed with the claimed controller of Lin in order to obtain a predictable result which to prevent formation of ice on the source coil by controlling the operation of discharge valve (see MEPE 2143 section B). Regarding claim 2, Kurita discloses the source coil (3) is an outdoor heat exchange coil (3) disposed in an outdoor environment in direct contact with outdoor ambient air (see figure 1). Regarding claim 3, Kurita discloses the load coil (7) is an indoor heat exchange coil (7) disposed in an indoor environment in direct contact with indoor ambient air (see figure 1). Regarding claim 4, Kurita discloses the certain ambient temperature is a temperature of outdoor ambient air in direct contact with the source coil (3; the sensor 14 detects the outdoor ambient air temperature; see figure 1). Regarding claim 5, Kurita discloses the certain ambient temperature is below 40ºF (during heating operation, the outdoor heat exchanger temperature become 0 oC or less as outside air temperature decrease therefore, the outside air temperature is at least less than 0 oC which is below 40 oF; paragraph 1 of page 2). Regarding claim 6, Kurita discloses the heat pump further comprising a four-way reversing valve (2) fluidly coupled to the source coil (3) and the load coil (7; see figure 1), where the four-way reversing valve (2) is switchable between a heating mode configuration and a cooling mode configuration (see figure 1). Regarding claim 7, Kurita discloses the discharge valve (6) is a gas injection valve (6) and the discharge valve improves operational efficiency by preventing large load temperature swings when operated (the heating operation that does not require the defrosting operation is possible, and the comfort of indoor space can be ensured; paragraph 5 of page 6 and a decrease in the amount of refrigerant circulating to the indoor unit can be compensated and the comfort of the indoor space can be more reliably ensured, paragraph 6 of page 6; the compensated decrease in the amount of refrigerant circulating to the indoor unit prevent large load temperature swings). Regarding claim 8, Kurita discloses the refrigerant injected into the inlet end of the source coil (3) is a hot gas phase refrigerant output from the compressor (1; see figure 1). Regarding claim 9, Kurita discloses the discharge valve (6) prevents the formation of ice on a surface of the source coil (3) when operated in a heating mode (paragraphs 2-5 of page 6 and paragraphs 4-7 of page 7; see figures 1-2). Regarding claim 11, Kurita as modified in detail as in claim 1 above discloses a method of operating a heat pump (see figures 1-2), the method comprising the steps of: fluidly interconnecting (a) a compressor (1), (b) a source coil (3), (c) a load coil (7), (d) an expansion valve (4 or 8), (e) a discharge valve (6), and (f) a suction accumulator (4, Aoki; see figure 1 of Aoki) to a closed-loop refrigerant circuit (see figure 1), wherein the source coil (3) and the load coil (7) are each disposed downstream of the compressor (1), the discharge valve (6) is disposed downstream of the compressor (1) and upstream of the source coil (3; see figure 1) and the expansion valve (4 or 8) is disposed upstream of the compressor (1; see figure 1), and wherein the compressor (1) circulates a refrigerant through the closed-loop refrigerant circuit (see figure 1) such that the load coil (7) receives the refrigerant from the compressor (1) and discharges the refrigerant to the source coil (3) and the source coil (3) discharges the refrigerant from the source coil (3) to the suction accumulator (4; Aoki; see figure 1 of Aoki) upstream of the compressor (1; see figure 1); operatively connecting a controller (16) to the discharge valve (6; see figure 1), the controller (16) comprising a tangible, non-transitory machine-readable media having processor-executable instructions (paragraph 4 of page 16, Lin) to: circulate the refrigerant through a cycle of evaporation and condensation between the source coil (3) and the load coil (7; see figure 1); activate the discharge valve (6; see figure 2); and inject the refrigerant directly into an inlet end of the source coil (3) to prevent the formation of ice during operation at a certain ambient temperature (paragraphs 2-5 of page 6 and paragraphs 4-7 of page 7; see figures 1-2). Regarding claim 12, Kurita discloses the source coil (3) is an outdoor heat exchange coil (3) disposed in an outdoor environment in direct contact with outdoor ambient air (see figure 1). Regarding claim 13, Kurita discloses the load coil (7) is an indoor heat exchange coil (7) disposed in an indoor environment in direct contact with indoor ambient air (see figure 1). Regarding claim 14, Kurita discloses the certain ambient temperature is a temperature of outdoor ambient air in direct contact with the source coil (3; see figure 1). Regarding claim 15, Kurita discloses the certain ambient