Prosecution Insights
Last updated: August 06, 2026
Application No. 18/766,420

STRAIN WAVE GEAR

Non-Final OA §102§103
Filed
Jul 08, 2024
Examiner
BROWN, JOSEPH HENRY
Art Unit
3618
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Minebea Mitsumi Lnc
OA Round
6 (Non-Final)
60%
Grant Probability
Moderate
6-7
OA Rounds
6m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 60% of resolved cases
60%
Career Allowance Rate
278 granted / 464 resolved
+7.9% vs TC avg
Strong +38% interview lift
Without
With
+38.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
32 currently pending
Career history
505
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
45.4%
+5.4% vs TC avg
§102
24.8%
-15.2% vs TC avg
§112
28.1%
-11.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 464 resolved cases

Office Action

§102 §103
DETAILED CORRESPONDENCE Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment The amendment filed 06/05/2026 has been entered. Claims 18-25 and 27-37 remain pending in the application. Applicant’s amendments to the claims have overcome each and every 112(b) rejection previously set forth in the Final Office Action mailed 04/30/2026. Applicant's request for reconsideration of the finality of the rejection of the last Office action is persuasive and, therefore, the finality of that action is withdrawn. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 18-19, 27-30, 33-34 and 36 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Zhou (CN 115031006 A). Regarding claim 18, Zhou discloses a strain wave gear (see Fig. 1) comprising: a drive shaft (21) mounted in a housing (24); and an output shaft (43); a first bearing arrangement (see annotated Fig. 1 below; A) supporting the drive shaft but not the output shaft (see annotated Fig. 1 below, wherein bearing arrangement A supports drive shaft 21 but not the output shaft 43); a second bearing arrangement (44) supporting the output shaft on the drive shaft (see Fig. 1, wherein bearing arrangement 44 supports output shaft 43 on the drive shaft 21; see attached English translation, page 9 paragraph 4, wherein “the centre of the output shaft 43 through the deep groove ball bearing 44 rotating support is installed on the planet bracket 21 power output end”; and see attached English translation, page 11 claim 9, wherein “the centre of the output shaft (43) is rotatably supported and mounted on the power output end of the planetary bracket (21) through a deep groove ball bearing (44)”; a flexible external gear wheel (31) connected to the drive shaft and a rigid internal gear wheel (32) connected to the output shaft; and a wave generator (33, 34) that engages the flexible external gear wheel from a radially inward direction of the flexible external gear wheel (see Fig. 1, wherein wave generator 33, 34 engages flexible gear wheel 31 from a radially inward direction), to establish a partial engagement of the flexible external gear wheel with the rigid internal gear wheel over a circumference of the flexible external gear wheel and to move the partial engagement in a circumferential direction (inherent operation of a strain wave gear); wherein the output shaft is supported coaxially by the drive shaft using the second bearing arrangement (see Fig. 1, wherein output shaft 43 is supported coaxially by drive shaft 21 using bearing 44), and wherein the second bearing arrangement is situated axially outside the partial engagement on the drive shaft (see Fig. 1, wherein bearing 44 is situated axially outside of the partial engagement of 31 and 32 on the drive shaft 21). Regarding claim 19, Zhou discloses the drive shaft (21) extends axially from a drive side of the strain wave gear (left side in the figure), the drive side is positioned axially next to the partial engagement on a first side (left side in the figure), to an output side of the strain wave gear (right side in the figure), the output side is positioned axially next to the partial engagement on a second side (right side in the figure) facing away from the first side, and the output shaft is supported on the drive shaft using the second bearing arrangement on the output side (see Fig. 1). Regarding claim 27, Zhou discloses the wave generator (33, 34) comprises an elliptical disk (33) arranged on the drive shaft (21) and a roller bearing (34) that deforms the external gear wheel (31) in response to rotation of the elliptical disk about a common axis of rotation of the drive shaft and the output shaft to produce the partial engagement (inherent operation of a strain wave gear). Regarding claim 28, Zhou discloses the roller bearing (34) has a flexible outer ring and an inner ring is formed by the elliptical disk, or the roller bearing has a flexible inner ring and a flexible outer ring (see attached English translation, wherein 34 is disclosed as a flexible bearing). Regarding claim 29, Zhou discloses the first bearing arrangement (see annotated Fig. 1 below; A) is situated in the housing (24) in which the drive shaft (21) is mounted (see Fig. 1). Regarding claim 30, Zhou discloses the output shaft (43) is free from any bearing arrangement in the housing (24). Regarding claim 33, Zhou discloses the drive shaft (21) is at least substantially cylindrical or stepped cylindrical (see Fig. 1), and the output shaft (34) is at least substantially hollow cylindrical with a connected flange (see Fig. 1). Regarding claim 34, Zhou discloses an actuator (see Fig. 1; 