Prosecution Insights
Last updated: October 25, 2026
Application No. 18/762,941

METHOD, AN APPARATUS AND A SYSTEM FOR MANAGING AN EVENT TO GENERATE AN ALERT INDICATING A SUBJECT IS LIKELY TO BE UNAUTHORIZED

Non-Final OA §102§112
Filed
Jul 03, 2024
Priority
Nov 01, 2019 — SG 10201910218X +2 more
Examiner
HAILE, BENYAM
Art Unit
2688
Tech Center
2600 — Communications
Assignee
NEC Corporation
OA Round
3 (Non-Final)
62%
Grant Probability
Moderate
3-4
OA Rounds
1m
Est. Remaining
86%
With Interview

Examiner Intelligence

Grants 62% of resolved cases
62%
Career Allowance Rate
445 granted / 721 resolved
At TC average
Strong +25% interview lift
Without
With
+24.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
43 currently pending
Career history
775
Total Applications
across all art units

Statute-Specific Performance

§101
3.1%
-36.9% vs TC avg
§103
56.8%
+16.8% vs TC avg
§102
13.3%
-26.7% vs TC avg
§112
21.3%
-18.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 721 resolved cases

Office Action

§102 §112
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Claims Claims 1, 8, 15-22 are pending. Claim Rejections - 35 USC § 112 The following is a quotation of the first paragraph of 35 U.S.C. 112(a): (a) IN GENERAL.—The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor or joint inventor of carrying out the invention. The following is a quotation of the first paragraph of pre-AIA 35 U.S.C. 112: The specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of carrying out his invention. Claims 1, 8, 15-22 are rejected under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the written description requirement. The claim(s) contains subject matter which was not described in the specification in such a way as to reasonably convey to one skilled in the relevant art that the inventor or a joint inventor, or for applications subject to pre-AIA 35 U.S.C. 112, the inventor(s), at the time the application was filed, had possession of the claimed invention. Claims 1, 8 recite the limitation “when a person shown in a second image is determined, based on a feature regarding a face of the person shown in the second image, to not correspond to any of the plurality of preregistered persons: determine, using the feature regarding the clothing of the person shown in the first image and a feature regarding clothing of the person shown in the second image, that the person shown in the second image corresponds to the one of the plurality of preregistered persons to which the person shown in the first image corresponds, wherein the second image is different from the first image”. The originally filed disclosure fails to provide support for the above limitation claiming authenticating the user based on clothing, when the authentication based on facial features fails. The originally filed disclosure only provides support for using the “apparel” of the user as a attribute that can be used for authenticating the user, and not the specific step of authentication as claimed above. The limitation does not have support in the originally filed disclosure, and is considered a new matter. Claims 15-22 are rejected for being dependent on a rejected claim. The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1, 8, 15-22 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claims 1, 8 recite the limitation “a person” in line 5. The claim further recites the limitation “a person” in line 10. It is not clear if the “a person” from line 10 is the same or different person from line 5. The scope of the claim cannot be determined and is considered indefinite. Claims 15-22 are rejected for being dependent on a rejected claim. Note: for the purpose of the art rejections below, the limitation in line 10 is interpreted to represent “the person”. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 8 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Chandra [US 20160034678]. As to claim 1. Chandra discloses An information processing apparatus comprising: at least one memory storing instructions; and at least one processor configured to execute the instructions, [fig. 7, 0147] storage media 2040 storing instructions for execution by processor 2010, to: acquire a first image captured by a camera, [fig. 1, 0046, 0093] obtain digital image of an individual using camera 114; when using a feature regarding a face of a person shown in the first image and a feature regarding a face of each of a plurality of preregistered persons, [0095] compare facial feature of the user against facial features from a database of images, the person shown in the first image is determined to correspond to one of the plurality of preregistered persons, [0035, 0095] user authenticated based on facial features matching: acquire a feature regarding clothing of the person shown in the first image, [0095] extract color of the shirt the user is wearing; and when a person shown in a second image is determined, based on a feature regarding a face of the person shown in the second image, to not correspond to any of the plurality of preregistered persons, [0128] when the facial features fail to match: determine, using the feature regarding the clothing of the person shown in the first image and a feature regarding clothing of the person shown in the second image, that the person shown in the second image corresponds to the one of the plurality of preregistered persons to which the person shown in the first image corresponds, wherein the second image is different from the first image, [0128] color of a shirt matching can be used to authenticate the user when facial features fail to match. As to claim 8, is rejected using the same prior arts as to that of claim 1. Response to Arguments Applicant’s arguments with respect to claim(s) 1, 8, 15-22 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to BENYAM HAILE whose telephone number is (571)272-2080. The examiner can normally be reached 7:00 AM - 5:30 PM Mon. - Thur.. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Steven Lim can be reached at (571)270-1210. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Benyam Haile/Primary Examiner, Art Unit 2688
Read full office action

Prosecution Timeline

Jul 03, 2024
Application Filed
Dec 23, 2025
Non-Final Rejection mailed — §102, §112
Mar 23, 2026
Response Filed
Apr 07, 2026
Final Rejection mailed — §102, §112
Jul 07, 2026
Request for Continued Examination
Jul 10, 2026
Response after Non-Final Action
Oct 01, 2026
Non-Final Rejection mailed — §102, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
62%
Grant Probability
86%
With Interview (+24.6%)
2y 5m (~1m remaining)
Median Time to Grant
High
PTA Risk
Based on 721 resolved cases by this examiner. Grant probability derived from career allowance rate.

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