temperature is below 40ºF (during heating operation, the outdoor heat exchanger temperature become 0 oC or less as outside air temperature decrease therefore, the outside air temperature is at least less than 0 oC which is below 40 oF; paragraph 1 of page 2). Regarding claim 16, Kurita discloses the method further comprising the steps of: fluidly coupling a four-way reversing valve (2) to the source coil (3) and the load coil (7), wherein the four-way reversing valve (2) is switchable between a heating mode configuration and a cooling mode configuration (see figure 1). Regarding claim 17, Kurita discloses the discharge valve is a gas injection valve (6; see figure 1). Regarding claim 18, Kurita discloses the refrigerant injected into the inlet end of the source coil (3) is a hot gas phase refrigerant output from the compressor (1; see figure 1). Regarding claim 19, Kurita discloses the discharge valve (6) prevents the formation of ice on a surface of the source coil (3) when operated in a heating mode (paragraphs 2-5 of page 6 and paragraphs 4-7 of page 7; see figures 1-2). Regarding claim 20, Kurita discloses the discharge valve (6) is a gas injection valve (6) and the discharge valve improves operational efficiency by preventing large load temperature swings when operated (the heating operation that does not require the defrosting operation is possible, and the comfort of indoor space can be ensured; paragraph 5 of page 6; and a decrease in the amount of refrigerant circulating to the indoor unit can be compensated and the comfort of the indoor space can be more reliably ensured, paragraph 6 of page 6; the compensated decrease in the amount of refrigerant circulating to the indoor unit prevent large load temperature swings). Response to Arguments Applicant's arguments on the Remarks filed 02/20/2026 have been fully considered but they are not persuasive. Applicant argues from paragraph 3 of page 9 to the last paragraph of page 10 that “While the Office Action asserts that Aoki discloses compressor (1), source coil (6), load coil (2), expansion valve (3/5) and discharge valve (8), Aoki fails to disclose the refrigerant pathway in the figuration described in claim 10. Specifically, "Circuit A" of Aoki generally discloses the following refrigerant pathway: Refrigerant flows from the compressor (1) to the four-way valve (9) to the water heat exchanger (2), to the first expansion valve (3), to the receiver (4), to the second expansion valve (5), to the outdoor heat exchanger (6), to the refrigerant-refrigerant heat exchanger (7) (via the four-way valve (9)) and back to the compressor (1). Claim 10 has been amended to clarify that, in the claimed device, the load coil receives the refrigerant from the compressor and sends the refrigerant to the source coil and that the source coil sends the refrigerant from the source coil to a suction accumulator prior to reaching the compressor” has been fully considered. However, the Office respectfully disagrees. First, the claimed or argued refrigerant pathway does not associated to any particular operation mode. Second, in figure 1 of Aoki, there are at least three circuits being presented. These circuits associated to different operation modes. In circuit A, Aoki clearly discloses the load coil (2) receives refrigerant from the compressor (1) and sends to the refrigerant to the source coil (6) and that source coil (6) sends the refrigerant from the source coil (6) to a suction accumulator (4) prior to reaching the compressor (1; see figure 1). Therefore, Aoki discloses the argued limitation thus, applicant’s argument is not persuasive. Applicant’s arguments on the Remarks with respect to claim(s) 1 and 11 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. The teaching reference Aoki teaches the claimed suction accumulator (4; see figure 1). Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KUN KAI MA whose telephone number is (571)-270-3530. The examiner can normally be reached on Monday-Friday 9am-6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jianying Atkisson can be reached on 5712707740. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KUN KAI MA/Primary Examiner, Art Unit 3763
Read full office action

Prosecution Timeline

Jul 03, 2024
Application Filed
Feb 15, 2025
Non-Final Rejection — §102, §103
May 20, 2025
Response Filed
Aug 01, 2025
Final Rejection — §102, §103
Oct 06, 2025
Response after Non-Final Action
Nov 04, 2025
Request for Continued Examination
Nov 13, 2025
Response after Non-Final Action
Nov 23, 2025
Non-Final Rejection — §102, §103
Feb 20, 2026
Response Filed
Mar 06, 2026
Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
79%
Grant Probability
92%
With Interview (+12.9%)
2y 10m
Median Time to Grant
High
PTA Risk
Based on 790 resolved cases by this examiner. Grant probability derived from career allow rate.

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