11) comprising: a strain wave gear (see Fig. 1; 3) comprising: a drive shaft (21) mounted in a housing (24); and an output shaft (43); a first bearing arrangement (see annotated Fig. 1 below; A) supporting the drive shaft but not the output shaft (see annotated Fig. 1 below, wherein bearing arrangement A supports drive shaft 21 but not the output shaft 43); a second bearing arrangement (44) supporting the output shaft on the drive shaft (see Fig. 1, wherein bearing arrangement 44 supports output shaft 43 on the drive shaft 21; see attached English translation, page 9 paragraph 4, wherein “the centre of the output shaft 43 through the deep groove ball bearing 44 rotating support is installed on the planet bracket 21 power output end”; and see attached English translation, page 11 claim 9, wherein “the centre of the output shaft (43) is rotatably supported and mounted on the power output end of the planetary bracket (21) through a deep groove ball bearing (44)”; a flexible external gear wheel (31) connected to the drive shaft and a rigid internal gear wheel (32) connected to the output shaft; and a wave generator (33, 34) that engages the flexible external gear wheel from a radially inward direction of the flexible external gear wheel (see Fig. 1, wherein wave generator 33, 34 engages flexible gear wheel 31 from a radially inward direction), to establish a partial engagement of the flexible external gear wheel with the rigid internal gear wheel over a circumference of the flexible external gear wheel and to move the partial engagement in a circumferential direction (inherent operation of a strain wave gear); wherein the output shaft is supported coaxially by the drive shaft using the second bearing arrangement (see Fig. 1, wherein output shaft 43 is supported coaxially by drive shaft 21 using bearing 44), and wherein the second bearing arrangement is situated axially outside the partial engagement on the drive shaft (see Fig. 1, wherein bearing 44 is situated axially outside of the partial engagement of 31 and 32 on the drive shaft 21). Regarding claim 36, Zhou discloses the drive shaft (21) extends axially from a drive side of the strain wave gear (left side in the figure), the drive side is positioned axially next to the partial engagement on a first side (left side in the figure), to an output side of the strain wave gear (right side in the figure), the output side is positioned axially next to the partial engagement on a second side (right side in the figure) facing away from the first side, and the output shaft is supported on the drive shaft using the second bearing arrangement on the output side (see Fig. 1). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 20 and 37 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zhou (CN 115031006 A). Regarding claim 20, Zhou fails to disclose the output shaft is supported on the drive shaft using the second bearing arrangement designed as a roller bearing. However, Zhou teaches a roller bearing (see Fig. 1; 42). It would have been obvious to one having ordinary skill in the art as of the effective filing date to modify the ball bearing of Zhou with a roller bearing, since it is well known in the art that roller bearings provide a larger surface area to support heavier loads and resist shock. Regarding claim 37, Zhou fails to disclose the output shaft is supported on the drive shaft using the second bearing arrangement designed as a roller bearing. However, Zhou teaches a roller bearing (see Fig. 1; 42). It would have been obvious to one having ordinary skill in the art as of the effective filing date to modify the ball bearing of Zhou with a roller bearing, since it is well known in the art that roller bearings provide a larger surface area to support heavier loads and resist shock. Claim 21-25 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zhou (CN 115031006 A) in view of NTN. Regarding claim 21, Zhou fails to disclose the second bearing arrangement has at least two rows. However, NTN teaches the second bearing arrangement has at least two rows (see page 2, figure). It would have been obvious to one having ordinary skill in the art as of the effective filing date to modify Zhou with the second bearing arrangement having at least two rows, as taught by NTN, to provide a fixed and a floating bearing so that one bearing that prevents axial movement of the shaft in relation to the housing and to provide another bearing which allows axial movement of the shaft to compensate for thermal expansion and manufacturing tolerances (see page 2, fixed/floating bearing arrangement). Regarding claim 22, Zhou fails to disclose the second bearing arrangement has an X-arrangement. However, NTN teaches the bearing arrangement has an X-arrangement (see page 4, x-arrangement). It would have been obvious to one having ordinary skill in the art as of the effective filing date to modify Zhou with an x-arrangement of the bearing, as taught by NTN, to accommodate partial axial loads and heavy radial loads while allowing for greater tolerance of mounting errors or shaft deflection. Regarding claim 23, Zhou fails to disclose the second bearing arrangement has an O-arrangement. However, NTN teaches the bearing arrangement has an O-arrangement (see page 3, o-arrangement). It would have been obvious to one having ordinary skill in the art as of the effective filing date to modify Zhou with an o-arrangement of the bearing, as taught by NTN, to provide high rigidity and stability by preloading the bearings, while also being particularly useful when the bearings need to withstand high loads and maintain accuracy. Regarding claim 24, the combination of claim 21 elsewhere above would necessarily result in the following limitations: the second bearing arrangement comprises a fixed bearing and a floating bearing (NTN, see page 2, fixed/floating bearing arrangement). Zhou in view of NTN fail to disclose the fixed bearing is arranged on a side of the floating bearing axially facing away from the partial engagement. However, given the finite number of solutions, i.e., the fixed bearing arranged on the side of the floating bearing axially facing away from the partial arrangement, or the fixed bearing arranged on the side of the floating bearing axially facing toward the partial arrangement, it would have been obvious to one having ordinary skill in the art to try both arrangements. Regarding claim 25, Zhou fails to disclose bearing inner rings or bearing outer rings of the at least two rows of the second bearing arrangement are elastically clamped against one another in an axial direction. However, NTN teaches bearing inner rings or bearing outer rings of the at least two rows of the second bearing arrangement are elastically clamped against one another in an axial direction (NTN, page 2, definition of fixed/floating bearing arrangement, wherein axial displacement occurs in the housing; in other words, the bearings are clamped against each other and flexible within the housing which is an inherent property of fixed/floating bearing pair). It would have been obvious to one having ordinary skill in the art as of the effective filing date to modify Zhou with elastically clamped bearings, as taught by NTN, to allow for the fixed/floating bearing arrangement while also allowing for axial displacement within the housing (see NTN, page 2). Claim 31 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zhou (CN 115031006 A) in view of Maurischat (DD 233401 A1). Regarding claim 31, Zhou fails to disclose the output shaft is sealed against the housing with a seal. However, Maurischat teaches the output shaft (see Fig. 2, 10) is sealed against the housing (13) with a seal (14). It would have been obvious to one having ordinary skill in the art as of the effective filing date to modify Zhou with the output shaft sealed against the housing, as taught by Maurischat, to prevent dust and/or debris from entering the housing and causing damage to the internal parts of the strain wave gear while also preventing lubricant from leaking from the strain wave gear. Claim 32 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zhou (CN 115031006 A) in view of Ohm (US 4044274 A). Regarding claim 32, Zhou discloses a rotor of an electric motor (11) is arranged on the drive shaft (21). Zhou fails to disclose a stator of the electric motor is arranged in the housing. However, Ohm teaches a stator (1) of the electric motor is arranged in the housing (30). It would have been obvious to one having ordinary skill in the art as of the effective filing date to modify Zhou with a stator of the electric motor arranged in the housing, as taught by Ohm, to provide a surface on which the motor can be fixed to provide input to the strain wave gear, and to provide protection for the motor and the internal components of the strain wave gear. Claim 35 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zhou (CN 115031006 A) in view of Poletuchij (SU 882735 A1). Regarding claim 35, Zhou fails to disclose the actuator is part of a robot. However, Poletuchij teaches the actuator is part of a robot (see attached English translation, wherein a manipulator with connected links which make a relative spatial movement is disclosed). It would have been obvious to one having ordinary skill in the art as of the effective filing date to modify Zhou to be used in a robot, as taught by Poletuchij, to actuate a part of a robot. PNG media_image1.png 712 856 media_image1.png Greyscale 1 - Zhou (CN 115031006 A) Fig. 1 Annotated Response to Arguments Applicant’s arguments have been considered but are moot in view of the new grounds of rejections that were necessitated by the amendment of 12/09/2025. Conclusion Applicant's amendment on 12/09/2025 necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JOSEPH BROWN whose telephone number is (313)446-6568. The examiner can normally be reached Mon-Thurs: 8:00am - 5:00pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Minnah Seoh can be reached at 571-357-2384. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JOSEPH BROWN/Primary Examiner, Art Unit 3618
Read full office action

Prosecution Timeline

Show 11 earlier events
Apr 16, 2026
Applicant Interview (Telephonic)
Apr 16, 2026
Response after Non-Final Action
Apr 30, 2026
Final Rejection mailed — §102, §103
Jun 05, 2026
Response after Non-Final Action
Jun 23, 2026
Final Rejection mailed — §102, §103
Jul 15, 2026
Applicant Interview (Telephonic)
Jul 15, 2026
Response after Non-Final Action
Jul 15, 2026
Examiner Interview Summary

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

6-7
Expected OA Rounds
60%
Grant Probability
98%
With Interview (+38.2%)
2y 7m (~6m remaining)
Median Time to Grant
High
PTA Risk
Based on 464 resolved cases by this examiner. Grant probability derived from career allowance rate.

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